Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2024
Institutional positions in Caterpillar Inc as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,009
- +225 vs. Q3 2024
- Shares held
- 340.2M
- −2.50M (−0.7%) vs. Q3 2024
- Total value
- $123.4B
- −$9.74B (−7.3%) vs. Q3 2024
- New holders
- 385
- 1,094 more added
- Sold out
- 160
- 1,050 more reduced
53 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Prosperity Financial Group, Inc. | 2,149 | $779.6K | 0.39% | +259+13.7% | Added |
| New Century Financial Group, LLC | 2,147 | $781.0K | 0.33% | +71+3.4% | Added |
| Legacy Financial Advisors, Inc. | 2,155 | $781.8K | 0.13% | +122+6.0% | Added |
| Dudley Capital Management, LLC | 2,157 | $782.4K | 0.40% | −4−0.2% | Reduced |
| Mountain Pacific Investment Advisers Inc | 2,158 | $783.0K | 0.06% | 00.0% | Unchanged |
| Infrastructure Capital Advisors, LLC | 2,159 | $783.2K | 0.10% | +2,159 | New |
| Marietta Investment Partners LLC | 2,160 | $783.6K | 0.17% | −35−1.6% | Reduced |
| Goepper Burkhardt LLC | 2,160 | $783.6K | 0.32% | −10−0.5% | Reduced |
| Executive Wealth Management, LLC | 2,162 | $784.4K | 0.06% | −12−0.6% | Reduced |
| Marion Wealth Management | 2,163 | $784.5K | 0.21% | +7+0.3% | Added |
| Sterling Wealth Management, Inc. | 2,169 | $786.8K | 0.29% | 00.0% | Unchanged |
| Range Financial Group LLC | 2,170 | $787.2K | 0.36% | +752+53.0% | Added |
| Worth Financial Advisory Group, LLC | 2,176 | $789.2K | 0.49% | −145−6.2% | Reduced |
| Cercano Management LLC | 2,180 | $790.8K | 0.02% | 00.0% | Unchanged |
| Latitude Advisors, LLC | 2,181 | $791.3K | 0.45% | −26−1.2% | Reduced |
| Aberdeen Wealth Management LLC | 2,182 | $791.7K | 0.54% | −50−2.2% | Reduced |
| Addison Advisors LLC | 2,183 | $791.9K | 0.22% | −5−0.2% | Reduced |
| Cahaba Wealth Management, Inc. | 2,187 | $793.3K | 0.07% | +3+0.1% | Added |
| Hoey Investments, Inc | 2,193 | $795.5K | 0.14% | +1,291+143.1% | Added |
| Horizon Wealth Management, LLC | 2,197 | $797.0K | 0.14% | +3+0.1% | Added |
| Simplicity Wealth,LLC | 2,199 | $797.6K | 0.17% | −158−6.7% | Reduced |
| GHP Investment Advisors, Inc. | 2,202 | $798.8K | 0.04% | −45−2.0% | Reduced |
| Close Asset Management Ltd | 2,201 | $799.0K | 0.02% | 00.0% | Unchanged |
| Intrust Bank NA | 2,205 | $799.9K | 0.08% | −34−1.5% | Reduced |
| Sax Wealth Advisors, LLC | 2,206 | $800.4K | 0.06% | −272−11.0% | Reduced |
| Novare Capital Management LLC | 2,210 | $801.6K | 0.07% | 00.0% | Unchanged |
| Marks Group Wealth Management, Inc | 2,211 | $802.1K | 0.08% | +161+7.9% | Added |
| Acropolis Investment Management, LLC | 2,212 | $802.4K | 0.05% | 00.0% | Unchanged |
| Grandview Asset Management LLC | 2,213 | $803.0K | 0.29% | +2,213 | New |
| ORG Partners LLC | 2,212 | $803.1K | 0.11% | −9−0.4% | Reduced |
| Proficio Capital Partners LLC | 2,218 | $804.8K | 0.07% | +614+38.3% | Added |
| Summit Global Investments | 2,220 | $805.0K | 0.05% | +377+20.5% | Added |
| Schonfeld Strategic Advisors LLC | 2,222 | $806.1K | 0.01% | +1,018+84.6% | Added |
| Hamel Associates, Inc. | 2,228 | $807.6K | 0.26% | −250−10.1% | Reduced |
| Diversified Enterprises, LLC | 2,231 | $809.4K | 0.08% | +50+2.3% | Added |
| Smith Chas P & Associates Pa Cpas | 2,242 | $813.3K | 0.05% | 00.0% | Unchanged |
| Cranbrook Wealth Management, LLC | 2,247 | $815.1K | 0.19% | +75+3.5% | Added |
| Cascades Capital Asset Management, LLC | 2,249 | $815.7K | 0.43% | +7+0.3% | Added |
| Adell Harriman & Carpenter Inc | 2,256 | $818.5K | 0.06% | +27+1.2% | Added |
| North Star Asset Management Inc | 2,261 | $820.1K | 0.04% | +1,025+82.9% | Added |
| Tyler-Stone Wealth Management | 2,264 | $821.2K | 0.15% | +58+2.6% | Added |
| LVW Advisors, LLC | 2,265 | $821.7K | 0.10% | −349−13.4% | Reduced |
| Allen Mooney & Barnes Investment Advisors LLC | 2,270 | $823.5K | 0.14% | −313−12.1% | Reduced |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 2,298 | $824.6K | 0.30% | −102−4.3% | Reduced |
| SMART Wealth LLC | 2,274 | $824.9K | 0.29% | +856+60.4% | Added |
| Oxford Asset Management LLP | 2,277 | $826.0K | 0.37% | +2,277 | New |
| Fiduciary Group LLC | 2,278 | $826.2K | 0.08% | +82+3.7% | Added |
| Sentinus, LLC | 2,279 | $826.8K | 0.24% | −631−21.7% | Reduced |
| Atlanta Consulting Group Advisors, LLC | 2,280 | $827.1K | 0.31% | −773−25.3% | Reduced |
| Accredited Investors Inc. | 2,286 | $829.4K | 0.05% | −40−1.7% | Reduced |
| Platform Technology Partners | 2,292 | $831.5K | 0.25% | 00.0% | Unchanged |
| Archer Investment Corp | 2,305 | $836.2K | 0.22% | 00.0% | Unchanged |
| Tidemark, LLC | 2,310 | $837.8K | 0.32% | +17+0.7% | Added |
| Hunter Associates Investment Management LLC | 2,305 | $838.0K | 0.13% | 00.0% | Unchanged |
| Martin Capital Advisors, LLP | 2,311 | $838.3K | 0.54% | +250+12.1% | Added |
| Reynders McVeigh Capital Management, LLC | 2,312 | $839.0K | 0.04% | −44−1.9% | Reduced |
| Retirement Planning Co of New England, Inc. | 2,314 | $839.6K | 0.41% | −59−2.5% | Reduced |
| Wayfinding Financial, LLC | 2,318 | $840.0K | 0.45% | +2,318 | New |
| Constitution Capital LLC | 2,318 | $840.9K | 0.47% | +300+14.9% | Added |
| Guardian Wealth Management, Inc. | 2,320 | $841.5K | 0.57% | −23−1.0% | Reduced |
| Sound Financial Strategies Group, LLC | 2,321 | $842.0K | 0.70% | +261+12.7% | Added |
| Cidel Asset Management Inc | 2,329 | $844.9K | 0.06% | −142−5.7% | Reduced |
| West Michigan Advisors, LLC | 2,330 | $845.4K | 0.26% | +320+15.9% | Added |
| RNC Capital Management LLC | 2,332 | $846.0K | 0.05% | −40−1.7% | Reduced |
| REDW Wealth LLC | 2,337 | $847.8K | 0.29% | +493+26.7% | Added |
| Garner Asset Management Corp | 2,337 | $848.0K | 0.39% | +59+2.6% | Added |
| E&G Advisors, LP | 2,342 | $849.6K | 0.23% | −100−4.1% | Reduced |
| Addison Capital Co | 2,345 | $850.5K | 0.34% | +10.0% | Added |
| Windsor Capital Management, LLC | 2,345 | $850.9K | 0.25% | −109−4.4% | Reduced |
| Washington Trust Bank | 2,349 | $852.1K | 0.08% | 00.0% | Unchanged |
| Greenwich Wealth Management LLC | 2,366 | $858.0K | 0.06% | −47−1.9% | Reduced |
| PDS Planning, Inc | 2,370 | $859.8K | 0.08% | −32−1.3% | Reduced |
| Capital Advantage, Inc. | 2,371 | $860.0K | 0.16% | +2,371 | New |
| Mechanics Bank Trust Department | 2,373 | $860.8K | 0.11% | +81+3.5% | Added |
| Chicago Partners Investment Group LLC | 2,389 | $862.5K | 0.03% | +276+13.1% | Added |
| Wimmer Associates 1, LLC | 2,385 | $865.2K | 0.43% | 00.0% | Unchanged |
| Coastal Investment Advisors, Inc. | 2,388 | $868.7K | 0.36% | −41−1.7% | Reduced |
| China Universal Asset Management Co., Ltd. | 2,401 | $871.0K | 0.08% | +644+36.7% | Added |
| Baring Financial LLC | 2,406 | $872.7K | 0.78% | +2,406 | New |
| Cahill Financial Advisors Inc | 2,416 | $876.3K | 0.12% | −150−5.8% | Reduced |
| Camden National Bank | 2,416 | $876.4K | 0.13% | +870+56.3% | Added |
| Curated Wealth Partners LLC | 2,418 | $877.2K | 0.10% | −379−13.6% | Reduced |
| Accredited Wealth Management, LLC | 2,422 | $878.5K | 0.77% | +2,422 | New |
| Generali Investments, Management Co LLC | 2,427 | $880.4K | 0.23% | +2,427 | New |
| Evermay Wealth Management LLC | 2,428 | $880.7K | 0.13% | +726+42.7% | Added |
| CVA Family Office, LLC | 2,429 | $881.2K | 0.14% | +57+2.4% | Added |
| Armstrong Advisory Group, Inc | 2,436 | $883.7K | 0.07% | 00.0% | Unchanged |
| Edmond de Rothschild Holding S.A. | 2,437 | $884.0K | 0.02% | −763−23.8% | Reduced |
| Arbor Wealth Advisors LLC | 2,437 | $884.0K | 0.79% | +100+4.3% | Added |
| Trillium Asset Management, LLC | 2,444 | $887.0K | 0.02% | +10+0.4% | Added |
| ORG Wealth Partners, LLC | 2,445 | $887.1K | 0.27% | +258+11.8% | Added |
| Beverly Hills Private Wealth, LLC | 2,450 | $888.9K | 0.18% | +10+0.4% | Added |
| Seelaus Asset Management LLC | 2,453 | $889.9K | 0.81% | 00.0% | Unchanged |
| Plancorp, LLC | 2,455 | $890.7K | 0.04% | +512+26.4% | Added |
| Diversify Advisory Services, LLC | 2,543 | $892.6K | 0.05% | −437−14.7% | Reduced |
| RE Dickinson Investment Advisors, LLC | 2,467 | $894.9K | 0.50% | 00.0% | Unchanged |
| Aspiriant, LLC | 2,468 | $895.1K | 0.03% | −52−2.1% | Reduced |
| PSI Advisors, LLC | 2,473 | $896.8K | 0.27% | +136+5.8% | Added |
| Quotient Wealth Partners, LLC | 2,473 | $896.9K | 0.03% | +363+17.2% | Added |
| Stableford Capital II LLC | 2,477 | $898.6K | 0.36% | −44−1.7% | Reduced |