Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,837
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Bridge Advisors | 4,055 | $1.59M | 0.16% | −350−7.9% | Reduced |
| Retirement Guys Formula LLC | 4,058 | $1.59M | 0.74% | +128+3.3% | Added |
| Evergreen Capital Management LLC | 4,077 | $1.59M | 0.05% | +154+3.9% | Added |
| Fort Sheridan Advisors LLC | 4,086 | $1.60M | 0.24% | −100−2.4% | Reduced |
| Hardy Reed LLC | 4,093 | $1.60M | 0.14% | +112+2.8% | Added |
| Journey Advisory Group, LLC | 4,806 | $1.60M | 0.19% | +100+2.1% | Added |
| Savvy Advisors, Inc. | 4,104 | $1.60M | 0.33% | +2,101+104.9% | Added |
| Smithfield Trust Co | 4,112 | $1.61M | 0.08% | −35−0.8% | Reduced |
| World Equity Group, Inc. | 4,115 | $1.61M | 0.58% | −122−2.9% | Reduced |
| BBR Partners, LLC | 4,132 | $1.62M | 0.12% | −57−1.4% | Reduced |
| 9258 Wealth Management, LLC | 4,145 | $1.62M | 0.24% | +149+3.7% | Added |
| Southeast Asset Advisors Inc. | 4,152 | $1.62M | 0.18% | +5+0.1% | Added |
| Acorn Wealth Advisors, LLC | 4,156 | $1.63M | 0.70% | −119−2.8% | Reduced |
| First Manhattan Co | 4,164 | $1.63M | 0.00% | +5+0.1% | Added |
| Byrne Asset Management LLC | 4,169 | $1.63M | 1.11% | −50−1.2% | Reduced |
| Probity Advisors, Inc. | 4,170 | $1.63M | 0.31% | −310−6.9% | Reduced |
| Aureus Asset Management, LLC | 4,178 | $1.63M | 0.11% | 00.0% | Unchanged |
| Burke & Herbert Bank & Trust Co | 4,189 | $1.64M | 0.38% | −160−3.7% | Reduced |
| Livforsakringsbolaget Skandia, Omsesidigt | 4,202 | $1.64M | 0.09% | +3,326+379.7% | Added |
| Lantz Financial LLC | 4,214 | $1.65M | 0.45% | +33+0.8% | Added |
| Solstein Capital, LLC | 4,214 | $1.65M | 0.87% | 00.0% | Unchanged |
| First County Bank | 4,215 | $1.65M | 0.81% | −57−1.3% | Reduced |
| Edgestream Partners, L.P. | 4,216 | $1.65M | 0.07% | −2,204−34.3% | Reduced |
| Werlinich Asset Management, LLC | 4,217 | $1.65M | 0.96% | 00.0% | Unchanged |
| Allen Capital Group, LLC | 4,221 | $1.65M | 0.21% | +59+1.4% | Added |
| Wealth Alliance Advisory Group, LLC | 4,231 | $1.65M | 0.35% | +296+7.5% | Added |
| Cardiff Park Advisors, LLC | 4,236 | $1.66M | 0.15% | +15+0.4% | Added |
| Wealthspan Partners, LLC | 4,237 | $1.66M | 0.82% | +10.0% | Added |
| Oak Harvest Investment Services | 4,240 | $1.66M | 0.24% | +191+4.7% | Added |
| BNP Paribas | 4,256 | $1.66M | 0.07% | +16+0.4% | Added |
| Westover Capital Advisors, LLC | 4,246 | $1.66M | 0.32% | +775+22.3% | Added |
| Beech Hill Advisors, Inc. | 4,250 | $1.66M | 0.63% | 00.0% | Unchanged |
| CRA Financial Services, LLC | 4,268 | $1.67M | 0.31% | 00.0% | Unchanged |
| Woodward Diversified Capital, LLC | 4,275 | $1.67M | 1.06% | −44−1.0% | Reduced |
| Cobblestone Capital Advisors LLC | 4,286 | $1.68M | 0.09% | +10+0.2% | Added |
| Guerra Pan Advisors, LLC | 4,291 | $1.68M | 1.34% | +24+0.6% | Added |
| Washington Trust Co | 4,300 | $1.68M | 0.06% | −151−3.4% | Reduced |
| Sit Investment Associates Inc | 4,300 | $1.68M | 0.04% | 00.0% | Unchanged |
| Larson Financial Group LLC | 4,333 | $1.69M | 0.10% | +888+25.8% | Added |
| Amarillo National Bank | 4,334 | $1.70M | 0.31% | +67+1.6% | Added |
| Total Clarity Wealth Management, Inc. | 4,346 | $1.70M | 0.55% | +119+2.8% | Added |
| First Citizens Bank & Trust Co | 4,349 | $1.70M | 0.04% | −11−0.3% | Reduced |
| Kowal Investment Group, LLC | 4,351 | $1.70M | 0.31% | +126+3.0% | Added |
| IVC Wealth Advisors LLC | 4,366 | $1.71M | 0.93% | +6+0.1% | Added |
| Stonehage Fleming Financial Services Holdings Ltd | 4,371 | $1.71M | 0.05% | 00.0% | Unchanged |
| Golden State Equity Partners | 4,368 | $1.71M | 0.27% | +859+24.5% | Added |
| Shell Asset Management Co | 4,378 | $1.71M | 0.08% | +4,378 | New |
| Am Investment Strategies LLC | 4,384 | $1.72M | 0.42% | +10.0% | Added |
| CoreCap Advisors, LLC | 4,390 | $1.72M | 0.08% | +4,390 | New |
| Blueshift Asset Management, LLC | 4,392 | $1.72M | 0.43% | −941−17.6% | Reduced |
| Blue Chip Partners, Inc. | 4,393 | $1.72M | 0.15% | −209−4.5% | Reduced |
| Lindbrook Capital, LLC | 4,404 | $1.72M | 0.15% | −910−17.1% | Reduced |
| Optimum Investment Advisors | 4,408 | $1.72M | 0.75% | −390−8.1% | Reduced |
| Transamerica Financial Advisors, Inc. | 4,408 | $1.73M | 0.17% | −383−8.0% | Reduced |
| Widmann Financial Services, Inc. | 4,421 | $1.73M | 1.31% | −30−0.7% | Reduced |
| Strategic Investment Advisors | 4,421 | $1.73M | 0.19% | −64−1.4% | Reduced |
| Avidian Wealth Solutions, LLC | 4,421 | $1.73M | 0.08% | −182−4.0% | Reduced |
| RS Crum Inc. | 4,430 | $1.73M | 0.41% | 00.0% | Unchanged |
| Charter Research & Investment Group, Inc. | 4,450 | $1.74M | 1.28% | 00.0% | Unchanged |
| Old West Investment Management, LLC | 4,458 | $1.74M | 0.67% | 00.0% | Unchanged |
| Cornercap Investment Counsel Inc | 4,470 | $1.75M | 0.52% | −2,800−38.5% | Reduced |
| Norway Savings Bank | 4,477 | $1.75M | 0.95% | +110+2.5% | Added |
| Clarius Group, LLC | 4,491 | $1.75M | 0.12% | −104−2.3% | Reduced |
| Miracle Mile Advisors, LLC | 4,491 | $1.76M | 0.04% | +59+1.3% | Added |
| Boston Family Office LLC | 4,502 | $1.76M | 0.12% | −150−3.2% | Reduced |
| Westhampton Capital, LLC | 4,510 | $1.76M | 0.90% | 00.0% | Unchanged |
| Altshuler Shaham Ltd | 4,511 | $1.76M | 0.11% | −270,500−98.4% | Reduced |
| Signal Advisors Wealth, LLC | 4,511 | $1.76M | 0.25% | +4,511 | New |
| Wrapmanager Inc | 4,511 | $1.76M | 0.46% | +529+13.3% | Added |
| Cornerstone Wealth Group, LLC | 4,519 | $1.77M | 0.15% | −49−1.1% | Reduced |
| Univest Financial Corp | 4,535 | $1.77M | 0.12% | +3,530+351.2% | Added |
| Betterment LLC | 4,539 | $1.77M | 0.00% | +4,539 | New |
| Mirabaud & Cie SA | 4,553 | $1.78M | 0.52% | −1,605−26.1% | Reduced |
| MONECO Advisors, LLC | 4,559 | $1.78M | 0.22% | −11−0.2% | Reduced |
| Cypress Capital Group | 4,573 | $1.79M | 0.20% | −58−1.3% | Reduced |
| Crawford Investment Counsel Inc | 4,575 | $1.79M | 0.03% | −184−3.9% | Reduced |
| Kerusso Capital Management LLC | 4,585 | $1.79M | 1.14% | +276+6.4% | Added |
| IPG Investment Advisors LLC | 4,603 | $1.80M | 0.39% | −2,101−31.3% | Reduced |
| Balyasny Asset Management LLC | 4,610 | $1.80M | 0.00% | +3,417+286.4% | Added |
| Roman Butler Fullerton & Co | 4,649 | $1.80M | 0.54% | +7+0.2% | Added |
| Wealth Group, Ltd. | 4,621 | $1.81M | 1.21% | −626−11.9% | Reduced |
| Catalyst Financial Partners LLC | 4,623 | $1.81M | 0.35% | +272+6.3% | Added |
| Woodard & Co Asset Management Group Inc | 4,626 | $1.81M | 0.41% | +142+3.2% | Added |
| Redwood Investment Management, LLC | 4,635 | $1.81M | 0.16% | −330−6.6% | Reduced |
| Farmers Trust Co | 4,636 | $1.81M | 0.34% | −20−0.4% | Reduced |
| Flaharty Asset Management, LLC | 4,637 | $1.81M | 0.26% | 00.0% | Unchanged |
| Rockland Trust Co | 4,640 | $1.81M | 0.09% | −1,041−18.3% | Reduced |
| Chilton Capital Management LLC | 4,644 | $1.82M | 0.08% | −600−11.4% | Reduced |
| Donaldson Capital Management, LLC | 4,669 | $1.83M | 0.07% | −80−1.7% | Reduced |
| Hillsdale Investment Management Inc. | 4,677 | $1.83M | 0.14% | +837+21.8% | Added |
| Tanglewood Legacy Advisors, LLC | 4,685 | $1.83M | 0.81% | 00.0% | Unchanged |
| Norden Group LLC | 4,698 | $1.84M | 0.22% | +2,950+168.8% | Added |
| Motiv8 Investments LLC | 4,699 | $1.84M | 1.24% | 00.0% | Unchanged |
| Emprise Bank | 4,713 | $1.84M | 1.06% | −184−3.8% | Reduced |
| Allen Wealth Management, LLC | 4,720 | $1.85M | 1.28% | −360−7.1% | Reduced |
| Hohimer Wealth Management, LLC | 4,763 | $1.86M | 0.40% | +125+2.7% | Added |
| Nwam LLC | 4,802 | $1.88M | 0.11% | +421+9.6% | Added |
| Obermeyer Wood Investment Counsel, LLLP | 4,821 | $1.89M | 0.10% | +74+1.6% | Added |
| Advisory Alpha, LLC | 4,827 | $1.89M | 0.07% | +746+18.3% | Added |
| Waldron Private Wealth LLC | 4,829 | $1.89M | 0.08% | +58+1.2% | Added |