Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2025
Institutional positions in Caterpillar Inc as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,902
- −53 vs. Q4 2024
- Shares held
- 330.7M
- −6.86M (−2.0%) vs. Q4 2024
- Total value
- $109.0B
- −$13.4B (−11.0%) vs. Q4 2024
- New holders
- 151
- 1,180 more added
- Sold out
- 204
- 1,120 more reduced
54 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Capital International Sarl | 61,480 | $20.3M | 0.46% | −55,541−47.5% | Reduced |
| Cutler Investment Counsel LLC | 61,492 | $20.3M | 2.44% | −1,840−2.9% | Reduced |
| Fayez Sarofim & Co | 61,764 | $20.4M | 0.05% | +1,265+2.1% | Added |
| TD Waterhouse Canada Inc. | 62,216 | $20.5M | 0.17% | −10,276−14.2% | Reduced |
| Lazard Asset Management LLC | 62,315 | $20.6M | 0.03% | +7,250+13.2% | Added |
| Janus Henderson Group PLC | 62,393 | $20.6M | 0.01% | −398−0.6% | Reduced |
| Kames Capital plc | 63,053 | $20.8M | 0.30% | −21,147−25.1% | Reduced |
| Renaissance Technologies LLC | 63,360 | $20.9M | 0.03% | −98,481−60.9% | Reduced |
| Westchester Capital Management, Inc. | 63,435 | $20.9M | 5.20% | +468+0.7% | Added |
| Wealthfront Advisers LLC | 63,502 | $20.9M | 0.06% | +2,380+3.9% | Added |
| United Services Automobile Association | 64,017 | $21.1M | 0.65% | 00.0% | Unchanged |
| New York Life Investment Management LLC | 64,081 | $21.1M | 0.22% | −881−1.4% | Reduced |
| Factory Mutual Insurance Co | 64,100 | $21.1M | 0.25% | 00.0% | Unchanged |
| Public Sector Pension Investment Board | 64,469 | $21.3M | 0.09% | +4,300+7.1% | Added |
| Public Employees Retirement Association of Colorado | 64,879 | $21.4M | 0.09% | −180−0.3% | Reduced |
| Fiduciary Trust Co | 65,046 | $21.5M | 0.28% | +862+1.3% | Added |
| Private Advisor Group, LLC | 65,353 | $21.6M | 0.13% | −2,443−3.6% | Reduced |
| Pathstone Holdings, LLC | 66,056 | $21.8M | 0.09% | +917+1.4% | Added |
| Grassi Investment Management | 66,904 | $22.1M | 2.04% | −50−0.1% | Reduced |
| AMF Pensionsforsakring AB | 66,863 | $22.1M | 0.16% | 00.0% | Unchanged |
| J. Safra Sarasin Holding AG | 66,955 | $22.1M | 0.40% | −1,312−1.9% | Reduced |
| Badgley Phelps Wealth Managers, LLC | 67,532 | $22.3M | 0.54% | +365+0.5% | Added |
| Zimmer Partners, LP | 67,950 | $22.4M | 0.45% | +37,830+125.6% | Added |
| B. Metzler seel. Sohn & Co. AG | 68,180 | $22.5M | 0.23% | −55,961−45.1% | Reduced |
| Glenview Trust Co | 68,462 | $22.6M | 0.44% | −1,938−2.8% | Reduced |
| Gotham Asset Management, LLC | 69,299 | $22.9M | 0.19% | −5,721−7.6% | Reduced |
| Nichols & Pratt Advisers LLP | 69,895 | $23.1M | 1.57% | −2,500−3.5% | Reduced |
| Police & Firemen's Retirement System of New Jersey | 70,263 | $23.2M | 0.23% | −917−1.3% | Reduced |
| Stephens Inc | 70,471 | $23.2M | 0.34% | −20,869−22.8% | Reduced |
| Jones Financial Companies LLLP | 70,621 | $23.3M | 0.02% | +17,123+32.0% | Added |
| Ausdal Financial Partners, Inc. | 70,651 | $23.3M | 1.76% | +1,524+2.2% | Added |
| Xponance, Inc. | 70,671 | $23.3M | 0.23% | +544+0.8% | Added |
| Marco Investment Management LLC | 71,570 | $23.6M | 2.19% | −198−0.3% | Reduced |
| Foundry Partners, LLC | 71,897 | $23.7M | 1.26% | −13,953−16.3% | Reduced |
| Advisors Capital Management, LLC | 72,184 | $23.8M | 0.37% | +1,636+2.3% | Added |
| Scotia Capital Inc. | 72,469 | $23.9M | 0.13% | −4,712−6.1% | Reduced |
| Willis Investment Counsel | 73,778 | $24.3M | 1.64% | +40.0% | Added |
| CIBC Asset Management Inc | 73,882 | $24.4M | 0.08% | −2,023−2.7% | Reduced |
| Peapack Gladstone Financial Corp | 73,966 | $24.4M | 0.36% | −7,289−9.0% | Reduced |
| Congress Wealth Management LLC | 74,667 | $24.6M | 0.30% | +14,027+23.1% | Added |
| NorthCrest Asset Manangement, LLC | 76,051 | $25.1M | 0.76% | +1,130+1.5% | Added |
| Mirae Asset Global Investments Co., Ltd. | 76,088 | $25.1M | 0.10% | +7,459+10.9% | Added |
| Capital International Inc | 77,454 | $25.5M | 0.31% | −52,195−40.3% | Reduced |
| Mirae Asset Global ETFs Holdings Ltd. | 78,947 | $26.0M | 0.06% | +7,125+9.9% | Added |
| Vaughan David Investments LLC | 78,968 | $26.0M | 0.61% | −90.0% | Reduced |
| Levin Capital Strategies, L.P. | 79,310 | $26.2M | 2.78% | −2,427−3.0% | Reduced |
| Regions Financial Corp | 79,805 | $26.3M | 0.20% | −2,229−2.7% | Reduced |
| Utah Retirement Systems | 79,925 | $26.4M | 0.30% | −1,190−1.5% | Reduced |
| Banco Santander, S.A. | 80,534 | $26.6M | 0.29% | −16,285−16.8% | Reduced |
| Varma Mutual Pension Insurance Co | 80,556 | $26.6M | 0.23% | −3,800−4.5% | Reduced |
| AQR Capital Management LLC | 81,978 | $26.6M | 0.03% | −6,767−7.6% | Reduced |
| D.A. Davidson & Co. | 80,856 | $26.7M | 0.21% | +2,433+3.1% | Added |
| Beacon Pointe Advisors, LLC | 81,955 | $27.0M | 0.30% | −1,368−1.6% | Reduced |
| Erste Asset Management GmbH | 83,310 | $27.5M | 0.35% | −23,499−22.0% | Reduced |
| Yousif Capital Management, LLC | 86,180 | $28.4M | 0.33% | −6,330−6.8% | Reduced |
| Jump Financial, LLC | 86,188 | $28.4M | 0.43% | +85,496+12,354.9% | Added |
| Brown Advisory Inc | 86,206 | $28.4M | 0.04% | −1,841−2.1% | Reduced |
| Mediolanum International Funds Ltd | 89,981 | $29.7M | 0.41% | +4,321+5.0% | Added |
| CWM, LLC | 90,696 | $29.9M | 0.12% | +6,622+7.9% | Added |
| IFM Investors Pty Ltd | 91,180 | $30.1M | 0.33% | −432−0.5% | Reduced |
| Twin Tree Management, LP | 91,734 | $30.3M | 0.67% | +91,734 | New |
| Man Group plc | 92,010 | $30.3M | 0.09% | +58,710+176.3% | Added |
| British Columbia Investment Management Corp | 92,333 | $30.5M | 0.19% | −518−0.6% | Reduced |
| Minneapolis Portfolio Management Group, LLC | 93,063 | $30.7M | 4.26% | −1,180−1.3% | Reduced |
| LSV Asset Management | 93,420 | $30.8M | 0.07% | −57,890−38.3% | Reduced |
| Edmond de Rothschild Holding S.A. | 94,648 | $31.2M | 0.55% | +92,211+3,783.8% | Added |
| Adviser Investments LLC | 95,599 | $31.5M | 0.40% | +29,448+44.5% | Added |
| Mesirow Financial Investment Management, Inc. | 95,628 | $31.5M | 0.61% | −2,008−2.1% | Reduced |
| Busey Wealth Management | 95,802 | $31.6M | 1.06% | +849+0.9% | Added |
| Main Street Research LLC | 98,562 | $32.5M | 2.12% | +2,076+2.2% | Added |
| Amalgamated Bank | 98,731 | $32.6M | 0.28% | −205−0.2% | Reduced |
| BLI - Banque de Luxembourg Investments | 99,400 | $32.7M | 0.99% | −21,000−17.4% | Reduced |
| SEI Investments Co | 99,336 | $32.8M | 0.04% | −3,855−3.7% | Reduced |
| Paralel Advisors LLC | 100,000 | $33.0M | 1.37% | 00.0% | Unchanged |
| Handelsbanken Fonder AB | 100,101 | $33.0M | 0.14% | +2,779+2.9% | Added |
| Wesleyan Assurance Society | 100,379 | $33.1M | 2.46% | 00.0% | Unchanged |
| Pinebridge Investments, L.P. | 100,441 | $33.1M | 0.27% | +77,415+336.2% | Added |
| CIBC World Markets Corp | 101,170 | $33.4M | 0.26% | −116,511−53.5% | Reduced |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 101,846 | $33.6M | 0.40% | +1,400+1.4% | Added |
| Country Trust Bank | 102,236 | $33.7M | 0.85% | +737+0.7% | Added |
| Toroso Investments, LLC | 102,508 | $33.8M | 0.29% | +28,762+39.0% | Added |
| Manning & Napier Advisors LLC | 102,629 | $33.8M | 0.42% | −10,866−9.6% | Reduced |
| Comerica Bank | 102,868 | $33.9M | 0.14% | −7,015−6.4% | Reduced |
| Steward Partners Investment Advisory, LLC | 103,143 | $34.0M | 0.30% | +2,523+2.5% | Added |
| Prospera Financial Services Inc | 105,607 | $34.8M | 0.80% | +1,921+1.9% | Added |
| Gabelli Funds LLC | 106,490 | $35.1M | 0.27% | −3,165−2.9% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 106,641 | $35.2M | 0.40% | −51,974−32.8% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 107,075 | $35.3M | 0.09% | −16,178−13.1% | Reduced |
| Aptus Capital Advisors, LLC | 108,134 | $35.7M | 0.40% | +12,025+12.5% | Added |
| Ofi Invest Asset Management | 117,204 | $35.8M | 0.94% | +630+0.5% | Added |
| Cresset Asset Management, LLC | 108,894 | $35.9M | 0.18% | −6,983−6.0% | Reduced |
| Clearstead Advisors, LLC | 108,978 | $35.9M | 0.56% | +890+0.8% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 109,297 | $36.0M | 0.21% | +6,639+6.5% | Added |
| Conning Inc. | 109,385 | $36.1M | 1.26% | +11,092+11.3% | Added |
| Bradley Foster & Sargent Inc | 109,627 | $36.2M | 0.62% | +1,202+1.1% | Added |
| Czech National Bank | 109,773 | $36.2M | 0.33% | +5,092+4.9% | Added |
| Vontobel Holding Ltd. | 111,853 | $36.9M | 0.13% | +5,780+5.4% | Added |
| Pinnacle Associates Ltd | 112,248 | $37.0M | 0.54% | +642+0.6% | Added |
| Mercer Global Advisors Inc | 112,826 | $37.2M | 0.09% | −524−0.5% | Reduced |
| Quantinno Capital Management LP | 113,102 | $37.3M | 0.24% | +16,950+17.6% | Added |