Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2025
Institutional positions in Caterpillar Inc as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,902
- −53 vs. Q4 2024
- Shares held
- 330.7M
- −6.86M (−2.0%) vs. Q4 2024
- Total value
- $109.0B
- −$13.4B (−11.0%) vs. Q4 2024
- New holders
- 151
- 1,180 more added
- Sold out
- 204
- 1,120 more reduced
54 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Thoroughbred Financial Services, LLC | 13,730 | $4.53M | 0.28% | +266+2.0% | Added |
| Capital Investment Counsel, Inc | 13,736 | $4.53M | 0.68% | +3,256+31.1% | Added |
| Asset Dedication, LLC | 13,751 | $4.54M | 0.37% | −340−2.4% | Reduced |
| Altrius Capital Management Inc | 13,785 | $4.55M | 1.11% | +324+2.4% | Added |
| Reliant Investment Management, LLC | 13,830 | $4.56M | 2.37% | −45−0.3% | Reduced |
| Pflug Koory, LLC | 13,900 | $4.58M | 2.55% | −50−0.4% | Reduced |
| Mathes Company, Inc. | 13,902 | $4.58M | 1.86% | −312−2.2% | Reduced |
| Blue Edge Capital, LLC | 13,923 | $4.59M | 0.74% | +42+0.3% | Added |
| JPL Wealth Management, LLC | 13,960 | $4.60M | 1.31% | +424+3.1% | Added |
| Bank of Hawaii | 13,967 | $4.61M | 0.26% | −527−3.6% | Reduced |
| Seascape Capital Management | 14,003 | $4.62M | 1.61% | +186+1.3% | Added |
| Steel Peak Wealth Management LLC | 14,004 | $4.62M | 0.20% | −909−6.1% | Reduced |
| IFP Advisors, Inc | 14,018 | $4.62M | 0.14% | +3,675+35.5% | Added |
| Liberty One Investment Management, LLC | 14,035 | $4.63M | 0.47% | +771+5.8% | Added |
| Kentucky Retirement Systems Insurance Trust Fund | 14,042 | $4.63M | 0.33% | −8,493−37.7% | Reduced |
| Johnson Financial Group, Inc. | 14,184 | $4.68M | 0.23% | +470+3.4% | Added |
| Private Wealth Asset Management, LLC | 14,203 | $4.68M | 0.67% | +14,203 | New |
| Financial Advisory Service, Inc. | 14,209 | $4.69M | 0.38% | +490+3.6% | Added |
| Terry L. Blaker | 14,268 | $4.71M | 0.19% | −392−2.7% | Reduced |
| FRG Family Wealth Advisors LLC | 14,324 | $4.72M | 0.91% | 00.0% | Unchanged |
| Mission Creek Capital Partners, Inc. | 14,361 | $4.74M | 1.15% | −186−1.3% | Reduced |
| Montgomery Investment Management Inc | 14,373 | $4.74M | 1.89% | 00.0% | Unchanged |
| Bailard, Inc. | 14,440 | $4.76M | 0.12% | +143+1.0% | Added |
| Richard Bernstein Advisors LLC | 14,484 | $4.78M | 0.12% | −588−3.9% | Reduced |
| Burney Co | 14,499 | $4.78M | 0.17% | −358−2.4% | Reduced |
| Tokio Marine Asset Management Co Ltd | 14,515 | $4.79M | 0.17% | +614+4.4% | Added |
| Eukles Asset Management | 14,547 | $4.80M | 2.11% | +153+1.1% | Added |
| Malaga Cove Capital, LLC | 14,565 | $4.80M | 2.08% | −114−0.8% | Reduced |
| Wealthcare Advisory Partners LLC | 14,585 | $4.81M | 0.13% | −245−1.7% | Reduced |
| Peregrine Asset Advisers, Inc. | 14,656 | $4.83M | 1.81% | +6,525+80.2% | Added |
| Canandaigua National Bank & Trust Co | 14,657 | $4.83M | 0.48% | −486−3.2% | Reduced |
| First Business Financial Services, Inc. | 14,667 | $4.84M | 0.48% | 00.0% | Unchanged |
| Robbins Farley LLC | 14,667 | $4.84M | 2.57% | +124+0.9% | Added |
| Sandy Spring Bank | 14,679 | $4.84M | 0.20% | +189+1.3% | Added |
| Leavell Investment Management, Inc. | 14,708 | $4.85M | 0.24% | +350+2.4% | Added |
| Verition Fund Management LLC | 14,732 | $4.86M | 0.03% | +6,697+83.3% | Added |
| Independent Financial Group, LLC | 14,831 | $4.89M | 0.17% | +758+5.4% | Added |
| GAM Holding AG | 14,832 | $4.89M | 0.38% | +589+4.1% | Added |
| Equitable Trust Co | 14,842 | $4.89M | 0.27% | −429−2.8% | Reduced |
| Spire Wealth Management | 14,916 | $4.92M | 0.16% | +1,999+15.5% | Added |
| Sowell Financial Services LLC | 14,949 | $4.93M | 0.22% | +2,525+20.3% | Added |
| Bell Asset Management Ltd | 14,981 | $4.94M | 0.91% | +14,981 | New |
| Gouws Capital LLC | 14,990 | $4.94M | 3.23% | +928+6.6% | Added |
| RBF Capital, LLC | 15,000 | $4.95M | 0.31% | 00.0% | Unchanged |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $4.95M | 1.16% | 00.0% | Unchanged |
| Monument Capital Management | 15,077 | $4.97M | 1.53% | +153+1.0% | Added |
| TCI Wealth Advisors, Inc. | 15,090 | $4.98M | 0.40% | −25−0.2% | Reduced |
| We Are One Seven, LLC | 15,109 | $4.98M | 0.19% | +1,099+7.8% | Added |
| PFG Advisors | 15,127 | $4.99M | 0.28% | +5,891+63.8% | Added |
| Alps Advisors Inc | 15,142 | $4.99M | 0.03% | −489−3.1% | Reduced |
| Northwestern Mutual Investment Management Company, LLC | 15,200 | $5.01M | 0.08% | −129−0.8% | Reduced |
| Trajan Wealth LLC | 15,207 | $5.02M | 0.27% | +2,040+15.5% | Added |
| Covington Investment Advisors Inc. | 15,380 | $5.07M | 0.79% | +13,905+942.7% | Added |
| Edgar Lomax Co | 15,400 | $5.08M | 0.32% | −62,693−80.3% | Reduced |
| iA Global Asset Management Inc. | 15,477 | $5.10M | 0.09% | −3,359−17.8% | Reduced |
| Illinois Municipal Retirement Fund | 15,496 | $5.11M | 0.07% | −14,836−48.9% | Reduced |
| Atomi Financial Group, Inc. | 15,535 | $5.12M | 0.23% | −7,658−33.0% | Reduced |
| Twin Capital Management Inc | 15,638 | $5.16M | 0.60% | −378−2.4% | Reduced |
| Geneos Wealth Management Inc. | 15,684 | $5.17M | 0.17% | +712+4.8% | Added |
| Perigon Wealth Management, LLC | 15,719 | $5.18M | 0.13% | −4,821−23.5% | Reduced |
| Eastern Bank | 15,776 | $5.20M | 0.10% | +1,582+11.1% | Added |
| Legacy CG, LLC | 15,871 | $5.23M | 1.69% | +417+2.7% | Added |
| Guyasuta Investment Advisors Inc | 15,919 | $5.25M | 0.34% | −259−1.6% | Reduced |
| Chicago Capital, LLC | 15,934 | $5.26M | 0.15% | +795+5.3% | Added |
| Anderson Hoagland & Co | 19,211 | $5.26M | 0.62% | +29+0.2% | Added |
| Columbia Asset Management | 15,976 | $5.27M | 1.07% | −970−5.7% | Reduced |
| Community Bank, N.A. | 16,018 | $5.28M | 0.71% | −617−3.7% | Reduced |
| Wright Investors Service Inc | 16,031 | $5.29M | 1.75% | −1,542−8.8% | Reduced |
| Robertson Stephens Wealth Management, LLC | 16,053 | $5.29M | 0.20% | −1,487−8.5% | Reduced |
| Sandhill Capital Partners LLC | 16,071 | $5.30M | 0.44% | +93+0.6% | Added |
| Nomura Holdings Inc | 16,081 | $5.30M | 0.03% | −41,269−72.0% | Reduced |
| Siemens Fonds Invest GmbH | 16,144 | $5.32M | 0.37% | +225+1.4% | Added |
| Holderness Investments Co | 16,177 | $5.34M | 1.24% | +28+0.2% | Added |
| Beese Fulmer Investment Management, Inc. | 16,204 | $5.34M | 0.46% | −50.0% | Reduced |
| Ascent Wealth Partners, LLC | 16,239 | $5.36M | 0.72% | +102+0.6% | Added |
| Groupe la Francaise | 15,968 | $5.36M | 0.11% | +1,046+7.0% | Added |
| Generali Investments CEE, investicni spolecnost, a.s. | 16,300 | $5.38M | 0.50% | +3,000+22.6% | Added |
| Williams Jones Wealth Management, LLC. | 16,313 | $5.38M | 0.07% | −826−4.8% | Reduced |
| Tower Research Capital LLC (TRC) | 16,358 | $5.39M | 0.16% | −15,420−48.5% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 16,367 | $5.40M | 0.50% | −133−0.8% | Reduced |
| Pallas Capital Advisors LLC | 16,382 | $5.40M | 0.22% | +461+2.9% | Added |
| Greenleaf Trust | 16,411 | $5.41M | 0.05% | −1,330−7.5% | Reduced |
| CAPROCK Group, Inc. | 16,417 | $5.41M | 0.17% | +1,503+10.1% | Added |
| Montag A & Associates Inc | 16,470 | $5.43M | 0.27% | +37+0.2% | Added |
| Flputnam Investment Management Co | 16,523 | $5.45M | 0.10% | +195+1.2% | Added |
| Mairs & Power Inc | 16,553 | $5.46M | 0.06% | −140−0.8% | Reduced |
| Roundview Capital LLC | 16,582 | $5.47M | 0.39% | +396+2.4% | Added |
| Wells Trecaso Financial Group, LLC | 16,586 | $5.47M | 1.82% | +375+2.3% | Added |
| Vivaldi Capital Management, LLC | 16,601 | $5.48M | 0.88% | −735−4.2% | Reduced |
| Family Legacy, Inc. | 16,669 | $5.50M | 1.89% | +40.0% | Added |
| Cary Street Partners Financial LLC | 16,694 | $5.51M | 0.17% | +1,031+6.6% | Added |
| Fifth Third Wealth Advisors LLC | 16,696 | $5.51M | 0.29% | +982+6.2% | Added |
| Stratos Wealth Partners, LTD. | 17,041 | $5.62M | 0.09% | −4,222−19.9% | Reduced |
| Griffin Asset Management, Inc. | 17,129 | $5.65M | 0.69% | +31+0.2% | Added |
| Colonial Trust Advisors | 17,145 | $5.65M | 0.50% | +71+0.4% | Added |
| Advocate Group LLC | 17,189 | $5.67M | 1.03% | −253−1.5% | Reduced |
| Romano Brothers and Company | 17,224 | $5.68M | 0.73% | 00.0% | Unchanged |
| Country Club Bank | 17,246 | $5.69M | 0.38% | +185+1.1% | Added |
| Ipswich Investment Management Co., Inc. | 17,247 | $5.69M | 1.41% | −444−2.5% | Reduced |
| EP Wealth Advisors, LLC | 17,319 | $5.71M | 0.05% | −294−1.7% | Reduced |