Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,838
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Financial Perspectives, Inc | 1,048 | $409.9K | 0.14% | 00.0% | Unchanged |
| Aprio Wealth Management, LLC | 1,048 | $410.0K | 0.07% | +170+19.4% | Added |
| Northern Oak Wealth Management Inc | 1,049 | $410.3K | 0.05% | 00.0% | Unchanged |
| Beddow Capital Management Inc | 1,050 | $411.0K | 0.17% | 00.0% | Unchanged |
| Perennial Investment Advisors, LLC | 1,053 | $411.4K | 0.05% | −1−0.1% | Reduced |
| Youngs Advisory Group, Inc. | 1,054 | $412.2K | 0.17% | 00.0% | Unchanged |
| Embree Financial Group | 1,054 | $412.4K | 0.07% | +1,054 | New |
| NWF Advisory Services Inc. | 1,057 | $413.3K | 0.06% | +1,057 | New |
| O'Rourke & Company, Inc | 1,058 | $413.9K | 0.21% | +136+14.8% | Added |
| BancorpSouth Bank | 1,059 | $414.2K | 0.03% | −3−0.3% | Reduced |
| Advus Financial Partners, LLC | 1,059 | $414.2K | 0.12% | 00.0% | Unchanged |
| Town & Country Bank & Trust CO dba First Bankers Trust CO | 1,063 | $415.8K | 0.16% | 00.0% | Unchanged |
| Foster Group, Inc. | 1,064 | $416.0K | 0.02% | +80+8.1% | Added |
| Legacy Advisory Services, LLC | 1,064 | $416.2K | 0.36% | 00.0% | Unchanged |
| Pettyjohn, Wood & White, Inc | 1,065 | $416.5K | 0.08% | 00.0% | Unchanged |
| Meridian Wealth Advisors, LLC | 1,066 | $416.9K | 0.07% | +107+11.2% | Added |
| Accel Wealth Management | 1,067 | $417.3K | 0.16% | −40−3.6% | Reduced |
| Peoples Bank | 1,068 | $417.7K | 0.21% | −247−18.8% | Reduced |
| Selective Wealth Management, Inc. | 1,079 | $418.6K | 0.17% | 00.0% | Unchanged |
| Apexium Financial, LP | 1,071 | $418.9K | 0.03% | +71+7.1% | Added |
| Greenwood Capital Associates LLC | 1,074 | $420.1K | 0.05% | −63−5.5% | Reduced |
| Lynx Investment Advisory | 1,076 | $420.8K | 0.30% | +66+6.5% | Added |
| Silvant Capital Management LLC | 1,076 | $420.8K | 0.02% | 00.0% | Unchanged |
| Compass Financial Group, INC | 1,077 | $421.4K | 0.08% | +2+0.2% | Added |
| Consilium Wealth Advisory, LLC | 1,079 | $422.2K | 0.23% | 00.0% | Unchanged |
| Richard W. Paul & Associates, LLC | 1,084 | $423.8K | 0.15% | −14−1.3% | Reduced |
| Baker Tilly Wealth Management, LLC | 1,088 | $425.5K | 0.19% | −1,885−63.4% | Reduced |
| Bender Robert & Associates | 1,089 | $426.1K | 0.09% | +1,089 | New |
| Financial Advisors, LLC | 1,090 | $426.3K | 0.08% | −40−3.5% | Reduced |
| Prentice Wealth Management LLC | 1,091 | $426.7K | 0.13% | +1,091 | New |
| Schrum Private Wealth Management LLC | 1,096 | $428.7K | 0.22% | +1,096 | New |
| Greenup Street Wealth Management LLC | 1,096 | $429.1K | 0.09% | +18+1.7% | Added |
| Tower Wealth Partners, Inc. | 1,097 | $429.1K | 0.25% | −57−4.9% | Reduced |
| Royal Capital Wealth Management, LLC | 1,100 | $430.2K | 0.30% | 00.0% | Unchanged |
| Moss Adams Wealth Advisors LLC | 1,102 | $431.0K | 0.05% | +110+11.1% | Added |
| Bristlecone Advisors, LLC | 1,105 | $432.3K | 0.03% | 00.0% | Unchanged |
| Prostatis Group LLC | 1,106 | $432.7K | 0.14% | −47−4.1% | Reduced |
| Isthmus Partners, LLC | 1,107 | $433.0K | 0.05% | −150−11.9% | Reduced |
| Sivia Capital Partners, LLC | 1,108 | $433.5K | 0.26% | +152+15.9% | Added |
| Silver Coast Investments LLC | 1,113 | $435.3K | 0.16% | −12−1.1% | Reduced |
| FIL Ltd | 1,114 | $435.7K | 0.00% | +123+12.4% | Added |
| Tortoise Investment Management, LLC | 1,114 | $435.7K | 0.05% | −60−5.1% | Reduced |
| Finivi Inc. | 1,115 | $435.9K | 0.35% | −8−0.7% | Reduced |
| Hengehold Capital Management LLC | 1,115 | $436.1K | 0.04% | +80+7.7% | Added |
| New Wave Wealth Advisors LLC | 1,118 | $437.3K | 0.20% | −97−8.0% | Reduced |
| Heritage Oak Wealth Advisors LLC | 1,118 | $437.3K | 0.20% | +1,118 | New |
| Mindset Wealth Management, LLC | 1,118 | $437.4K | 0.18% | +1,118 | New |
| Hutchens & Kramer Investment Management Group, LLC | 1,115 | $437.5K | 0.24% | +104+10.3% | Added |
| WealthShield Partners, LLC | 1,119 | $437.7K | 0.06% | +194+21.0% | Added |
| Catalytic Wealth RIA, LLC | 1,120 | $438.1K | 0.08% | −46−3.9% | Reduced |
| Baron Wealth Management LLC | 1,121 | $438.5K | 0.21% | +19+1.7% | Added |
| FSA Advisors, Inc. | 1,265 | $439.1K | 0.44% | +2+0.2% | Added |
| Register Financial Advisors LLC | 1,124 | $439.5K | 0.23% | +1+0.1% | Added |
| Cantor Fitzgerald Investment Adviser L.P. | 1,126 | $440.4K | 0.03% | +1,126 | New |
| Rockline Wealth Management, LLC | 1,127 | $440.8K | 0.12% | 00.0% | Unchanged |
| Anchor Capital Advisors LLC | 1,127 | $440.8K | 0.01% | 00.0% | Unchanged |
| Alesco Advisors LLC | 1,127 | $440.8K | 0.01% | 00.0% | Unchanged |
| WealthBridge Capital Management, LLC | 1,132 | $442.8K | 0.13% | +200+21.5% | Added |
| Warwick Investment Management, Inc. | 1,135 | $443.9K | 0.11% | +22+2.0% | Added |
| Virtue Capital Management, LLC | 1,136 | $444.3K | 0.09% | −143−11.2% | Reduced |
| Ascent Group, LLC | 1,138 | $445.1K | 0.03% | +185+19.4% | Added |
| Brogan Financial, Inc. | 1,139 | $445.3K | 0.25% | −147−11.4% | Reduced |
| Winslow Asset Management Inc | 1,140 | $446.0K | 0.08% | 00.0% | Unchanged |
| FSB Premier Wealth Management, Inc. | 1,144 | $447.6K | 0.18% | +2+0.2% | Added |
| First Western Trust Bank | 1,145 | $447.8K | 0.02% | 00.0% | Unchanged |
| LJI Wealth Management, LLC | 1,145 | $447.8K | 0.09% | 00.0% | Unchanged |
| Coyle Financial Counsel LLC | 1,347 | $448.7K | 0.16% | 00.0% | Unchanged |
| Garden State Investment Advisory Services LLC | 1,146 | $449.1K | 0.14% | −74−6.1% | Reduced |
| Alan B. Lancz & Associates, Inc. | 1,150 | $449.8K | 0.41% | −200−14.8% | Reduced |
| Continuum Advisory, LLC | 1,162 | $450.1K | 0.06% | +124+11.9% | Added |
| Hills Bank & Trust Co | 1,155 | $451.7K | 0.03% | −10−0.9% | Reduced |
| Sunflower Bank, N.A. | 1,155 | $451.7K | 0.12% | +133+13.0% | Added |
| Pacific Global Investment Management CO | 1,155 | $451.8K | 0.08% | −1−0.1% | Reduced |
| First Nebraska Trust Co | 1,156 | $452.1K | 0.04% | −50−4.1% | Reduced |
| Whitaker-Myers Wealth Managers, LTD. | 1,156 | $452.2K | 0.15% | +197+20.5% | Added |
| Joule Financial, LLC | 1,157 | $452.5K | 0.16% | −7−0.6% | Reduced |
| Sutton Place Investors LLC | 1,158 | $452.9K | 0.28% | +39+3.5% | Added |
| WealthPLAN Partners, LLC | 1,159 | $453.4K | 0.06% | −5,244−81.9% | Reduced |
| Migdal Insurance & Financial Holdings Ltd. | 1,160 | $454.0K | 0.01% | 00.0% | Unchanged |
| Liberty Wealth Management LLC | 21,095 | $454.0K | 0.08% | +701+3.4% | Added |
| Full Sail Capital, LLC | 1,162 | $454.5K | 0.03% | −991−46.0% | Reduced |
| Capital Advisors Wealth Management, LLC | 1,164 | $455.1K | 0.08% | +1+0.1% | Added |
| Eagle Wealth Strategies LLC | 1,166 | $456.1K | 0.33% | 00.0% | Unchanged |
| Bangor Savings Bank | 1,169 | $457.2K | 0.04% | 00.0% | Unchanged |
| Archford Capital Strategies, LLC | 1,161 | $457.4K | 0.07% | −2−0.2% | Reduced |
| Aua Capital Management, LLC | 1,170 | $457.9K | 0.27% | −10−0.8% | Reduced |
| Gillespie Robinson & Grimm Inc | 1,175 | $459.6K | 0.04% | 00.0% | Unchanged |
| Garrett Wealth Advisory Group, LLC | 1,175 | $459.6K | 0.11% | 00.0% | Unchanged |
| Traveka Wealth, LLC | 1,178 | $460.9K | 0.23% | +41+3.6% | Added |
| Keb Asset Management, LLC | 1,179 | $461.1K | 0.14% | 00.0% | Unchanged |
| Meredith Wealth Planning | 1,180 | $461.5K | 0.22% | 00.0% | Unchanged |
| Rosenberg Matthew Hamilton | 1,182 | $462.3K | 0.12% | +25+2.2% | Added |
| Five Oceans Advisors | 1,183 | $462.7K | 0.22% | +7+0.6% | Added |
| Armstrong, Fleming & Moore, Inc | 1,183 | $462.9K | 0.27% | −60−4.8% | Reduced |
| S.A. Mason LLC | 1,186 | $463.9K | 0.25% | 00.0% | Unchanged |
| Fiduciary Alliance LLC | 1,187 | $464.2K | 0.06% | +248+26.4% | Added |
| XR Securities LLC | 1,191 | $465.8K | 3.02% | −1,207−50.3% | Reduced |
| HTLF Bank | 1,193 | $466.6K | 0.05% | −178−13.0% | Reduced |
| Blueprint Investment Partners LLC | 1,197 | $468.2K | 0.08% | +221+22.6% | Added |
| Gilman Hill Asset Management, LLC | 1,199 | $469.0K | 0.08% | −40−3.2% | Reduced |