Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,837
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| United Capital Management of KS, Inc. | 30,410 | $11.9M | 2.59% | +1,002+3.4% | Added |
| Hartford Investment Management Co | 30,525 | $11.9M | 0.39% | −809−2.6% | Reduced |
| Norinchukin Bank, The | 30,802 | $12.0M | 0.28% | +3,337+12.2% | Added |
| Advisory Services Network, LLC | 36,197 | $12.1M | 0.25% | 00.0% | Unchanged |
| Paradiem, LLC | 31,273 | $12.2M | 2.89% | +911+3.0% | Added |
| Simmons Bank | 31,414 | $12.3M | 0.89% | −1,340−4.1% | Reduced |
| Mizuho Securities USA LLC | 31,443 | $12.3M | 0.26% | −6,264−16.6% | Reduced |
| F/M Investments LLC | 31,564 | $12.3M | 0.42% | −1,344−4.1% | Reduced |
| Folger Nolan Fleming Douglas Capital Management, Inc | 31,675 | $12.4M | 1.22% | −1,573−4.7% | Reduced |
| Benjamin Edwards Inc | 31,796 | $12.4M | 0.18% | +28,841+976.0% | Added |
| LMCG Investments, LLC | 31,926 | $12.5M | 0.75% | −950−2.9% | Reduced |
| James Investment Research Inc | 31,994 | $12.5M | 1.44% | −577−1.8% | Reduced |
| Shelter Mutual Insurance Co | 30,780 | $12.6M | 3.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 32,199 | $12.6M | 0.06% | +528+1.7% | Added |
| Omers Administration Corp | 32,477 | $12.7M | 0.12% | +400+1.2% | Added |
| Kestra Private Wealth Services, LLC | 32,483 | $12.7M | 0.23% | −8,815−21.3% | Reduced |
| AIA Group Ltd | 32,669 | $12.8M | 0.33% | −25−0.1% | Reduced |
| German American Bancorp, Inc. | 32,949 | $12.9M | 1.36% | +2,103+6.8% | Added |
| Jamison Private Wealth Management, Inc. | 33,036 | $12.9M | 1.97% | +918+2.9% | Added |
| Greenwood Gearhart Inc | 33,075 | $12.9M | 1.08% | +1,998+6.4% | Added |
| La Banque Postale Asset Management SA | 33,420 | $13.1M | 0.20% | −2,117−6.0% | Reduced |
| Kentucky Retirement Systems | 33,781 | $13.2M | 0.39% | −3,072−8.3% | Reduced |
| Atria Investments LLC | 33,853 | $13.2M | 0.16% | −9,193−21.4% | Reduced |
| Braun Stacey Associates Inc | 33,874 | $13.2M | 0.50% | +32,449+2,277.1% | Added |
| Brookstone Capital Management | 33,925 | $13.3M | 0.20% | +460+1.4% | Added |
| Henshaw Capital LLC | 34,060 | $13.3M | 0.56% | +34,060 | New |
| CSM Advisors, LLC | 34,387 | $13.4M | 0.88% | −1,735−4.8% | Reduced |
| Shelton Capital Management | 34,388 | $13.4M | 0.35% | +693+2.1% | Added |
| NEOS Investment Management LLC | 34,438 | $13.5M | 0.41% | +8,850+34.6% | Added |
| Consolidated Planning Corp | 34,667 | $13.6M | 2.02% | −949−2.7% | Reduced |
| Candriam Luxembourg S.C.A. | 34,730 | $13.6M | 0.08% | +1,566+4.7% | Added |
| HighPoint Advisor Group LLC | 35,828 | $13.6M | 0.79% | −193−0.5% | Reduced |
| Whittier Trust Co of Nevada Inc | 35,119 | $13.7M | 0.35% | −472−1.3% | Reduced |
| Atria Wealth Solutions, Inc. | 35,121 | $13.7M | 0.15% | −2,920−7.7% | Reduced |
| Lyell Wealth Management, LP | 35,350 | $13.8M | 1.26% | −170.0% | Reduced |
| National Asset Management, Inc. | 35,793 | $14.0M | 0.39% | −5,875−14.1% | Reduced |
| Meiji Yasuda Asset Management Co Ltd. | 35,804 | $14.0M | 0.53% | −823−2.2% | Reduced |
| Welch Group, LLC | 36,111 | $14.1M | 0.61% | +451+1.3% | Added |
| Vantage Investment Partners, LLC | 36,289 | $14.2M | 1.19% | +10.0% | Added |
| Cornerstone Advisors, LLC | 36,500 | $14.3M | 0.56% | +4,200+13.0% | Added |
| HB Wealth Management, LLC | 36,510 | $14.3M | 0.15% | −1,163−3.1% | Reduced |
| Summit Financial, LLC | 36,884 | $14.4M | 0.57% | +2,428+7.0% | Added |
| Stockman Wealth Management, Inc. | 36,980 | $14.5M | 2.25% | +965+2.7% | Added |
| Bogart Wealth, LLC | 37,175 | $14.5M | 0.69% | −2,678−6.7% | Reduced |
| Teachers Retirement System of the State of Kentucky | 37,189 | $14.5M | 0.13% | −3,759−9.2% | Reduced |
| Banco Bilbao Vizcaya Argentaria, S.A. | 37,315 | $14.6M | 0.15% | +4,677+14.3% | Added |
| Pittenger & Anderson Inc | 37,370 | $14.6M | 0.55% | +200+0.5% | Added |
| Capital Investment Advisors, LLC | 37,634 | $14.7M | 0.30% | −173−0.5% | Reduced |
| Meridian Wealth Management, LLC | 37,697 | $14.7M | 0.72% | +37,697 | New |
| LS Investment Advisors, LLC | 38,350 | $15.0M | 2.22% | −219−0.6% | Reduced |
| Dakota Wealth Management | 38,353 | $15.0M | 0.34% | −332−0.9% | Reduced |
| Dana Investment Advisors, Inc. | 38,439 | $15.0M | 0.50% | −1,953−4.8% | Reduced |
| Prio Wealth Limited Partnership | 38,521 | $15.1M | 0.44% | −150−0.4% | Reduced |
| Synovus Financial Corp | 38,551 | $15.1M | 0.17% | +745+2.0% | Added |
| Jones Financial Companies LLLP | 38,749 | $15.2M | 0.02% | +21,656+126.7% | Added |
| Bokf, NA | 38,829 | $15.2M | 0.27% | −2,120−5.2% | Reduced |
| Lee Danner & Bass Inc | 38,906 | $15.2M | 1.07% | −711−1.8% | Reduced |
| Gulf International Bank (UK) Ltd | 39,064 | $15.3M | 0.39% | −1,718−4.2% | Reduced |
| Hamilton Capital Partners Inc. | 39,243 | $15.3M | 1.33% | +5,052+14.8% | Added |
| SlateStone Wealth, LLC | 39,336 | $15.4M | 1.39% | +12,328+45.6% | Added |
| Dearborn Partners LLC | 39,485 | $15.4M | 0.63% | 00.0% | Unchanged |
| SpiderRock Advisors, LLC | 39,685 | $15.5M | 0.33% | +7,388+22.9% | Added |
| Summit Trail Advisors, LLC | 39,784 | $15.6M | 0.39% | −9,407−19.1% | Reduced |
| Clifford Swan Investment Counsel LLC | 39,814 | $15.6M | 0.55% | −338−0.8% | Reduced |
| Tudor Investment Corp Et Al | 40,027 | $15.7M | 0.17% | +40,027 | New |
| Jacobs & Co | 40,231 | $15.7M | 1.57% | +215+0.5% | Added |
| Teamwork Financial Advisors, LLC | 40,346 | $15.8M | 2.19% | +2,087+5.5% | Added |
| Cullinan Associates Inc | 40,516 | $15.8M | 0.89% | −2,104−4.9% | Reduced |
| Parsons Capital Management Inc | 40,478 | $15.8M | 1.00% | +80.0% | Added |
| Segment Wealth Management, LLC | 40,652 | $15.9M | 1.09% | +685+1.7% | Added |
| Rafferty Asset Management, LLC | 40,658 | $15.9M | 0.05% | −2,388−5.5% | Reduced |
| Stillwater Capital Advisors, LLC | 40,721 | $15.9M | 2.06% | −60.0% | Reduced |
| Noesis Capital Mangement Corp | 40,733 | $15.9M | 3.16% | +2,503+6.5% | Added |
| Tower Research Capital LLC (TRC) | 41,194 | $16.1M | 0.43% | +6,629+19.2% | Added |
| Culbertson A N & Co Inc | 41,394 | $16.2M | 2.61% | −58−0.1% | Reduced |
| Oregon Public Employees Retirement Fund | 41,510 | $16.2M | 0.30% | −497−1.2% | Reduced |
| Janney Capital Management LLC | 41,613 | $16.3M | 1.10% | −164−0.4% | Reduced |
| Quilter Plc | 41,692 | $16.3M | 0.33% | −1,662−3.8% | Reduced |
| Clear Harbor Asset Management, LLC | 41,813 | $16.4M | 1.34% | −4,346−9.4% | Reduced |
| Ethic Inc. | 44,711 | $16.4M | 0.41% | −4,567−9.3% | Reduced |
| Ilmarinen Mutual Pension Insurance Co | 42,000 | $16.4M | 0.18% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 42,143 | $16.5M | 0.50% | +259+0.6% | Added |
| Central Trust Co | 42,216 | $16.5M | 0.39% | −451−1.1% | Reduced |
| Dodge & Cox | 42,276 | $16.5M | 0.01% | 00.0% | Unchanged |
| Panagora Asset Management Inc | 42,302 | $16.5M | 0.08% | +30,170+248.7% | Added |
| CIBC Private Wealth Group, LLC | 42,427 | $16.6M | 0.03% | −320−0.7% | Reduced |
| Allied Investment Advisors, LLC | 42,429 | $16.6M | 3.29% | +30.0% | Added |
| Davenport & Co LLC | 42,625 | $16.7M | 0.10% | +646+1.5% | Added |
| Investment Management Corp of Ontario | 42,845 | $16.8M | 0.37% | −494−1.1% | Reduced |
| Atwater Malick LLC | 42,941 | $16.8M | 5.41% | +50+0.1% | Added |
| M&G Plc | 42,988 | $16.8M | 0.09% | +347+0.8% | Added |
| CWM Advisors, LLC | 44,252 | $17.3M | 1.77% | −4,624−9.5% | Reduced |
| NBT Bank N A | 44,721 | $17.5M | 1.18% | −933−2.0% | Reduced |
| American Assets Investment Management, LLC | 45,000 | $17.6M | 1.54% | 00.0% | Unchanged |
| Lido Advisors, LLC | 45,089 | $17.6M | 0.13% | +1,437+3.3% | Added |
| Andra AP-fonden | 45,100 | $17.6M | 0.26% | +9,100+25.3% | Added |
| Sanibel Captiva Trust Company, Inc. | 45,387 | $17.8M | 0.57% | −1,119−2.4% | Reduced |
| Avantax Advisory Services, Inc. | 45,766 | $17.9M | 0.12% | +2,415+5.6% | Added |
| Pacer Advisors, Inc. | 45,930 | $18.0M | 0.04% | +824+1.8% | Added |
| Harvest Portfolios Group Inc. | 46,362 | $18.1M | 0.60% | −6,691−12.6% | Reduced |