Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,837
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Global Wealth Management Investment Advisory, Inc. | 12,334 | $4.82M | 1.04% | +386+3.2% | Added |
| J.P. Marvel Investment Advisors, LLC | 12,347 | $4.83M | 0.79% | −17−0.1% | Reduced |
| Vista Investment Partners LLC | 12,365 | $4.84M | 1.55% | +42+0.3% | Added |
| Applied Capital LLC | 12,466 | $4.88M | 3.80% | −45−0.4% | Reduced |
| Johnson Investment Counsel Inc | 12,499 | $4.89M | 0.05% | +1,155+10.2% | Added |
| Barbara Oil Co. | 12,500 | $4.89M | 2.00% | 00.0% | Unchanged |
| Jacobi Capital Management LLC | 12,517 | $4.90M | 0.37% | +310+2.5% | Added |
| Plimoth Trust Co LLC | 12,529 | $4.90M | 1.23% | −183−1.4% | Reduced |
| Ogorek Anthony Joseph | 12,541 | $4.91M | 1.68% | +81+0.7% | Added |
| Azimuth Capital Investment Management LLC | 12,550 | $4.91M | 0.19% | +590+4.9% | Added |
| Weiss Asset Management LP | 12,601 | $4.93M | 0.13% | −19,264−60.5% | Reduced |
| Hayek Kallen Investment Management | 12,619 | $4.93M | 1.75% | −78−0.6% | Reduced |
| DT Investment Partners, LLC | 12,654 | $4.95M | 0.40% | +97+0.8% | Added |
| Gouws Capital LLC | 12,657 | $4.95M | 3.34% | +1,110+9.6% | Added |
| Iowa State Bank | 12,706 | $4.97M | 1.02% | −120−0.9% | Reduced |
| Stonebridge Capital Management Inc | 12,722 | $4.98M | 1.98% | 00.0% | Unchanged |
| Trust Co of Vermont | 12,745 | $4.98M | 0.25% | −204−1.6% | Reduced |
| Liberty One Investment Management, LLC | 12,785 | $5.00M | 0.51% | +579+4.7% | Added |
| Ambassador Advisors, LLC | 12,896 | $5.04M | 0.88% | −487−3.6% | Reduced |
| CAPROCK Group, Inc. | 12,937 | $5.06M | 0.18% | +1,661+14.7% | Added |
| Thoroughbred Financial Services, LLC | 12,985 | $5.08M | 0.33% | +201+1.6% | Added |
| B & T Capital Management DBA Alpha Capital Management | 12,987 | $5.08M | 0.96% | −2,578−16.6% | Reduced |
| Kinneret Advisory, LLC | 12,990 | $5.08M | 0.47% | −170−1.3% | Reduced |
| Transform Wealth, LLC | 13,006 | $5.09M | 0.34% | +5,560+74.7% | Added |
| Viewpoint Capital Management LLC | 13,095 | $5.12M | 2.86% | +310+2.4% | Added |
| Good Life Advisors, LLC | 13,108 | $5.13M | 0.32% | +6,753+106.3% | Added |
| Gilliland Jeter Wealth Management LLC | 13,160 | $5.15M | 1.66% | −203−1.5% | Reduced |
| Ameritas Investment Partners, Inc. | 13,165 | $5.15M | 0.17% | −138−1.0% | Reduced |
| Leuthold Group, LLC | 13,229 | $5.17M | 0.58% | −504−3.7% | Reduced |
| Brown Brothers Harriman & Co | 13,250 | $5.18M | 0.04% | +3,142+31.1% | Added |
| Ledyard National Bank | 13,283 | $5.20M | 0.48% | +179+1.4% | Added |
| Anchor Investment Management, LLC | 13,317 | $5.21M | 0.49% | +376+2.9% | Added |
| Reliant Investment Management, LLC | 13,360 | $5.23M | 2.46% | +223+1.7% | Added |
| Bailard, Inc. | 13,360 | $5.23M | 0.14% | −75−0.6% | Reduced |
| Sowell Financial Services LLC | 13,424 | $5.25M | 0.24% | −26−0.2% | Reduced |
| Financial Advisory Service, Inc. | 13,443 | $5.26M | 0.42% | +320+2.4% | Added |
| Tokio Marine Asset Management Co Ltd | 13,467 | $5.27M | 0.23% | +426+3.3% | Added |
| Blue Edge Capital, LLC | 13,506 | $5.28M | 0.82% | +499+3.8% | Added |
| IHT Wealth Management, LLC | 13,532 | $5.30M | 0.15% | +2,626+24.1% | Added |
| Resolute Wealth Strategies, LLC | 13,562 | $5.30M | 2.76% | −1,335−9.0% | Reduced |
| StoneX Group Inc. | 13,585 | $5.31M | 0.39% | −717−5.0% | Reduced |
| Webster Bank, N. A. | 13,619 | $5.33M | 0.57% | −541−3.8% | Reduced |
| Seascape Capital Management | 13,628 | $5.33M | 1.90% | −377−2.7% | Reduced |
| IronBridge Private Wealth, LLC | 13,728 | $5.37M | 2.01% | +73+0.5% | Added |
| Nikko Asset Management Americas, Inc. | 13,740 | $5.37M | 0.06% | −887−6.1% | Reduced |
| Prudential PLC | 13,751 | $5.38M | 0.03% | +3,418+33.1% | Added |
| U.S. Capital Wealth Advisors, LLC | 13,808 | $5.40M | 0.19% | −57−0.4% | Reduced |
| Altrius Capital Management Inc | 13,840 | $5.41M | 1.36% | +68+0.5% | Added |
| Citizens Financial Group Inc | 13,902 | $5.44M | 0.11% | +4,181+43.0% | Added |
| Arrow Financial Corp | 13,931 | $5.45M | 0.50% | +47+0.3% | Added |
| Hallmark Capital Management Inc | 13,950 | $5.46M | 0.40% | −145−1.0% | Reduced |
| Pflug Koory, LLC | 13,958 | $5.46M | 2.68% | +13,958 | New |
| Terry L. Blaker | 13,960 | $5.46M | 0.21% | +10+0.1% | Added |
| International Assets Investment Management, LLC | 2,136,667 | $5.46M | 0.03% | +2,131,276+39,534.0% | Added |
| Robertson Stephens Wealth Management, LLC | 14,027 | $5.49M | 0.20% | −4,236−23.2% | Reduced |
| Paloma Partners Management Co | 14,083 | $5.51M | 0.29% | −2,517−15.2% | Reduced |
| Wright Investors Service Inc | 14,119 | $5.52M | 1.45% | −23−0.2% | Reduced |
| Leavell Investment Management, Inc. | 14,178 | $5.55M | 0.28% | +2,256+18.9% | Added |
| Financial Advocates Investment Management | 14,245 | $5.57M | 0.32% | −1,469−9.3% | Reduced |
| Mission Creek Capital Partners, Inc. | 14,252 | $5.57M | 1.30% | −130−0.9% | Reduced |
| Eastern Bank | 14,267 | $5.58M | 0.10% | +10,187+249.7% | Added |
| FRG Family Wealth Advisors LLC | 14,324 | $5.60M | 1.00% | −300−2.1% | Reduced |
| Kentucky Retirement Systems Insurance Trust Fund | 14,357 | $5.62M | 0.39% | −1,417−9.0% | Reduced |
| Robbins Farley LLC | 14,357 | $5.62M | 2.83% | −881−5.8% | Reduced |
| Guyasuta Investment Advisors Inc | 14,447 | $5.65M | 0.35% | −165−1.1% | Reduced |
| Covington Investment Advisors Inc. | 14,545 | $5.69M | 0.86% | +220+1.5% | Added |
| Warren Averett Asset Management, LLC | 14,551 | $5.69M | 0.11% | −59−0.4% | Reduced |
| Plato Investment Management Ltd | 14,594 | $5.70M | 0.46% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 14,616 | $5.72M | 0.16% | +685+4.9% | Added |
| Mathes Company, Inc. | 14,624 | $5.72M | 2.02% | −2,059−12.3% | Reduced |
| Sandy Spring Bank | 14,685 | $5.74M | 0.24% | +197+1.4% | Added |
| Bank of Hawaii | 14,698 | $5.75M | 0.24% | −1,042−6.6% | Reduced |
| Equitable Holdings, Inc. | 14,708 | $5.75M | 0.06% | −2,515−14.6% | Reduced |
| Chicago Capital, LLC | 14,756 | $5.77M | 0.16% | −26−0.2% | Reduced |
| Malaga Cove Capital, LLC | 14,826 | $5.80M | 2.33% | −121−0.8% | Reduced |
| Tower View Investment Management & Research LLC | 14,861 | $5.81M | 3.18% | −155−1.0% | Reduced |
| Monument Capital Management | 14,882 | $5.82M | 1.61% | +106+0.7% | Added |
| Fifth Third Wealth Advisors LLC | 14,959 | $5.85M | 0.36% | +3,148+26.7% | Added |
| Johnson Financial Group, Inc. | 14,999 | $5.87M | 0.27% | +1,251+9.1% | Added |
| RBF Capital, LLC | 15,000 | $5.87M | 0.30% | 00.0% | Unchanged |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $5.87M | 1.27% | 00.0% | Unchanged |
| Richard Bernstein Advisors LLC | 15,072 | $5.89M | 0.13% | 00.0% | Unchanged |
| Blackston Financial Advisory Group, LLC | 15,100 | $5.91M | 3.05% | +91+0.6% | Added |
| Alberta Investment Management Corp | 15,200 | $5.95M | 0.05% | +5,500+56.7% | Added |
| Canandaigua National Bank & Trust Co | 15,223 | $5.95M | 0.57% | +404+2.7% | Added |
| GAM Holding AG | 15,230 | $5.96M | 0.47% | +1,272+9.1% | Added |
| Goelzer Investment Management, Inc. | 15,244 | $5.96M | 0.33% | −153−1.0% | Reduced |
| Geneos Wealth Management Inc. | 15,246 | $5.96M | 0.23% | +285+1.9% | Added |
| Studio Investment Management LLC | 15,254 | $5.97M | 1.25% | −315−2.0% | Reduced |
| Burney Co | 15,267 | $5.97M | 0.21% | −663−4.2% | Reduced |
| Equitable Trust Co | 15,271 | $5.97M | 0.38% | +250+1.7% | Added |
| BSN Capital Partners Ltd | 17,450 | $6.01M | 1.18% | +17,450 | New |
| Northwestern Mutual Investment Management Company, LLC | 15,368 | $6.01M | 0.14% | −196−1.3% | Reduced |
| Centiva Capital, LP | 15,378 | $6.01M | 0.27% | −19,806−56.3% | Reduced |
| Ronald Blue Trust, Inc. | 18,083 | $6.02M | 0.08% | +2,294+14.5% | Added |
| Integrated Wealth Concepts LLC | 15,440 | $6.04M | 0.07% | +14+0.1% | Added |
| Merit Financial Group, LLC | 15,441 | $6.04M | 0.14% | +1,308+9.3% | Added |
| Montgomery Investment Management Inc | 15,480 | $6.05M | 2.19% | 00.0% | Unchanged |
| Eukles Asset Management | 15,569 | $6.09M | 2.44% | −75−0.5% | Reduced |
| TCI Wealth Advisors, Inc. | 15,591 | $6.10M | 0.51% | +43+0.3% | Added |