Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2025
Institutional positions in Caterpillar Inc as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,542
- +459 vs. Q3 2025
- Shares held
- 330.0M
- −2.62M (−0.8%) vs. Q3 2025
- Total value
- $188.7B
- +$30.0B (+18.9%) vs. Q3 2025
- New holders
- 552
- 1,229 more added
- Sold out
- 93
- 1,307 more reduced
67 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Contravisory Investment Management, Inc. | 1,599 | $916.0K | 0.18% | +1,069+201.7% | Added |
| Sound Financial Strategies Group, LLC | 1,600 | $916.6K | 0.65% | −210−11.6% | Reduced |
| Penn Davis McFarland Inc | 1,600 | $916.6K | 0.09% | −100−5.9% | Reduced |
| WESCAP Management Group, Inc. | 1,600 | $916.6K | 0.19% | 00.0% | Unchanged |
| Rosenberg Matthew Hamilton | 1,600 | $916.6K | 0.19% | 00.0% | Unchanged |
| Capital Square, LLC | 1,601 | $916.9K | 0.47% | +1+0.1% | Added |
| Icapital Wealth LLC | 1,600 | $917.0K | 0.45% | 00.0% | Unchanged |
| LCNB Corp | 1,601 | $917.2K | 0.31% | −58−3.5% | Reduced |
| GWN Securities Inc. | 1,603 | $918.7K | 0.19% | +71+4.6% | Added |
| BlueSky Wealth Advisors, LLC | 1,604 | $918.9K | 0.12% | −218−12.0% | Reduced |
| Symphony Financial, Ltd. Co. | 1,603 | $920.0K | 0.12% | −201−11.1% | Reduced |
| FSM Wealth Advisors, LLC | 1,608 | $921.0K | 0.13% | +108+7.2% | Added |
| Pacific Point Advisors, LLC | 1,609 | $921.7K | 0.49% | +9+0.6% | Added |
| Crewe Advisors LLC | 1,610 | $922.3K | 0.08% | +15+0.9% | Added |
| Planned Solutions, Inc. | 1,615 | $925.2K | 0.30% | +675+71.8% | Added |
| Nikulski Financial, Inc. | 1,618 | $926.9K | 0.22% | +1,618 | New |
| BancorpSouth Bank | 1,620 | $928.0K | 0.05% | −14−0.9% | Reduced |
| Silvia McColl Wealth Management, LLC | 1,622 | $929.2K | 0.62% | −75−4.4% | Reduced |
| Affinity Capital Advisors, LLC | 1,623 | $929.7K | 0.13% | +176+12.2% | Added |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 1,623 | $929.8K | 0.32% | +1,623 | New |
| WealthPLAN Partners, LLC | 1,624 | $930.5K | 0.14% | −27−1.6% | Reduced |
| Nadler Financial Group, Inc. | 1,625 | $930.9K | 0.09% | +54+3.4% | Added |
| Merrithew & Thorsten Inc | 1,625 | $931.0K | 0.98% | +1,625 | New |
| William John Sempolinski | 1,630 | $933.8K | 0.46% | +1,630 | New |
| Advisory Resource Group | 1,632 | $934.9K | 0.16% | +13+0.8% | Added |
| Stonebridge Capital Advisors LLC | 1,633 | $935.5K | 0.06% | −6−0.4% | Reduced |
| Camden National Bank | 1,635 | $936.6K | 0.13% | −12−0.7% | Reduced |
| Barr E S & Co | 1,635 | $936.6K | 0.05% | −15−0.9% | Reduced |
| WealthTrust Axiom LLC | 1,635 | $936.7K | 0.24% | +40+2.5% | Added |
| Liberty Square Wealth Partners LLC | 1,636 | $937.2K | 0.27% | 00.0% | Unchanged |
| Frisch Financial Group, Inc. | 1,636 | $937.5K | 0.21% | +3+0.2% | Added |
| Millington Financial Advisors, LLC | 1,293 | $938.8K | 0.42% | +9+0.7% | Added |
| Burton Enright Welch | 1,640 | $939.5K | 0.13% | +66+4.2% | Added |
| Kaydan Wealth Management, Inc. | 1,643 | $941.2K | 0.27% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 1,645 | $942.5K | 0.34% | −47−2.8% | Reduced |
| Thayer Partners, LLC | 1,646 | $942.9K | 0.46% | +1,646 | New |
| Redhawk Wealth Advisors, Inc. | 1,653 | $947.0K | 0.11% | +10+0.6% | Added |
| Mine & Arao Wealth Creation & Management, LLC. | 1,654 | $947.7K | 0.37% | −123−6.9% | Reduced |
| VisionPoint Advisory Group, LLC | 1,655 | $948.1K | 0.18% | +33+2.0% | Added |
| Red Door Wealth Management, LLC | 1,656 | $948.9K | 0.10% | +4+0.2% | Added |
| Aft, Forsyth & Company, Inc. | 1,815 | $950.7K | 0.41% | 00.0% | Unchanged |
| Fagan Associates, Inc. | 1,660 | $951.0K | 0.13% | −160−8.8% | Reduced |
| Ellevest, Inc. | 1,662 | $952.1K | 0.13% | +277+20.0% | Added |
| Raab & Moskowitz Asset Management LLC | 1,662 | $952.2K | 0.21% | +67+4.2% | Added |
| Pacitti Group Inc. | 1,662 | $952.4K | 0.35% | +1+0.1% | Added |
| Citizens Business Bank | 1,663 | $952.7K | 0.16% | −3−0.2% | Reduced |
| Bigelow Investment Advisors, LLC | 1,664 | $953.3K | 0.37% | −51−3.0% | Reduced |
| Foster Group, Inc. | 1,665 | $953.7K | 0.03% | +313+23.2% | Added |
| Bogart Wealth, LLC | 1,666 | $954.4K | 0.04% | −52−3.0% | Reduced |
| Worth Financial Advisory Group, LLC | 1,668 | $955.7K | 0.46% | −10−0.6% | Reduced |
| Bayban | 1,669 | $956.1K | 0.85% | +1,669 | New |
| Ridgecrest Wealth Partners, LLC | 1,670 | $956.7K | 0.52% | −311−15.7% | Reduced |
| Charis Legacy Partners, LLC | 1,670 | $956.7K | 1.41% | 00.0% | Unchanged |
| Core Alternative Capital | 1,676 | $960.1K | 0.26% | +481+40.3% | Added |
| Axecap Investments, LLC | 1,677 | $960.7K | 0.59% | +1,677 | New |
| Vicus Capital | 1,678 | $961.3K | 0.07% | −152−8.3% | Reduced |
| Sepio Capital, LP | 1,678 | $961.4K | 0.05% | −503−23.1% | Reduced |
| Taylor Hoffman Capital Management LLC | 1,680 | $962.4K | 0.29% | −11−0.7% | Reduced |
| Goldenstone Wealth Management LLC | 1,681 | $963.3K | 0.72% | +1,681 | New |
| Purpose Unlimited Inc. | 1,683 | $964.1K | 0.04% | +1,683 | New |
| YHB Investment Advisors, Inc. | 1,686 | $965.9K | 0.07% | −9−0.5% | Reduced |
| Clear Creek Financial Management, LLC | 1,688 | $967.0K | 0.08% | +178+11.8% | Added |
| Relyea Zuckerberg Hanson LLC | 1,689 | $967.4K | 0.10% | +74+4.6% | Added |
| Ofc Financial Planning, LLC | 1,695 | $971.0K | 0.92% | 00.0% | Unchanged |
| First Growth Capital LLC | 1,258 | $975.0K | 0.87% | +1,258 | New |
| Diligent Investors, LLC | 1,702 | $975.0K | 0.24% | −30−1.7% | Reduced |
| Quent Capital, LLC | 1,706 | $977.3K | 0.07% | +76+4.7% | Added |
| Legacy Trust | 1,706 | $977.3K | 0.18% | −167−8.9% | Reduced |
| Kohmann Bosshard Financial Services, LLC | 1,706 | $977.3K | 0.09% | 00.0% | Unchanged |
| Hall Laurie J Trustee | 1,707 | $977.9K | 0.32% | −46−2.6% | Reduced |
| Novem Group | 1,708 | $978.6K | 0.11% | +44+2.6% | Added |
| United Advisor Group, LLC | 1,709 | $978.8K | 0.13% | +113+7.1% | Added |
| Basecamp Wealth Advisors LLC | 1,710 | $979.6K | 0.21% | +1,710 | New |
| Close Asset Management Ltd | 1,713 | $981.0K | 0.02% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 1,715 | $982.4K | 0.35% | +7+0.4% | Added |
| Check Capital Management Inc | 1,717 | $983.6K | 0.06% | 00.0% | Unchanged |
| Smith Chas P & Associates Pa Cpas | 1,717 | $983.6K | 0.05% | +1,717 | New |
| Canal Capital Management, LLC | 1,718 | $984.4K | 0.14% | +4+0.2% | Added |
| One Degree Advisors Inc | 1,721 | $985.0K | 0.27% | 00.0% | Unchanged |
| Cornerstone Select Advisors, LLC | 1,720 | $985.3K | 0.68% | 00.0% | Unchanged |
| Optas, LLC | 1,721 | $985.9K | 0.15% | +341+24.7% | Added |
| Sivia Capital Partners, LLC | 1,723 | $987.3K | 0.20% | +725+72.6% | Added |
| Van Hulzen Asset Management, LLC | 1,725 | $988.1K | 0.07% | −86−4.7% | Reduced |
| Tompkins Financial Corp | 1,728 | $989.9K | 0.08% | −291−14.4% | Reduced |
| Vigil Wealth Management, LLC | 1,733 | $992.8K | 0.83% | +1,733 | New |
| Wealth Alliance | 1,735 | $994.0K | 0.10% | −185−9.6% | Reduced |
| Lafayette Investments, Inc. | 1,736 | $994.3K | 0.19% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 1,739 | $996.4K | 0.21% | +145+9.1% | Added |
| Signature Estate & Investment Advisors LLC | 1,741 | $997.5K | 0.02% | +197+12.8% | Added |
| Warther Private Wealth, LLC | 1,742 | $998.1K | 0.24% | +685+64.8% | Added |
| LifeSteps Financial, Inc. | 1,746 | $1.00M | 0.64% | +10+0.6% | Added |
| Pettyjohn, Wood & White, Inc | 1,746 | $1.00M | 0.16% | +593+51.4% | Added |
| Everpar Advisors LLC | 1,749 | $1.00M | 0.37% | +221+14.5% | Added |
| Paulson Wealth Management Inc. | 1,751 | $1.00M | 0.23% | −32−1.8% | Reduced |
| Gradient Investments LLC | 1,751 | $1.00M | 0.02% | +304+21.0% | Added |
| Taylor Financial Group, Inc. | 1,753 | $1.00M | 0.59% | −26−1.5% | Reduced |
| Meeder Asset Management Inc | 1,757 | $1.01M | 0.05% | +1,697+2,828.3% | Added |
| Opal Wealth Advisors, LLC | 1,760 | $1.01M | 0.26% | +5+0.3% | Added |
| Trust Co of Virginia | 1,771 | $1.01M | 0.08% | +256+16.9% | Added |
| Versant Capital Management, Inc | 1,774 | $1.02M | 0.13% | +425+31.5% | Added |