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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q3 2024

Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
2,838
+155 vs. Q2 2024
Shares held
344.1M
+36.8M (+12.0%) vs. Q2 2024
Total value
$133.6B
+$31.4B (+30.7%) vs. Q2 2024
New holders
246
1,057 more added
Sold out
91
1,045 more reduced

30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2024: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2024: 2,838 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,069 institutions
Value heldQ3 2024: $133.6B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,069$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q3 2024

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.

Institutions holding CAT in Q3 2024
InstitutionSharesValue% of portfolioChange in sharesAction
Kapitalo Investimentos Ltda588$230.0K0.06%−345−37.0%Reduced
Warren Street Wealth Advisors, LLC588$230.0K0.10%+588New
Florida Financial Advisors, LLC588$230.1K0.12%+588New
KPP Advisory Services LLC590$230.8K0.06%+590New
Northeast Financial Consultants Inc592$231.5K0.01%+592New
Intelligence Driven Advisers, LLC593$231.9K0.03%+593New
Brass Tax Wealth Management, Inc594$232.2K0.05%−116−16.3%Reduced
Palisades Hudson Asset Management, L.P.595$233.0K0.10%+595New
RFG Holdings, Inc.596$233.2K0.08%+596New
Smith Thornton Advisors LLC597$233.5K0.15%+597New
Clarity Financial LLC597$233.6K0.03%+597New
Altiora Financial Group, LLC598$233.9K0.05%+598New
Acorns Advisers, LLC598$234.0K0.00%+598New
Collective Family Office LLC599$234.3K0.06%−12−2.0%Reduced
Crestline Management, LP600$234.7K0.01%+600New
Osher Van de Voorde Investment Management600$234.7K0.05%+600New
Baugh & Associates, LLC600$234.7K0.12%+600New
Smith Group Asset Management, LLC600$234.7K0.02%+600New
Tolleson Wealth Management, Inc.600$235.0K0.04%−6−1.0%Reduced
Weybosset Research & Management LLC600$235.0K0.08%+600New
CTC Alternative Strategies, Ltd.601$235.1K0.29%−7,799−92.8%Reduced
Great Waters Wealth Management604$236.2K0.03%+604New
Platte River Wealth Advisors, LLC605$236.6K0.06%−330−35.3%Reduced
Godsey & Gibb Associates605$236.6K0.02%−44−6.8%Reduced
Hilltop Partners LLC606$236.8K0.08%+1+0.2%Added
Unison Asset Management LLC606$237.0K0.11%00.0%Unchanged
Baltimore-Washington Financial Advisors, Inc.610$238.6K0.01%+6+1.0%Added
Virtus Investment Advisers, Inc.610$238.6K0.19%+450+281.3%Added
Capital Counsel LLC611$239.0K0.01%00.0%Unchanged
Salomon & Ludwin, LLC614$240.0K0.02%+2+0.3%Added
First Pacific Financial614$240.1K0.06%+250+68.7%Added
Strategic Financial Services, Inc,615$240.5K0.01%+615New
Sage Investment Advisers LLC617$241.3K0.25%+2+0.3%Added
Bourne Lent Asset Management Inc618$241.7K0.09%00.0%Unchanged
Meritage Portfolio Management619$242.0K0.01%+619New
Red Wave Investments LLC620$242.4K0.08%+4+0.6%Added
Integrity Wealth Solutions LLC621$242.8K0.14%+621New
Patron Partners Advisors, LLC621$242.9K0.13%+9+1.5%Added
Doheny Asset Management621$243.0K0.17%00.0%Unchanged
Capital Markets Trading UK LLP621$243.0K0.22%+621New
Chemistry Wealth Management LLC622$243.3K0.06%−13−2.0%Reduced
Vivaldi Capital Management, LLC622$243.3K0.07%+622New
Buffington Mohr McNeal625$244.4K0.04%00.0%Unchanged
Strategic Financial Concepts, LLC626$244.8K0.08%−200,028−99.7%Reduced
Thurston, Springer, Miller, Herd & Titak, Inc.626$244.9K0.07%+23+3.8%Added
Lazard Freres Gestion S.A.S.630$246.0K0.01%00.0%Unchanged
Financial Network Wealth Advisors LLC629$246.0K0.20%−1−0.2%Reduced
Bush Investment Group, LLC630$246.4K0.20%00.0%Unchanged
Peddock Capital Advisors, LLC630$246.5K0.06%00.0%Unchanged
Redhawk Wealth Advisors, Inc.631$246.6K0.04%−325−34.0%Reduced
Inspirion Wealth Advisors, LLC631$246.8K0.03%00.0%Unchanged
JSF Financial, LLC632$247.1K0.07%−9−1.4%Reduced
Octavia Wealth Advisors, LLC635$248.2K0.03%−116−15.4%Reduced
Alpine Bank Wealth Management636$248.8K0.04%+636New
Revolve Wealth Partners, LLC637$249.3K0.04%−43−6.3%Reduced
ORBA Wealth Advisors, L.L.C.638$249.5K0.13%00.0%Unchanged
Principal Street Partners, LLC727$250.0K0.04%00.0%Unchanged
Eagle Capital Management, LLC639$250.0K0.10%00.0%Unchanged
Morton Capital Management LLC640$250.3K0.05%+640New
Swisher Financial Concepts, Inc.643$251.0K0.16%−50−7.2%Reduced
Wagner Wealth Management, LLC642$251.1K0.07%+642New
Cerro Pacific Wealth Advisors LLC755$251.5K0.10%00.0%Unchanged
Arbor Investment Advisors, LLC645$252.3K0.03%00.0%Unchanged
Semus Wealth Partners LLC645$252.3K0.18%+6+0.9%Added
Pure Portfolios Holdings LLC646$252.5K0.10%+646New
Lokken Investment Group LLC647$252.9K0.11%−132−16.9%Reduced
New Jersey Better Educational Savings Trust647$253.1K0.48%00.0%Unchanged
RW Investment Management LLC648$253.4K0.03%00.0%Unchanged
Pinnacle Bancorp, Inc.649$253.8K0.07%00.0%Unchanged
Talisman Wealth Advisors LLC649$254.0K0.27%+11+1.7%Added
Barnes Pettey Financial Advisors, LLC650$254.2K0.20%00.0%Unchanged
Altus Wealth Group LLC650$254.4K0.11%+43+7.1%Added
Optivise Advisory Services LLC651$254.5K0.13%−88−11.9%Reduced
Invst, LLC651$254.6K0.03%−45−6.5%Reduced
Nia Impact Advisors, LLC651$254.6K0.08%+651New
Glass Jacobson Investment Advisors llc651$254.6K0.08%00.0%Unchanged
Capital Market Strategies LLC652$255.2K0.15%+2+0.3%Added
LongView Wealth Management652$255.2K0.08%−12−1.8%Reduced
Aviance Capital Partners, LLC648$255.2K0.03%−4−0.6%Reduced
Delta Financial Advisors LLC653$255.4K0.09%00.0%Unchanged
Uhlmann Price Securities, LLC655$256.3K0.20%+655New
Aveo Capital Partners, LLC655$256.3K0.03%−9−1.4%Reduced
Kolinsky Wealth Management, LLC656$256.6K0.17%+16+2.5%Added
Aldebaran Financial Inc.657$257.0K0.30%00.0%Unchanged
Altfest L J & Co Inc657$257.0K0.03%+3+0.5%Added
Opinicus Capital, Inc.659$257.7K0.21%−12−1.8%Reduced
Planned Solutions, Inc.659$257.7K0.10%00.0%Unchanged
Dechtman Wealth Management, LLC660$258.0K0.05%+3+0.5%Added
Advantage Trust Co660$258.1K0.18%−270−29.0%Reduced
GEM Asset Management, LLC648$258.1K0.15%00.0%Unchanged
Vigilare Wealth Management661$258.5K0.10%00.0%Unchanged
Omnia Family Wealth, LLC662$258.9K0.11%+662New
FSM Wealth Advisors, LLC663$259.3K0.07%+61+10.1%Added
Kerntke Otto McGlone Wealth Management Group663$259.4K0.22%−9−1.3%Reduced
Willis Johnson & Associates, Inc.665$260.3K0.02%+665New
First Business Financial Services, Inc.667$260.9K0.03%00.0%Unchanged
Integral Investment Advisors, Inc.669$261.7K0.09%−11−1.6%Reduced
Klingman & Associates, LLC673$263.2K0.02%+15+2.3%Added
Valtinson Bruner Financial Planning LLC675$263.9K0.09%−2−0.3%Reduced
UMA Financial Services, Inc.683$265.0K0.05%+3+0.4%Added