Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,837
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Douglas Lane & Associates, LLC | 4,832 | $1.89M | 0.03% | −35−0.7% | Reduced |
| High Falls Advisors, Inc | 4,852 | $1.90M | 0.43% | −10−0.2% | Reduced |
| Diamant Asset Management, Inc. | 4,858 | $1.90M | 1.19% | 00.0% | Unchanged |
| Brighton Jones LLC | 4,890 | $1.91M | 0.07% | −1,645−25.2% | Reduced |
| Pinnacle West Asset Management, Inc. | 4,900 | $1.92M | 1.37% | +50+1.0% | Added |
| Diligent Investors, LLC | 4,899 | $1.92M | 0.44% | +126+2.6% | Added |
| FinTrust Capital Advisors, LLC | 4,907 | $1.92M | 0.33% | +85+1.8% | Added |
| DHJJ Financial Advisors, Ltd. | 4,913 | $1.92M | 0.76% | −106−2.1% | Reduced |
| Schechter Investment Advisors, LLC | 4,921 | $1.92M | 0.14% | +135+2.8% | Added |
| Dumont & Blake Investment Advisors LLC | 4,933 | $1.93M | 0.51% | −4,933−50.0% | Reduced |
| Pinnacle Wealth Management Advisory Group, LLC | 4,946 | $1.93M | 0.18% | +389+8.5% | Added |
| Institute for Wealth Management, LLC. | 4,950 | $1.94M | 0.24% | +59+1.2% | Added |
| Harbor Group, Inc. | 4,956 | $1.94M | 0.45% | 00.0% | Unchanged |
| Flagship Harbor Advisors, LLC | 4,968 | $1.94M | 0.11% | +667+15.5% | Added |
| Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna | 4,976 | $1.95M | 0.75% | −561−10.1% | Reduced |
| Opes Wealth Management LLC | 4,981 | $1.95M | 0.37% | +3+0.1% | Added |
| Papp L Roy & Associates | 4,982 | $1.95M | 0.24% | −250−4.8% | Reduced |
| Strategic Advisors LLC | 4,994 | $1.95M | 0.36% | −384−7.1% | Reduced |
| Princeton Capital Management LLC | 5,004 | $1.96M | 0.62% | +31+0.6% | Added |
| Capital Investment Advisory Services, LLC | 5,008 | $1.96M | 0.19% | +156+3.2% | Added |
| Wolff Financial Management LLC | 5,014 | $1.96M | 0.53% | +5,014 | New |
| SOL Capital Management CO | 5,017 | $1.96M | 0.22% | 00.0% | Unchanged |
| Garde Capital, Inc. | 5,021 | $1.96M | 0.13% | 00.0% | Unchanged |
| Beacon Investment Advisors LLC | 5,025 | $1.97M | 0.93% | +183+3.8% | Added |
| Cigna Investments Inc | 5,032 | $1.97M | 0.35% | −36−0.7% | Reduced |
| Accurate Wealth Management, LLC | 5,114 | $1.98M | 0.40% | +273+5.6% | Added |
| GYL Financial Synergies, LLC | 5,078 | $1.99M | 0.15% | +97+1.9% | Added |
| Courier Capital LLC | 5,102 | $2.00M | 0.14% | +55+1.1% | Added |
| Stratos Wealth Advisors, LLC | 5,103 | $2.00M | 0.09% | +170+3.4% | Added |
| NewEdge Wealth, LLC | 5,107 | $2.00M | 0.04% | +3,923+331.3% | Added |
| Exencial Wealth Advisors, LLC | 5,140 | $2.01M | 0.07% | −84−1.6% | Reduced |
| Garrison Point Advisors, LLC | 5,150 | $2.01M | 1.25% | −30−0.6% | Reduced |
| Cyndeo Wealth Partners, LLC | 5,159 | $2.02M | 0.14% | +321+6.6% | Added |
| Northern Financial Advisors Inc | 5,186 | $2.03M | 1.54% | −12−0.2% | Reduced |
| Ingalls & Snyder LLC | 5,195 | $2.03M | 0.08% | +350+7.2% | Added |
| Applied Finance Capital Management, LLC | 5,197 | $2.03M | 0.09% | +420+8.8% | Added |
| Lockheed Martin Investment Management Co | 5,200 | $2.03M | 0.09% | +5,200 | New |
| Moody National Bank Trust Division | 5,201 | $2.03M | 0.22% | +412+8.6% | Added |
| AXS Investments LLC | 5,208 | $2.04M | 0.54% | −771−12.9% | Reduced |
| Trust Point Inc. | 5,217 | $2.04M | 0.15% | +81+1.6% | Added |
| Benedict Financial Advisors Inc | 5,221 | $2.04M | 0.48% | −601−10.3% | Reduced |
| GPS Wealth Strategies Group, LLC | 5,235 | $2.05M | 0.27% | −72−1.4% | Reduced |
| Eldridge Investment Advisors, Inc. | 5,263 | $2.06M | 0.48% | +400+8.2% | Added |
| West Oak Capital, LLC | 5,267 | $2.06M | 0.38% | +40+0.8% | Added |
| PFG Investments, LLC | 5,268 | $2.06M | 0.13% | +81+1.6% | Added |
| Guardian Investment Management | 5,287 | $2.07M | 1.79% | 00.0% | Unchanged |
| LGT Fund Management Co Ltd. | 5,249 | $2.07M | 0.21% | +5,249 | New |
| Legacy Capital Group California, Inc. | 5,293 | $2.07M | 0.69% | −117−2.2% | Reduced |
| RMB Capital Management, LLC | 5,297 | $2.07M | 0.05% | −20.0% | Reduced |
| Cladis Investment Advisory, LLC | 5,300 | $2.07M | 1.44% | −14−0.3% | Reduced |
| Charles Schwab Trust Co | 5,301 | $2.07M | 0.18% | −595−10.1% | Reduced |
| Patton Albertson Miller Group, LLC | 5,334 | $2.09M | 0.28% | 00.0% | Unchanged |
| Atlas Brown,Inc. | 5,335 | $2.09M | 0.72% | −1,039−16.3% | Reduced |
| SevenBridge Financial Group, LLC | 5,272 | $2.09M | 0.40% | +308+6.2% | Added |
| Aster Capital Management (DIFC) Ltd | 5,397 | $2.11M | 0.46% | +5,397 | New |
| Greater Midwest Financial Group, LLC | 5,420 | $2.12M | 1.24% | +122+2.3% | Added |
| Y.D. More Investments Ltd | 5,429 | $2.12M | 0.22% | −2,015−27.1% | Reduced |
| Wealthspire Advisors, LLC | 5,451 | $2.13M | 0.02% | +639+13.3% | Added |
| True North Advisors, LLC | 5,455 | $2.13M | 0.56% | 00.0% | Unchanged |
| Alaethes Wealth LLC | 5,464 | $2.14M | 0.79% | −53−1.0% | Reduced |
| Cooper Financial Group | 5,490 | $2.15M | 0.28% | +315+6.1% | Added |
| WBH Advisory Inc | 5,493 | $2.15M | 0.20% | −229−4.0% | Reduced |
| Nations Financial Group Inc, | 5,494 | $2.15M | 0.16% | −187−3.3% | Reduced |
| Connecticut Wealth Management, LLC | 5,500 | $2.15M | 0.10% | 00.0% | Unchanged |
| DRW Securities, LLC | 5,501 | $2.15M | 0.12% | −3,458−38.6% | Reduced |
| Old Mission Investment Co LLC | 5,521 | $2.16M | 0.66% | +268+5.1% | Added |
| CFM Wealth Partners LLC | 5,540 | $2.17M | 0.38% | +52+0.9% | Added |
| Pine Valley Investments Ltd Liability Co | 5,550 | $2.17M | 0.15% | −24−0.4% | Reduced |
| Advisors Management Group Inc | 5,592 | $2.19M | 0.52% | −76−1.3% | Reduced |
| Clearbridge Investments, LLC | 5,596 | $2.19M | 0.00% | −366−6.1% | Reduced |
| Cookson Peirce & Co Inc | 5,603 | $2.19M | 0.10% | +370+7.1% | Added |
| Beaton Management Co. Inc. | 5,653 | $2.21M | 1.12% | 00.0% | Unchanged |
| LGT Group Foundation | 5,650 | $2.23M | 0.04% | +125+2.3% | Added |
| RFP Financial Group LLC | 5,714 | $2.24M | 0.73% | +2,834+98.4% | Added |
| Intellectus Partners, LLC | 5,720 | $2.24M | 0.57% | +166+3.0% | Added |
| Aaron Wealth Advisors | 5,721 | $2.24M | 0.27% | +779+15.8% | Added |
| Arbor Trust Wealth Advisors, LLC | 6,721 | $2.24M | 1.18% | 00.0% | Unchanged |
| ARS Wealth Advisors Group, LLC | 5,732 | $2.24M | 0.28% | +452+8.6% | Added |
| Cottage Street Advisors LLC | 5,742 | $2.25M | 1.22% | −25−0.4% | Reduced |
| Naviter Wealth, LLC | 5,750 | $2.25M | 0.31% | −61−1.0% | Reduced |
| Investment House LLC | 5,783 | $2.26M | 0.12% | +160+2.8% | Added |
| Shepherd Financial Partners LLC | 5,784 | $2.26M | 0.27% | +162+2.9% | Added |
| CNB Bank | 5,787 | $2.26M | 1.05% | +466+8.8% | Added |
| Graham Capital Management, L.P. | 5,800 | $2.27M | 0.07% | +5,800 | New |
| Proequities, Inc. | 5,804 | $2.27M | 0.14% | +735+14.5% | Added |
| Bahl & Gaynor Inc | 5,807 | $2.27M | 0.01% | +386+7.1% | Added |
| Parkside Financial Bank & Trust | 5,828 | $2.28M | 0.32% | +214+3.8% | Added |
| Pacific Wealth Strategies Group, Inc. | 5,832 | $2.28M | 1.69% | +123+2.2% | Added |
| Bragg Financial Advisors, Inc | 5,833 | $2.28M | 0.09% | −112−1.9% | Reduced |
| Westwood Holdings Group Inc. | 5,846 | $2.29M | 0.01% | +3+0.1% | Added |
| First National Bank Sioux Falls | 5,851 | $2.29M | 1.04% | −119−2.0% | Reduced |
| WD Rutherford LLC | 5,852 | $2.29M | 1.12% | +1,661+39.6% | Added |
| Bridges Investment Management Inc | 5,881 | $2.30M | 0.03% | +176+3.1% | Added |
| Meiji Yasuda Life Insurance Co | 5,893 | $2.30M | 0.04% | −21,242−78.3% | Reduced |
| HHM Wealth Advisors, LLC | 5,900 | $2.31M | 0.33% | +335+6.0% | Added |
| Ocean Capital Management, LLC | 5,911 | $2.31M | 0.54% | +3,711+168.7% | Added |
| Fairfield Financial Advisors, LTD | 5,912 | $2.31M | 0.79% | +397+7.2% | Added |
| Gen-Wealth Partners Inc | 6,101 | $2.31M | 1.01% | +115+1.9% | Added |
| Eagle Rock Investment Company, LLC | 5,925 | $2.32M | 0.39% | 00.0% | Unchanged |
| Bridgeway Capital Management, LLC | 5,940 | $2.32M | 0.05% | 00.0% | Unchanged |