Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,837
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Dnca Finance | 46,400 | $18.1M | 1.56% | +5,530+13.5% | Added |
| Elo Mutual Pension Insurance Co | 46,472 | $18.2M | 0.39% | +3,687+8.6% | Added |
| HRT Financial LP | 46,548 | $18.2M | 0.09% | −53,741−53.6% | Reduced |
| Birmingham Capital Management Co Inc | 47,105 | $18.4M | 6.70% | −3,760−7.4% | Reduced |
| Allianz SE | 47,484 | $18.6M | 0.50% | 00.0% | Unchanged |
| Crossmark Global Holdings, Inc. | 47,570 | $18.6M | 0.33% | +1,787+3.9% | Added |
| Independent Advisor Alliance | 48,366 | $18.9M | 0.69% | −1,593−3.2% | Reduced |
| First National Trust Co | 48,965 | $19.2M | 0.74% | +142+0.3% | Added |
| Whittier Trust Co | 49,454 | $19.3M | 0.26% | −457−0.9% | Reduced |
| Charter Trust Co | 49,526 | $19.4M | 1.24% | −50.0% | Reduced |
| Baker Avenue Asset Management, LP | 50,935 | $19.9M | 0.63% | +1,157+2.3% | Added |
| LaFleur & Godfrey LLC | 51,233 | $20.0M | 2.76% | −1,840−3.5% | Reduced |
| Empowered Funds, LLC | 51,315 | $20.1M | 0.32% | −113−0.2% | Reduced |
| Oppenheimer Asset Management Inc. | 51,577 | $20.2M | 0.24% | +12,936+33.5% | Added |
| Wellington Management Group LLP | 51,654 | $20.2M | 0.00% | −13,847−21.1% | Reduced |
| United Capital Financial Advisers, LLC | 52,169 | $20.4M | 0.17% | −922−1.7% | Reduced |
| JustInvest LLC | 53,332 | $20.9M | 0.34% | +4,320+8.8% | Added |
| Renaissance Technologies LLC | 53,368 | $20.9M | 0.03% | −260,944−83.0% | Reduced |
| KCM Investment Advisors LLC | 54,005 | $21.1M | 0.72% | −509−0.9% | Reduced |
| Credit Agricole S A | 54,405 | $21.3M | 0.11% | −24,285−30.9% | Reduced |
| Temasek Holdings (Private) Ltd | 54,469 | $21.3M | 0.09% | −58,473−51.8% | Reduced |
| Savant Capital, LLC | 54,685 | $21.4M | 0.18% | +5,944+12.2% | Added |
| Wharton Business Group, LLC | 54,818 | $21.4M | 0.96% | 00.0% | Unchanged |
| Moran Wealth Management, LLC | 55,199 | $21.6M | 0.66% | −111−0.2% | Reduced |
| Congress Asset Management Co | 55,250 | $21.6M | 0.15% | −1,021−1.8% | Reduced |
| Callahan Advisors, LLC | 55,346 | $21.6M | 2.11% | −270.0% | Reduced |
| Fayez Sarofim & Co | 55,802 | $21.8M | 0.06% | +2,843+5.4% | Added |
| Massmutual Trust Co FSB | 56,314 | $22.0M | 0.63% | −210.0% | Reduced |
| Canada Pension Plan Investment Board | 56,406 | $22.1M | 0.02% | −2,660−4.5% | Reduced |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 56,690 | $22.2M | 0.02% | −392−0.7% | Reduced |
| Richard C. Young & CO., LTD. | 56,791 | $22.2M | 2.43% | +232+0.4% | Added |
| 1832 Asset Management L.P. | 56,800 | $22.2M | 0.04% | +56,600+28,300.0% | Added |
| Guggenheim Capital LLC | 56,973 | $22.3M | 0.16% | −16,010−21.9% | Reduced |
| Atalanta Sosnoff Capital, LLC | 57,230 | $22.4M | 0.48% | +57,230 | New |
| Wealthfront Advisers LLC | 57,360 | $22.4M | 0.07% | −704−1.2% | Reduced |
| Associated Banc-Corp | 57,727 | $22.6M | 0.66% | −1,583−2.7% | Reduced |
| Umb Bank N A | 58,119 | $22.7M | 0.35% | −531−0.9% | Reduced |
| Integrated Advisors Network LLC | 58,256 | $22.8M | 1.09% | +365+0.6% | Added |
| Congress Wealth Management LLC | 58,982 | $23.1M | 0.31% | +11,952+25.4% | Added |
| State of Alaska, Department of Revenue | 59,511 | $23.3M | 0.25% | −535−0.9% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 59,698 | $23.3M | 0.10% | +4,632+8.4% | Added |
| CCM Investment Advisers LLC | 59,706 | $23.4M | 2.60% | −195−0.3% | Reduced |
| Blackhill Capital Inc | 60,000 | $23.5M | 1.35% | 00.0% | Unchanged |
| Delta Asset Management LLC | 60,646 | $23.7M | 2.04% | −1,211−2.0% | Reduced |
| Oppenheimer & Co Inc | 61,198 | $23.9M | 0.37% | −5,373−8.1% | Reduced |
| Nissay Asset Management Corp | 61,817 | $24.2M | 0.15% | −782−1.2% | Reduced |
| Marshall Wace, LLP | 62,096 | $24.3M | 0.03% | +61,896+30,948.0% | Added |
| FineMark National Bank & Trust | 62,384 | $24.4M | 0.85% | −764−1.2% | Reduced |
| Fiduciary Trust Co | 62,632 | $24.5M | 0.34% | +687+1.1% | Added |
| Janus Henderson Group PLC | 63,821 | $25.0M | 0.01% | −2,200−3.3% | Reduced |
| Factory Mutual Insurance Co | 64,100 | $25.1M | 0.26% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 64,321 | $25.2M | 0.03% | −967,173−93.8% | Reduced |
| United Services Automobile Association | 64,416 | $25.2M | 0.64% | −20,712−24.3% | Reduced |
| Cutler Investment Counsel LLC | 64,459 | $25.2M | 3.18% | −1,774−2.7% | Reduced |
| New York Life Investment Management LLC | 64,732 | $25.3M | 0.25% | −2,713−4.0% | Reduced |
| Westchester Capital Management, Inc. | 64,929 | $25.4M | 6.17% | −1,904−2.8% | Reduced |
| Mutual of America Capital Management LLC | 65,847 | $25.8M | 0.27% | −2,418−3.5% | Reduced |
| Pathstone Holdings, LLC | 66,180 | $25.9M | 0.12% | −1,161−1.7% | Reduced |
| Tredje AP-fonden | 66,290 | $25.9M | 0.23% | 00.0% | Unchanged |
| Badgley Phelps Wealth Managers, LLC | 66,667 | $26.1M | 0.61% | +1,055+1.6% | Added |
| Grassi Investment Management | 67,154 | $26.3M | 2.27% | −1,400−2.0% | Reduced |
| Private Advisor Group, LLC | 67,981 | $26.6M | 0.17% | −3,097−4.4% | Reduced |
| Glenview Trust Co | 68,575 | $26.8M | 0.52% | +1,517+2.3% | Added |
| Ausdal Financial Partners, Inc. | 68,900 | $26.9M | 2.81% | +95+0.1% | Added |
| Public Employees Retirement Association of Colorado | 68,971 | $27.0M | 0.11% | −372−0.5% | Reduced |
| Quantinno Capital Management LP | 69,858 | $27.3M | 0.36% | +28,826+70.3% | Added |
| Xponance, Inc. | 70,049 | $27.4M | 0.26% | +187+0.3% | Added |
| Advisors Capital Management, LLC | 70,216 | $27.5M | 0.45% | +932+1.3% | Added |
| Mirae Asset Global ETFs Holdings Ltd. | 71,114 | $27.8M | 0.06% | −3,005−4.1% | Reduced |
| J. Safra Sarasin Holding AG | 72,330 | $28.3M | 0.49% | −6,791−8.6% | Reduced |
| Marco Investment Management LLC | 72,363 | $28.3M | 2.44% | +740+1.0% | Added |
| Pinnacle Associates Ltd | 96,006 | $28.4M | 0.49% | −15,159−13.6% | Reduced |
| CIBC Asset Management Inc | 72,743 | $28.5M | 0.09% | +3,051+4.4% | Added |
| Willis Investment Counsel | 72,835 | $28.5M | 1.85% | +424+0.6% | Added |
| Quantitative Investment Management, LLC | 73,224 | $28.6M | 2.82% | +54,939+300.5% | Added |
| TD Waterhouse Canada Inc. | 73,740 | $28.9M | 0.23% | −6,991−8.7% | Reduced |
| NorthCrest Asset Manangement, LLC | 74,165 | $29.0M | 0.88% | +1,008+1.4% | Added |
| Sequoia Financial Advisors, LLC | 75,446 | $29.5M | 0.32% | +7,406+10.9% | Added |
| Scotia Capital Inc. | 75,618 | $29.6M | 0.16% | −598−0.8% | Reduced |
| Gotham Asset Management, LLC | 76,356 | $29.9M | 0.31% | +4,037+5.6% | Added |
| AMF Pensionsforsakring AB | 76,734 | $30.0M | 0.21% | 00.0% | Unchanged |
| CWM, LLC | 77,811 | $30.4M | 0.13% | +8,212+11.8% | Added |
| D.A. Davidson & Co. | 78,233 | $30.6M | 0.25% | −2,257−2.8% | Reduced |
| Edgar Lomax Co | 79,588 | $31.1M | 1.90% | −1,235−1.5% | Reduced |
| Peapack Gladstone Financial Corp | 80,444 | $31.5M | 0.45% | −2,342−2.8% | Reduced |
| Aptus Capital Advisors, LLC | 80,565 | $31.5M | 0.48% | +14,474+21.9% | Added |
| Mediolanum International Funds Ltd | 80,847 | $31.6M | 0.44% | −173−0.2% | Reduced |
| Vaughan David Investments LLC | 80,719 | $31.6M | 0.73% | +320+0.4% | Added |
| Utah Retirement Systems | 80,965 | $31.7M | 0.36% | +400+0.5% | Added |
| British Columbia Investment Management Corp | 81,601 | $31.9M | 0.19% | −14,048−14.7% | Reduced |
| Nichols & Pratt Advisers LLP | 81,892 | $32.0M | 2.07% | −3,595−4.2% | Reduced |
| Stock Yards Bank & Trust Co | 84,324 | $33.0M | 1.06% | −4,215−4.8% | Reduced |
| Capital International Ltd | 85,086 | $33.3M | 1.43% | −2,779−3.2% | Reduced |
| Brown Advisory Inc | 86,156 | $33.7M | 0.04% | −2,711−3.1% | Reduced |
| Levin Capital Strategies, L.P. | 86,394 | $33.8M | 3.27% | −260−0.3% | Reduced |
| Foundry Partners, LLC | 86,576 | $33.9M | 1.68% | −504−0.6% | Reduced |
| Swiss Life Asset Management Ltd | 86,698 | $33.9M | 0.39% | +225+0.3% | Added |
| Beacon Pointe Advisors, LLC | 86,936 | $34.0M | 0.39% | −2,998−3.3% | Reduced |
| Busey Wealth Management | 87,006 | $34.0M | 1.11% | −957−1.1% | Reduced |
| Regions Financial Corp | 87,236 | $34.1M | 0.25% | −2,447−2.7% | Reduced |