Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,837
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Umpqua Bank | 7,314 | $2.86M | 1.05% | −211−2.8% | Reduced |
| Convergence Investment Partners, LLC | 7,381 | $2.89M | 0.78% | −1,330−15.3% | Reduced |
| Compton Wealth Advisory Group, LLC | 7,390 | $2.89M | 0.73% | +58+0.8% | Added |
| Cozad Asset Management Inc | 7,425 | $2.90M | 0.28% | +304+4.3% | Added |
| Diversified Trust Co | 7,486 | $2.93M | 0.07% | +1,059+16.5% | Added |
| Ashton Thomas Private Wealth, LLC | 7,543 | $2.95M | 0.16% | −73−1.0% | Reduced |
| D. Scott Neal, Inc. | 7,549 | $2.95M | 1.56% | 00.0% | Unchanged |
| Exchange Bank | 7,578 | $2.96M | 2.42% | 00.0% | Unchanged |
| Dorsey & Whitney Trust CO LLC | 7,587 | $2.97M | 0.16% | +547+7.8% | Added |
| Capital Asset Advisory Services LLC | 7,656 | $2.97M | 0.15% | −244−3.1% | Reduced |
| Court Place Advisors, LLC | 7,619 | $2.98M | 0.87% | −345−4.3% | Reduced |
| JBR Co Financial Management Inc | 7,622 | $2.98M | 1.95% | 00.0% | Unchanged |
| United Community Bank | 7,631 | $2.98M | 1.17% | +69+0.9% | Added |
| Gables Capital Management Inc. | 7,640 | $2.99M | 1.51% | +420+5.8% | Added |
| Ritholtz Wealth Management | 7,643 | $2.99M | 0.09% | +1,250+19.6% | Added |
| Berkshire Bank | 7,662 | $3.00M | 0.70% | −353−4.4% | Reduced |
| Focused Wealth Management, Inc | 7,668 | $3.00M | 0.41% | +44+0.6% | Added |
| Ellis Investment Partners, LLC | 7,722 | $3.02M | 0.59% | −125−1.6% | Reduced |
| Investors Asset Management of Georgia Inc | 7,760 | $3.04M | 1.43% | −20.0% | Reduced |
| Murphy, Middleton, Hinkle & Parker, Inc. | 7,780 | $3.04M | 1.64% | −237−3.0% | Reduced |
| Gifford Fong Associates | 7,800 | $3.05M | 0.76% | 00.0% | Unchanged |
| Field & Main Bank | 7,828 | $3.06M | 1.09% | +45+0.6% | Added |
| Fruth Investment Management | 7,903 | $3.09M | 0.80% | −20−0.3% | Reduced |
| MidWestOne Financial Group, Inc. | 7,919 | $3.10M | 0.43% | 00.0% | Unchanged |
| Old Port Advisors | 7,922 | $3.10M | 0.86% | −171−2.1% | Reduced |
| Valley Brook Capital Group | 7,935 | $3.10M | 2.23% | +310+4.1% | Added |
| Bowen Hanes & Co Inc | 7,944 | $3.11M | 0.08% | −65−0.8% | Reduced |
| GAMMA Investing LLC | 7,980 | $3.12M | 0.31% | +1,983+33.1% | Added |
| Cohen Klingenstein LLC | 8,000 | $3.13M | 0.11% | 00.0% | Unchanged |
| Oddo BHF Asset Management SAS | 8,009 | $3.13M | 0.16% | +8,009 | New |
| MB, Levis & Associates, LLC | 8,030 | $3.14M | 1.55% | −20−0.2% | Reduced |
| Private Trust Co NA | 8,031 | $3.14M | 0.32% | +76+1.0% | Added |
| G&S Capital LLC | 8,036 | $3.14M | 1.32% | −78−1.0% | Reduced |
| Farther Finance Advisors, LLC | 8,044 | $3.15M | 0.12% | +1,581+24.5% | Added |
| Oxbow Advisors, LLC | 8,069 | $3.16M | 0.31% | +40.0% | Added |
| Buckingham Strategic Partners | 8,079 | $3.16M | 0.07% | +1,209+17.6% | Added |
| Horizon Investments, LLC | 8,123 | $3.17M | 0.08% | +3,139+63.0% | Added |
| Lowe Brockenbrough & Co Inc | 8,094 | $3.17M | 0.20% | −778−8.8% | Reduced |
| Mission Wealth Management, LP | 8,112 | $3.17M | 0.08% | +1,433+21.5% | Added |
| IFP Advisors, Inc | 8,118 | $3.17M | 0.11% | +638+8.5% | Added |
| Choate Investment Advisors | 8,151 | $3.19M | 0.08% | −168−2.0% | Reduced |
| Loudon Investment Management, LLC | 8,163 | $3.19M | 1.75% | −255−3.0% | Reduced |
| Becker Capital Management Inc | 8,184 | $3.20M | 0.10% | −200−2.4% | Reduced |
| Secured Retirement Advisors, LLC | 8,193 | $3.20M | 2.31% | +250+3.1% | Added |
| Graphene Investments SAS | 8,200 | $3.21M | 2.06% | −1,100−11.8% | Reduced |
| Horizon Kinetics Asset Management LLC | 8,216 | $3.21M | 0.05% | +1,743+26.9% | Added |
| Adirondack Trust Co | 8,235 | $3.22M | 1.24% | −603−6.8% | Reduced |
| Tradewinds, LLC. | 8,236 | $3.22M | 0.99% | +287+3.6% | Added |
| Boltwood Capital Management | 8,237 | $3.22M | 0.95% | −19−0.2% | Reduced |
| Atlantic Union Bankshares Corp | 8,247 | $3.23M | 0.19% | −286−3.4% | Reduced |
| Lifeworks Advisors, LLC | 8,260 | $3.23M | 0.64% | +262+3.3% | Added |
| Inspire Advisors, LLC | 8,266 | $3.23M | 0.39% | +1,694+25.8% | Added |
| Susquehanna Portfolio Strategies, LLC | 8,300 | $3.25M | 0.22% | 00.0% | Unchanged |
| Main Street Financial Solutions, LLC | 8,324 | $3.26M | 0.30% | +7,472+877.0% | Added |
| Rothschild Investment LLC | 8,326 | $3.26M | 0.21% | −146−1.7% | Reduced |
| Core Wealth Advisors, Inc. | 8,332 | $3.26M | 1.05% | +5+0.1% | Added |
| Park National Corp | 8,345 | $3.26M | 0.11% | −177−2.1% | Reduced |
| Ballentine Partners, LLC | 8,361 | $3.27M | 0.06% | +1,165+16.2% | Added |
| Radnor Capital Management, LLC | 8,362 | $3.27M | 0.49% | +8,362 | New |
| Seven Eight Capital, LP | 8,393 | $3.28M | 0.29% | +6,823+434.6% | Added |
| First Horizon Advisors, Inc. | 8,399 | $3.29M | 0.09% | −165−1.9% | Reduced |
| Cornell Pochily Investment Advisors, Inc. | 8,411 | $3.29M | 1.14% | +10.0% | Added |
| Zhang Financial LLC | 8,422 | $3.29M | 0.21% | +227+2.8% | Added |
| Lake Street Advisors Group, LLC | 8,454 | $3.31M | 0.15% | −7,682−47.6% | Reduced |
| Verdence Capital Advisors LLC | 8,472 | $3.31M | 0.26% | +877+11.5% | Added |
| JT Stratford LLC | 8,474 | $3.31M | 0.57% | +3,438+68.3% | Added |
| Abn Amro Investment Solutions | 8,511 | $3.33M | 0.06% | −110−1.3% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 8,535 | $3.34M | 0.20% | −8,533−50.0% | Reduced |
| Smith, Salley & Associates | 8,544 | $3.34M | 0.22% | −132−1.5% | Reduced |
| Martingale Asset Management L P | 8,563 | $3.35M | 0.08% | +4,273+99.6% | Added |
| Fidelis Capital Partners, LLC | 8,684 | $3.35M | 0.40% | +456+5.5% | Added |
| Westpac Banking Corp | 8,574 | $3.35M | 0.22% | +371+4.5% | Added |
| Qtron Investments LLC | 8,587 | $3.36M | 0.46% | +452+5.6% | Added |
| Daymark Wealth Partners, LLC | 128,360 | $3.39M | 0.14% | +106+0.1% | Added |
| Gould Capital, LLC | 8,677 | $3.39M | 2.23% | −158−1.8% | Reduced |
| Ti-Trust, Inc | 8,692 | $3.40M | 2.43% | 00.0% | Unchanged |
| Hanson & Doremus Investment Management | 8,703 | $3.40M | 0.54% | −22−0.3% | Reduced |
| Cullen Investment Group, Ltd. | 8,710 | $3.41M | 0.51% | +25+0.3% | Added |
| Acadian Asset Management LLC | 8,766 | $3.43M | 0.01% | −717−7.6% | Reduced |
| AlTi Global, Inc. | 8,845 | $3.46M | 0.08% | +279+3.3% | Added |
| Modern Wealth Management, LLC | 8,847 | $3.46M | 0.21% | +1,124+14.6% | Added |
| Douglass Winthrop Advisors, LLC | 8,908 | $3.48M | 0.07% | +12+0.1% | Added |
| V-Square Quantitative Management LLC | 8,940 | $3.50M | 0.51% | +906+11.3% | Added |
| L2 Asset Management, LLC | 8,960 | $3.50M | 0.95% | −118−1.3% | Reduced |
| South Dakota Investment Council | 8,964 | $3.51M | 0.07% | 00.0% | Unchanged |
| Penobscot Investment Management Company, Inc. | 9,005 | $3.52M | 0.32% | +100+1.1% | Added |
| Vise Technologies, Inc. | 9,028 | $3.53M | 0.45% | +2,028+29.0% | Added |
| River Street Advisors LLC | 9,092 | $3.56M | 1.93% | +5+0.1% | Added |
| Hennessy Advisors Inc | 9,100 | $3.56M | 0.11% | −200−2.2% | Reduced |
| Aire Advisors, LLC | 9,112 | $3.56M | 0.79% | +10.0% | Added |
| HBK Sorce Advisory LLC | 9,228 | $3.61M | 0.11% | +60+0.7% | Added |
| Family Management Corp | 9,228 | $3.61M | 0.60% | +526+6.0% | Added |
| 1st Source Bank | 9,282 | $3.63M | 0.20% | −665−6.7% | Reduced |
| Concord Wealth Partners | 9,294 | $3.63M | 0.61% | +520+5.9% | Added |
| Parallel Advisors, LLC | 9,305 | $3.64M | 0.09% | +1,313+16.4% | Added |
| Davidson Capital Management Inc. | 9,313 | $3.64M | 1.05% | +9,292+44,247.6% | Added |
| McKinley Carter Wealth Services, Inc. | 9,334 | $3.65M | 0.22% | −9−0.1% | Reduced |
| Finer Wealth Management, Inc. | 9,343 | $3.65M | 2.26% | −446−4.6% | Reduced |
| Asahi Life Asset Management Co., Ltd. | 9,343 | $3.65M | 2.21% | −1,282−12.1% | Reduced |
| Buckley Wealth Management, LLC | 9,347 | $3.66M | 1.13% | −5−0.1% | Reduced |