Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2025
Institutional positions in Caterpillar Inc as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,902
- −53 vs. Q4 2024
- Shares held
- 330.7M
- −6.86M (−2.0%) vs. Q4 2024
- Total value
- $109.0B
- −$13.4B (−11.0%) vs. Q4 2024
- New holders
- 151
- 1,180 more added
- Sold out
- 204
- 1,120 more reduced
54 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vantage Investment Partners, LLC | 36,963 | $12.2M | 1.02% | +2,502+7.3% | Added |
| Advisory Services Network, LLC | 37,029 | $12.2M | 0.23% | +963+2.7% | Added |
| Clifford Swan Investment Counsel LLC | 37,254 | $12.3M | 0.45% | −75−0.2% | Reduced |
| Teachers Retirement System of the State of Kentucky | 37,269 | $12.3M | 0.11% | +1,368+3.8% | Added |
| Bokf, NA | 37,473 | $12.4M | 0.22% | −1,931−4.9% | Reduced |
| F/M Investments LLC | 37,485 | $12.4M | 0.49% | −1,674−4.3% | Reduced |
| Welch Group, LLC | 37,970 | $12.5M | 0.55% | +1,156+3.1% | Added |
| LS Investment Advisors, LLC | 38,009 | $12.5M | 1.93% | +89+0.2% | Added |
| Capital Investment Advisors, LLC | 38,078 | $12.6M | 0.25% | −244−0.6% | Reduced |
| Mizuho Securities USA LLC | 38,268 | $12.6M | 0.27% | −7,491−16.4% | Reduced |
| Synovus Financial Corp | 38,349 | $12.6M | 0.16% | −108−0.3% | Reduced |
| Lee Danner & Bass Inc | 38,370 | $12.7M | 1.02% | −105−0.3% | Reduced |
| Capital International Ltd | 38,381 | $12.7M | 0.55% | −39,919−51.0% | Reduced |
| Freestone Grove Partners LP | 38,617 | $12.7M | 0.13% | +38,617 | New |
| Janney Capital Management LLC | 38,787 | $12.8M | 0.88% | −2,166−5.3% | Reduced |
| Federation des caisses Desjardins du Quebec | 38,823 | $12.8M | 0.06% | +1,712+4.6% | Added |
| Jacobs & Co | 38,845 | $12.8M | 1.37% | +337+0.9% | Added |
| Meridian Wealth Management, LLC | 38,972 | $12.9M | 0.62% | +1,574+4.2% | Added |
| Elo Mutual Pension Insurance Co | 39,113 | $12.9M | 0.29% | −3,504−8.2% | Reduced |
| Dearborn Partners LLC | 39,398 | $13.0M | 0.62% | −88−0.2% | Reduced |
| Stockman Wealth Management, Inc. | 39,407 | $13.0M | 1.92% | +2,031+5.4% | Added |
| Central Trust Co | 39,561 | $13.0M | 0.32% | −3,025−7.1% | Reduced |
| Exchange Traded Concepts, LLC | 39,716 | $13.1M | 0.23% | −9,405−19.1% | Reduced |
| Parsons Capital Management Inc | 39,832 | $13.1M | 0.72% | −420−1.0% | Reduced |
| Clear Harbor Asset Management, LLC | 40,102 | $13.2M | 1.05% | −2,021−4.8% | Reduced |
| Quilter Plc | 40,169 | $13.2M | 0.28% | −160−0.4% | Reduced |
| Candriam Luxembourg S.C.A. | 40,261 | $13.3M | 0.08% | +350+0.9% | Added |
| Woodline Partners LP | 40,378 | $13.3M | 0.09% | +11,384+39.3% | Added |
| Oregon Public Employees Retirement Fund | 41,029 | $13.5M | 0.26% | −364−0.9% | Reduced |
| Noesis Capital Mangement Corp | 41,461 | $13.7M | 2.72% | +769+1.9% | Added |
| Birmingham Capital Management Co Inc | 41,525 | $13.7M | 5.15% | −2,710−6.1% | Reduced |
| Stillwater Capital Advisors, LLC | 41,633 | $13.7M | 1.92% | +318+0.8% | Added |
| Sanibel Captiva Trust Company, Inc. | 41,679 | $13.7M | 0.45% | −4,650−10.0% | Reduced |
| Acadian Asset Management LLC | 41,743 | $13.8M | 0.04% | +28,650+218.8% | Added |
| Culbertson A N & Co Inc | 41,751 | $13.8M | 2.20% | −90.0% | Reduced |
| Segment Wealth Management, LLC | 41,943 | $13.8M | 0.94% | +1,227+3.0% | Added |
| Dodge & Cox | 41,951 | $13.8M | 0.01% | −25−0.1% | Reduced |
| Salem Investment Counselors Inc | 42,533 | $14.0M | 0.49% | +304+0.7% | Added |
| Atwater Malick LLC | 42,740 | $14.1M | 4.77% | +514+1.2% | Added |
| Glenmede Trust Co NA | 42,870 | $14.1M | 0.08% | −23,282−35.2% | Reduced |
| Allied Investment Advisors, LLC | 42,984 | $14.2M | 2.69% | +1,217+2.9% | Added |
| Rakuten Investment Management, Inc. | 43,818 | $14.4M | 0.07% | +43,818 | New |
| HB Wealth Management, LLC | 44,115 | $14.5M | 0.12% | +6,311+16.7% | Added |
| Henshaw Capital LLC | 44,335 | $14.6M | 0.64% | +10,275+30.2% | Added |
| Integrated Advisors Network LLC | 44,777 | $14.8M | 0.75% | −14,239−24.1% | Reduced |
| Generali Asset Management SPA SGR | 44,834 | $14.8M | 0.36% | −9,071−16.8% | Reduced |
| Savant Capital, LLC | 44,864 | $14.8M | 0.13% | −16,217−26.5% | Reduced |
| American Assets Investment Management, LLC | 45,000 | $14.8M | 1.30% | 00.0% | Unchanged |
| SlateStone Wealth, LLC | 45,049 | $14.9M | 1.49% | +4,782+11.9% | Added |
| First National Trust Co | 45,901 | $15.1M | 0.61% | −3,541−7.2% | Reduced |
| FineMark National Bank & Trust | 46,015 | $15.2M | 0.55% | −14,380−23.8% | Reduced |
| CWM Advisors, LLC | 46,037 | $15.2M | 1.80% | +2,873+6.7% | Added |
| Independent Advisor Alliance | 46,046 | $15.2M | 0.50% | −3,513−7.1% | Reduced |
| Davenport & Co LLC | 46,070 | $15.2M | 0.09% | +1,015+2.3% | Added |
| Federated Hermes, Inc. | 46,739 | $15.4M | 0.03% | −1,159−2.4% | Reduced |
| Kestra Private Wealth Services, LLC | 47,068 | $15.5M | 0.26% | +1,829+4.0% | Added |
| Allianz SE | 47,764 | $15.8M | 0.42% | 00.0% | Unchanged |
| Capital Fund Management S.A. | 48,277 | $15.9M | 0.20% | +48,277 | New |
| United Capital Financial Advisers, LLC | 48,521 | $16.0M | 0.14% | −1,367−2.7% | Reduced |
| Avantax Advisory Services, Inc. | 49,091 | $16.2M | 0.10% | +1,666+3.5% | Added |
| Charter Trust Co | 49,171 | $16.2M | 1.07% | −208−0.4% | Reduced |
| Whittier Trust Co | 49,192 | $16.2M | 0.23% | −1,024−2.0% | Reduced |
| Umb Bank N A | 49,778 | $16.4M | 0.27% | −5,121−9.3% | Reduced |
| NEOS Investment Management LLC | 50,101 | $16.5M | 0.31% | +11,628+30.2% | Added |
| Crossmark Global Holdings, Inc. | 50,219 | $16.6M | 0.29% | +3,669+7.9% | Added |
| OP Asset Management Ltd | 50,374 | $16.6M | 0.28% | +50,374 | New |
| LaFleur & Godfrey LLC | 51,353 | $16.9M | 2.30% | +568+1.1% | Added |
| Guggenheim Capital LLC | 51,758 | $17.1M | 0.16% | −730−1.4% | Reduced |
| Baker Avenue Asset Management, LP | 51,832 | $17.1M | 0.54% | +73+0.1% | Added |
| Kempen Capital Management N.V. | 51,947 | $17.1M | 0.18% | +1,353+2.7% | Added |
| KCM Investment Advisors LLC | 52,222 | $17.2M | 0.62% | −1,586−2.9% | Reduced |
| Associated Banc-Corp | 52,441 | $17.3M | 0.53% | −1,441−2.7% | Reduced |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 52,507 | $17.3M | 0.02% | −42,680−44.8% | Reduced |
| Wharton Business Group, LLC | 52,538 | $17.4M | 0.79% | −270−0.5% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 52,956 | $17.5M | 0.19% | +4,128+8.5% | Added |
| Congress Asset Management Co | 54,371 | $17.9M | 0.13% | −1,242−2.2% | Reduced |
| Richard C. Young & CO., LTD. | 54,567 | $18.0M | 1.93% | −1,188−2.1% | Reduced |
| Callahan Advisors, LLC | 54,657 | $18.0M | 1.72% | −242−0.4% | Reduced |
| Kovitz Investment Group Partners, LLC | 54,855 | $18.1M | 0.09% | −650−1.2% | Reduced |
| Oppenheimer Asset Management Inc. | 55,043 | $18.2M | 0.23% | −2,332−4.1% | Reduced |
| CCM Investment Advisers LLC | 55,429 | $18.3M | 2.24% | −1,347−2.4% | Reduced |
| Brookstone Capital Management | 55,711 | $18.4M | 0.26% | +24,435+78.1% | Added |
| State of Alaska, Department of Revenue | 56,008 | $18.5M | 0.21% | +960+1.7% | Added |
| Eisler Capital Management Ltd. | 56,049 | $18.5M | 0.55% | +50,077+838.5% | Added |
| Silvercrest Asset Management Group LLC | 56,216 | $18.5M | 0.13% | +310+0.6% | Added |
| Ethic Inc. | 56,104 | $18.5M | 0.38% | −995−1.7% | Reduced |
| ASR Vermogensbeheer N.V. | 56,561 | $18.7M | 0.28% | +56,561 | New |
| Harvest Portfolios Group Inc. | 56,653 | $18.7M | 0.55% | +2,053+3.8% | Added |
| Lido Advisors, LLC | 56,757 | $18.7M | 0.11% | +10,931+23.9% | Added |
| Empowered Funds, LLC | 57,497 | $19.0M | 0.27% | +28,308+97.0% | Added |
| Massmutual Trust Co FSB | 57,517 | $19.0M | 0.55% | +642+1.1% | Added |
| USS Investment Management Ltd | 57,808 | $19.1M | 0.14% | −21,900−27.5% | Reduced |
| Allworth Financial LP | 62,166 | $19.1M | 0.11% | +1,334+2.2% | Added |
| Delta Asset Management LLC | 58,178 | $19.2M | 1.82% | −1,556−2.6% | Reduced |
| Oppenheimer & Co Inc | 58,676 | $19.4M | 0.29% | +3,552+6.4% | Added |
| Blackhill Capital Inc | 60,000 | $19.8M | 1.15% | 00.0% | Unchanged |
| Mutual of America Capital Management LLC | 61,122 | $20.2M | 0.23% | −2,412−3.8% | Reduced |
| Moran Wealth Management, LLC | 61,230 | $20.2M | 0.68% | +6,352+11.6% | Added |
| JustInvest LLC | 61,257 | $20.2M | 0.30% | +3,328+5.7% | Added |
| Nissay Asset Management Corp | 61,287 | $20.2M | 0.13% | +565+0.9% | Added |