Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2025
Institutional positions in Caterpillar Inc as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,542
- +459 vs. Q3 2025
- Shares held
- 330.0M
- −2.62M (−0.8%) vs. Q3 2025
- Total value
- $188.7B
- +$30.0B (+18.9%) vs. Q3 2025
- New holders
- 552
- 1,229 more added
- Sold out
- 93
- 1,307 more reduced
67 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Prodigy Asset Management LLC | 1,000 | $572.9K | 0.20% | 00.0% | Unchanged |
| Alpha Wealth Funds, LLC | 1,000 | $572.9K | 0.38% | 00.0% | Unchanged |
| U S Global Investors Inc | 1,000 | $572.9K | 0.06% | +1,000 | New |
| Alamar Capital Management, LLC | 1,000 | $572.9K | 0.32% | +1,000 | New |
| Garden State Investment Advisory Services LLC | 1,001 | $574.2K | 0.14% | −173−14.7% | Reduced |
| CWS Financial Advisors, LLC | 1,004 | $575.2K | 0.16% | 00.0% | Unchanged |
| Dover Advisors, LLC | 1,005 | $575.7K | 0.22% | 00.0% | Unchanged |
| Williamson Legacy Group, LLC | 1,005 | $575.7K | 0.45% | +1,005 | New |
| Capstone Wealth Management, Inc. | 977 | $577.3K | 0.51% | +977 | New |
| Lodestar Private Asset Management LLC | 1,008 | $577.5K | 0.06% | −71−6.6% | Reduced |
| First Financial Corp | 1,008 | $577.5K | 0.22% | 00.0% | Unchanged |
| Wealth Management Nebraska | 1,008 | $577.5K | 0.07% | +28+2.9% | Added |
| Global Assets Advisory, LLC | 1,009 | $578.0K | 0.17% | −5−0.5% | Reduced |
| Cookson Peirce & Co Inc | 1,009 | $578.0K | 0.02% | −3−0.3% | Reduced |
| COFG Advisors, LLC | 1,009 | $578.2K | 0.14% | +1,009 | New |
| Seven Mile Advisory | 1,011 | $579.2K | 0.10% | −133−11.6% | Reduced |
| Castle Rock Wealth Management, LLC | 834 | $579.5K | 0.13% | +91+12.2% | Added |
| Arbor Investment Advisors, LLC | 1,014 | $580.9K | 0.08% | −3−0.3% | Reduced |
| Alesco Advisors LLC | 1,014 | $580.9K | 0.02% | 00.0% | Unchanged |
| Eubel Brady & Suttman Asset Management Inc | 1,015 | $581.0K | 0.07% | +308+43.6% | Added |
| Schneider Downs Wealth Management Advisors, LP | 1,015 | $581.5K | 0.07% | +1,015 | New |
| Kera Capital Partners, Inc. | 886 | $582.4K | 0.07% | +352+65.9% | Added |
| Ledgewood Wealth Advisors, LLC | 1,017 | $582.6K | 0.34% | 00.0% | Unchanged |
| True Wealth Design, LLC | 1,017 | $582.9K | 0.17% | +228+28.9% | Added |
| Dala Group, LLC | 1,018 | $583.1K | 0.51% | +1,018 | New |
| Focused Alpha, LLC | 1,019 | $583.6K | 0.17% | +1,019 | New |
| Stonebrook Private Inc. | 1,019 | $583.8K | 0.12% | +18+1.8% | Added |
| Financial Advisors Network, Inc. | 1,020 | $584.2K | 0.08% | +14+1.4% | Added |
| Crown Wealth Group, LLC | 1,022 | $585.5K | 0.16% | +68+7.1% | Added |
| Jag Capital Management, LLC | 1,025 | $587.1K | 0.06% | +94+10.1% | Added |
| Canvas Wealth Advisors, LLC | 1,027 | $588.3K | 0.10% | +7+0.7% | Added |
| Private Wealth Partners, LLC | 1,027 | $588.3K | 0.04% | 00.0% | Unchanged |
| N.E.W. Advisory Services LLC | 1,027 | $588.5K | 0.04% | 00.0% | Unchanged |
| Hamilton Capital, LLC | 1,028 | $588.9K | 0.03% | +1,028 | New |
| Smallwood Wealth Investment Management, LLC | 1,028 | $589.1K | 0.31% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 1,002 | $589.2K | 0.09% | +76+8.2% | Added |
| Ramsay, Stattman, Vela & Price, Inc. | 1,030 | $590.1K | 0.11% | −40−3.7% | Reduced |
| Aventura Private Wealth, LLC | 1,033 | $591.8K | 0.21% | +10+1.0% | Added |
| AXS Investments LLC | 1,034 | $592.3K | 0.20% | +350+51.2% | Added |
| Master's Wealth Management Inc. | 1,035 | $593.0K | 0.21% | +31+3.1% | Added |
| Eaton Financial Holdings Company, LLC | 1,035 | $593.2K | 0.16% | −28−2.6% | Reduced |
| Arsenal Capital Advisors LLC | 1,036 | $593.5K | 0.42% | +1,036 | New |
| Peachtree Investment Partners, LLC | 1,036 | $593.8K | 0.20% | +504+94.7% | Added |
| Phillips Wealth Planners LLC | 923 | $595.7K | 0.48% | −121−11.6% | Reduced |
| Mowery & Schoenfeld Wealth Management, LLC | 1,040 | $595.8K | 0.86% | +15+1.5% | Added |
| American Investment Services, Inc. | 1,043 | $597.5K | 0.14% | +615+143.7% | Added |
| GPS Wealth Strategies Group, LLC | 1,043 | $597.6K | 0.51% | −3,356−76.3% | Reduced |
| Sym Financial Corp | 1,047 | $599.6K | 0.06% | +62+6.3% | Added |
| Town & Country Bank & Trust CO dba First Bankers Trust CO | 1,048 | $600.4K | 0.20% | 00.0% | Unchanged |
| Syntegra Private Wealth Group, LLC | 1,050 | $601.5K | 0.06% | +13+1.3% | Added |
| Clarity Wealth Advisors, LLC | 1,052 | $602.5K | 0.12% | 00.0% | Unchanged |
| Antonelli Financial Advisors, LLC | 1,053 | $603.0K | 0.40% | 00.0% | Unchanged |
| Wealth Advisors of Iowa, LLC | 1,053 | $603.3K | 0.20% | +585+125.0% | Added |
| Verum Partners LLC | 1,055 | $604.4K | 0.12% | +7+0.7% | Added |
| Miller Wealth Advisors, LLC | 1,056 | $605.0K | 0.22% | 00.0% | Unchanged |
| Manchester Capital Management LLC | 1,061 | $607.8K | 0.08% | +96+9.9% | Added |
| Ring Mountain Capital, LLC | 940 | $608.0K | 0.31% | −37−3.8% | Reduced |
| Onyx Financial Advisors, LLC | 1,062 | $608.3K | 0.26% | +3+0.3% | Added |
| D'Orazio & Associates, Inc. | 1,063 | $608.7K | 0.08% | +34+3.3% | Added |
| SkyOak Wealth, LLC | 1,064 | $609.3K | 0.11% | −37−3.4% | Reduced |
| Compass Financial Group, INC | 1,064 | $609.4K | 0.09% | −56−5.0% | Reduced |
| Security National Bank of Sioux City Iowa | 1,064 | $609.5K | 0.39% | 00.0% | Unchanged |
| Consilium Wealth Advisory, LLC | 1,068 | $611.8K | 0.23% | 00.0% | Unchanged |
| Formidable Asset Management, LLC | 1,282 | $611.8K | 0.09% | −20−1.5% | Reduced |
| XY Planning Network, Inc. | 1,068 | $611.8K | 0.11% | +342+47.1% | Added |
| Meridian Wealth Advisors, LLC | 1,068 | $612.0K | 0.08% | −1,330−55.5% | Reduced |
| Atlas Legacy Advisors, LLC | 1,048 | $612.5K | 0.11% | +207+24.6% | Added |
| Jupiter Wealth Management LLC | 808 | $612.7K | 0.27% | 00.0% | Unchanged |
| Ransom Advisory, Ltd | 1,070 | $613.0K | 0.24% | −125−10.5% | Reduced |
| Intrua Financial, LLC | 1,073 | $614.7K | 0.07% | −23−2.1% | Reduced |
| Greenwood Capital Associates LLC | 1,074 | $615.3K | 0.07% | 00.0% | Unchanged |
| Aspire Growth Partners LLC | 1,075 | $615.6K | 0.43% | +3+0.3% | Added |
| Anchyra Partners LLC | 1,076 | $616.4K | 0.19% | +1,076 | New |
| Baker Tilly Wealth Management, LLC | 1,076 | $616.4K | 0.15% | −83−7.2% | Reduced |
| Legacy Financial Group, Inc. | 1,077 | $616.9K | 0.16% | +53+5.2% | Added |
| Wealth Dimensions Group, Ltd. | 1,081 | $619.2K | 0.12% | +10+0.9% | Added |
| Haven Private, LLC | 1,084 | $621.0K | 0.27% | +60+5.9% | Added |
| Bearing Point Capital, LLC | 1,084 | $621.0K | 0.10% | +1,084 | New |
| Strategic Wealth Partners, Ltd. | 1,084 | $621.1K | 0.04% | −85−7.3% | Reduced |
| Van Cleef Asset Management,Inc | 1,088 | $623.3K | 0.06% | +173+18.9% | Added |
| Commonwealth Financial Services, LLC | 1,089 | $623.6K | 0.10% | +36+3.4% | Added |
| Ade, LLC | 1,090 | $624.5K | 0.30% | 00.0% | Unchanged |
| 360 Financial, Inc. | 1,095 | $627.3K | 0.19% | 00.0% | Unchanged |
| Pathway Wealth Management LLC | 1,095 | $627.3K | 0.57% | +1,095 | New |
| Fairfield, Bush & Co. | 1,100 | $630.2K | 0.33% | −80−6.8% | Reduced |
| Cantor Fitzgerald Investment Adviser L.P. | 1,100 | $630.2K | 0.05% | 00.0% | Unchanged |
| Royal Capital Wealth Management, LLC | 1,100 | $630.2K | 0.37% | 00.0% | Unchanged |
| Center for Wealth Management Advisory | 1,100 | $630.2K | 0.46% | +1,100 | New |
| Expressive Wealth LLC | 1,101 | $630.7K | 0.68% | +1,101 | New |
| American State Bank (Iowa) | 1,102 | $631.3K | 0.30% | −52−4.5% | Reduced |
| Hengehold Capital Management LLC | 1,103 | $632.0K | 0.05% | 00.0% | Unchanged |
| Lynx Investment Advisory | 1,104 | $632.2K | 0.34% | +60+5.7% | Added |
| Vista Investment Partners II, LLC | 1,106 | $633.7K | 0.27% | −33−2.9% | Reduced |
| Firestone Capital Management | 1,108 | $634.5K | 0.13% | +1+0.1% | Added |
| Maxele Advisors, LLC | 1,111 | $636.2K | 0.52% | −9−0.8% | Reduced |
| Fragasso Group Inc. | 1,111 | $636.7K | 0.04% | +75+7.2% | Added |
| Elgethun Capital Management | 1,113 | $637.6K | 0.11% | +75+7.2% | Added |
| Laurel Wealth Advisors LLC | 1,117 | $639.9K | 0.08% | 00.0% | Unchanged |
| Regatta Capital Group, LLC | 1,118 | $640.4K | 0.10% | −10−0.9% | Reduced |
| Chicago Trust Co NA | 1,119 | $641.0K | 0.10% | −100−8.2% | Reduced |