Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,838
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Trust Co of Kansas | 1,200 | $469.0K | 0.23% | +475+65.5% | Added |
| CJM Wealth Advisers, Ltd. | 1,200 | $469.3K | 0.16% | +1+0.1% | Added |
| Hollencrest Capital Management | 1,203 | $470.5K | 0.02% | −243−16.8% | Reduced |
| Schonfeld Strategic Advisors LLC | 1,204 | $470.9K | 0.00% | −117−8.9% | Reduced |
| Greenline Partners, LLC | 1,205 | $471.3K | 0.07% | 00.0% | Unchanged |
| Carrera Capital Advisors | 1,208 | $472.3K | 0.12% | −482−28.5% | Reduced |
| Revisor Wealth Management LLC | 1,208 | $472.3K | 0.30% | −19−1.5% | Reduced |
| Analyst IMS Investment Management Services Ltd. | 1,209 | $473.0K | 0.02% | −113−8.5% | Reduced |
| Enterprise Financial Services Corp | 1,213 | $474.4K | 0.28% | −199−14.1% | Reduced |
| Wall Street Access Asset Management, LLC | 1,214 | $474.6K | 0.18% | −76−5.9% | Reduced |
| Old Point Trust & Financial Services N A | 1,217 | $476.0K | 0.17% | −53−4.2% | Reduced |
| Indie Asset Partners, LLC | 1,221 | $477.7K | 0.36% | −14−1.1% | Reduced |
| BOK Financial Private Wealth, Inc. | 1,222 | $477.9K | 0.03% | +754+161.1% | Added |
| MinichMacGregor Wealth Management, LLC | 1,226 | $479.5K | 0.10% | +28+2.3% | Added |
| Graves-Light Private Wealth Management, Inc. | 1,229 | $480.6K | 0.06% | −29−2.3% | Reduced |
| Pinnacle Financial Group, LLC | 1,230 | $481.1K | 0.19% | −85−6.5% | Reduced |
| Philip James Wealth Mangement, LLC | 1,231 | $481.4K | 0.06% | +1,231 | New |
| ICONIQ Capital, LLC | 1,231 | $481.5K | 0.01% | +1,231 | New |
| Machina Capital S.A.S. | 1,231 | $481.5K | 0.19% | +1,231 | New |
| Trustco Bank Corp N Y | 1,231 | $481.5K | 0.48% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 1,232 | $481.9K | 0.08% | +181+17.2% | Added |
| Retirement Planning Group | 1,233 | $482.4K | 0.03% | +130+11.8% | Added |
| Boston Trust Walden Corp | 1,234 | $482.6K | 0.00% | −300−19.6% | Reduced |
| Braun-Bostich & Associates Inc. | 1,234 | $482.6K | 0.34% | +71+6.1% | Added |
| Cordatus Wealth Management LLC | 1,235 | $483.0K | 0.17% | 00.0% | Unchanged |
| North Star Asset Management Inc | 1,236 | $483.3K | 0.02% | −25−2.0% | Reduced |
| CoreFirst Bank & Trust | 1,236 | $483.4K | 0.28% | 00.0% | Unchanged |
| TCFG Wealth Management, LLC | 1,238 | $484.4K | 0.24% | +1,238 | New |
| Clear Creek Financial Management, LLC | 1,239 | $484.5K | 0.05% | −2−0.2% | Reduced |
| Old Second National Bank of Aurora | 1,239 | $484.6K | 0.12% | −15−1.2% | Reduced |
| Integrated Investment Consultants, LLC | 18,187 | $485.9K | 0.11% | +16,697+1,120.6% | Added |
| DnB Asset Management AS | 1,243 | $486.2K | 0.00% | 00.0% | Unchanged |
| ProVise Management Group, LLC | 1,244 | $486.6K | 0.04% | +36+3.0% | Added |
| Grant Street Asset Management, Inc. | 1,244 | $486.6K | 0.14% | 00.0% | Unchanged |
| Core Alternative Capital | 1,247 | $487.7K | 0.09% | 00.0% | Unchanged |
| Millington Financial Advisors, LLC | 1,249 | $488.4K | 0.30% | −15−1.2% | Reduced |
| Rockingstone Advisors LLC | 1,249 | $488.5K | 0.24% | −13−1.0% | Reduced |
| LFA - Lugano Financial Advisors SA | 1,250 | $488.9K | 0.33% | 00.0% | Unchanged |
| Strategic Wealth Partners, Ltd. | 1,252 | $489.8K | 0.05% | +44+3.6% | Added |
| Maven Securities LTD | 1,253 | $490.1K | 0.06% | −139−10.0% | Reduced |
| Global X Japan Co., Ltd. | 1,255 | $490.9K | 0.06% | +87+7.4% | Added |
| Jupiter Wealth Management LLC | 1,258 | $492.0K | 0.25% | −242−16.1% | Reduced |
| Regatta Capital Group, LLC | 1,259 | $492.4K | 0.10% | +6+0.5% | Added |
| Hanlon Investment Management, Inc. | 1,262 | $493.6K | 0.14% | +177+16.3% | Added |
| MCF Advisors LLC | 1,264 | $494.4K | 0.03% | +47+3.9% | Added |
| Davidson Investment Advisors | 1,270 | $496.7K | 0.02% | 00.0% | Unchanged |
| Alpha Family Trust | 1,270 | $496.7K | 0.28% | 00.0% | Unchanged |
| Next Level Private LLC | 1,270 | $496.7K | 0.20% | 00.0% | Unchanged |
| Chesley Taft & Associates LLC | 1,271 | $497.1K | 0.02% | −15−1.2% | Reduced |
| Kornitzer Capital Management Inc | 1,272 | $497.5K | 0.01% | −50−3.8% | Reduced |
| Buck Wealth Strategies, LLC | 1,272 | $497.8K | 0.16% | −713−35.9% | Reduced |
| Onefund, LLC | 1,274 | $498.3K | 0.51% | −58−4.4% | Reduced |
| Monte Financial Group, LLC | 1,276 | $499.2K | 0.21% | 00.0% | Unchanged |
| Wolverine Trading, LLC | 1,278 | $499.8K | 0.01% | +1,278 | New |
| Caxton Associates LP | 1,280 | $500.6K | 0.02% | +1,280 | New |
| Contravisory Investment Management, Inc. | 1,281 | $501.0K | 0.11% | +19+1.5% | Added |
| Castleark Management LLC | 1,290 | $504.5K | 0.02% | 00.0% | Unchanged |
| Gibbs Wealth Management | 1,290 | $504.5K | 0.16% | +71+5.8% | Added |
| Optas, LLC | 1,295 | $506.5K | 0.12% | +296+29.6% | Added |
| Calton & Associates, Inc. | 1,296 | $507.3K | 0.19% | +1,296 | New |
| Landaas & Co | 1,298 | $508.0K | 0.14% | −9−0.7% | Reduced |
| Wellington Shields Capital Management, LLC | 1,300 | $508.5K | 0.09% | 00.0% | Unchanged |
| Mogy Joel R Investment Counsel Inc | 1,304 | $510.0K | 0.03% | +104+8.7% | Added |
| Austin Private Wealth, LLC | 1,305 | $510.4K | 0.05% | +24+1.9% | Added |
| Forbes J M & Co LLP | 1,307 | $511.2K | 0.05% | 00.0% | Unchanged |
| Northwest Bancshares, Inc. | 1,310 | $512.4K | 0.09% | −75−5.4% | Reduced |
| Dogwood Wealth Management LLC | 1,312 | $513.1K | 0.30% | +83+6.8% | Added |
| Petix & Botte Co | 1,312 | $513.1K | 0.14% | 00.0% | Unchanged |
| Birchcreek Wealth Management, LLC | 1,314 | $513.9K | 0.34% | −40−3.0% | Reduced |
| Elser Financial Planning, Inc | 1,315 | $514.3K | 0.75% | +15+1.2% | Added |
| Monarch Capital Management Inc | 1,317 | $515.1K | 0.14% | 00.0% | Unchanged |
| First National Corp | 1,318 | $515.7K | 0.11% | 00.0% | Unchanged |
| Waters Parkerson & Co., LLC | 1,319 | $516.0K | 0.03% | +21+1.6% | Added |
| Warther Private Wealth, LLC | 1,321 | $516.8K | 0.18% | −61−4.4% | Reduced |
| Davidson Trust Co | 1,322 | $517.1K | 0.27% | +200+17.8% | Added |
| Westshore Wealth, LLC | 1,323 | $517.3K | 0.21% | −23−1.7% | Reduced |
| Gradient Capital Advisors, LLC | 1,323 | $517.6K | 0.17% | −52−3.8% | Reduced |
| Transcendent Capital Group LLC | 1,324 | $517.8K | 0.27% | +729+122.5% | Added |
| VeraBank, N.A. | 1,326 | $518.6K | 0.15% | 00.0% | Unchanged |
| Invesco, LLC | 1,326 | $518.6K | 0.21% | 00.0% | Unchanged |
| Investment Advisory Services Inc | 1,330 | $520.1K | 0.18% | +53+4.2% | Added |
| Gerber Kawasaki Wealth & Investment Management | 1,333 | $521.6K | 0.02% | +13+1.0% | Added |
| AdvisorShares Investments LLC | 1,335 | $522.1K | 0.10% | +55+4.3% | Added |
| Burton Enright Welch | 1,335 | $522.1K | 0.11% | −200−13.0% | Reduced |
| Formidable Asset Management, LLC | 1,336 | $522.5K | 0.08% | −104−7.2% | Reduced |
| Secure Asset Management, LLC | 1,338 | $523.3K | 0.09% | −101−7.0% | Reduced |
| Apollon Financial, LLC | 1,340 | $524.2K | 0.15% | +33+2.5% | Added |
| Gradient Investments LLC | 1,342 | $525.0K | 0.01% | +203+17.8% | Added |
| Sendero Wealth Management, LLC | 1,344 | $525.7K | 0.08% | 00.0% | Unchanged |
| Beacon Financial Group | 1,345 | $526.1K | 0.06% | +229+20.5% | Added |
| Fi3 FINANCIAL ADVISORS, LLC | 1,350 | $527.9K | 0.21% | +444+49.0% | Added |
| Thomas Story & Son LLC | 1,350 | $528.0K | 0.22% | −350−20.6% | Reduced |
| First Community Trust NA | 1,350 | $528.0K | 0.43% | 00.0% | Unchanged |
| Evanson Asset Management, LLC | 1,350 | $528.0K | 0.04% | 00.0% | Unchanged |
| Morningstar Investment Management LLC | 1,348 | $531.0K | 0.05% | −776−36.5% | Reduced |
| Bard Financial Services, Inc. | 1,360 | $531.9K | 0.06% | −250−15.5% | Reduced |
| Householder Group Estate & Retirement Specialist, LLC | 1,364 | $533.0K | 0.16% | −227−14.3% | Reduced |
| McGowan Group Asset Management, Inc. | 1,363 | $533.2K | 0.07% | +2+0.1% | Added |
| SJS Investment Consulting Inc. | 1,368 | $535.1K | 0.09% | −1−0.1% | Reduced |
| Ransom Advisory, Ltd | 1,370 | $535.8K | 0.25% | 00.0% | Unchanged |