Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,837
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Mendel Money Management | 2,962 | $1.16M | 0.50% | −400−11.9% | Reduced |
| Capstone Financial Advisors, Inc. | 2,965 | $1.16M | 0.07% | +158+5.6% | Added |
| CMG Global Holdings, LLC | 2,968 | $1.16M | 0.66% | 00.0% | Unchanged |
| Vectors Research Management, LLC | 2,969 | $1.16M | 0.35% | +165+5.9% | Added |
| 1858 Wealth Management, LLC | 2,970 | $1.16M | 0.96% | −253−7.8% | Reduced |
| US Asset Management LLC | 3,011 | $1.17M | 1.03% | −587−16.3% | Reduced |
| Morse Asset Management, Inc | 2,979 | $1.17M | 0.25% | +5+0.2% | Added |
| First Foundation Advisors | 2,984 | $1.17M | 0.04% | −116−3.7% | Reduced |
| Financial Management Network Inc | 2,939 | $1.17M | 0.24% | +2+0.1% | Added |
| Compass Ion Advisors, LLC | 2,989 | $1.17M | 0.14% | +150+5.3% | Added |
| Belpointe Asset Management LLC | 2,994 | $1.17M | 0.07% | −543−15.4% | Reduced |
| Lion Street Advisors, LLC | 2,995 | $1.17M | 0.41% | −45−1.5% | Reduced |
| Birinyi Associates Inc | 3,000 | $1.17M | 0.34% | 00.0% | Unchanged |
| Supplemental Annuity Collective Trust of NJ | 3,000 | $1.17M | 0.35% | 00.0% | Unchanged |
| TD Private Client Wealth LLC | 3,003 | $1.17M | 0.03% | −199−6.2% | Reduced |
| Mechanics Financial Corp | 3,031 | $1.19M | 0.52% | 00.0% | Unchanged |
| Berkshire Asset Management LLC | 3,563 | $1.19M | 0.06% | 00.0% | Unchanged |
| Founders Financial Alliance, LLC | 3,036 | $1.19M | 0.33% | −252−7.7% | Reduced |
| Costello Asset Management, INC | 3,041 | $1.19M | 0.80% | −42−1.4% | Reduced |
| Geller Advisors LLC | 3,044 | $1.19M | 0.08% | −3−0.1% | Reduced |
| Atlanta Consulting Group Advisors, LLC | 3,053 | $1.19M | 0.30% | +745+32.3% | Added |
| Rogco, LP | 3,057 | $1.20M | 0.47% | −184−5.7% | Reduced |
| Engineers Gate Manager LP | 3,063 | $1.20M | 0.02% | −19,404−86.4% | Reduced |
| Concentric Wealth Management, LLC | 3,075 | $1.20M | 0.29% | 00.0% | Unchanged |
| Uncommon Cents Investing LLC | 3,075 | $1.20M | 0.34% | +10+0.3% | Added |
| Aspen Investment Management Inc | 3,076 | $1.20M | 0.56% | +2+0.1% | Added |
| Clarus Wealth Advisors | 3,022 | $1.20M | 0.61% | +55+1.9% | Added |
| Means Investment Co., Inc. | 3,080 | $1.20M | 0.13% | +81+2.7% | Added |
| Gray Wealth Management Inc. | 3,081 | $1.21M | 0.48% | 00.0% | Unchanged |
| Benin Management CORP | 3,097 | $1.21M | 0.34% | −10.0% | Reduced |
| WMS Partners, LLC | 3,102 | $1.21M | 0.07% | +7+0.2% | Added |
| Legacy Advisors, LLC | 3,115 | $1.22M | 0.13% | +407+15.0% | Added |
| Wilkins Investment Counsel Inc | 3,120 | $1.22M | 0.17% | −100−3.1% | Reduced |
| Rossmore Private Capital | 3,121 | $1.22M | 0.15% | −5−0.2% | Reduced |
| Gleason Group, Inc. | 3,122 | $1.22M | 0.22% | −62−1.9% | Reduced |
| GeoWealth Management, LLC | 3,131 | $1.22M | 0.04% | −309−9.0% | Reduced |
| Menard Financial Group LLC | 3,134 | $1.23M | 0.81% | +22+0.7% | Added |
| Regal Investment Advisors LLC | 3,141 | $1.23M | 0.09% | −435−12.2% | Reduced |
| KLCM Advisors, Inc. | 3,144 | $1.23M | 0.15% | +200+6.8% | Added |
| Argus Investors' Counsel, Inc. | 3,145 | $1.23M | 0.80% | −600−16.0% | Reduced |
| Astoria Portfolio Advisors LLC. | 3,066 | $1.23M | 0.42% | +309+11.2% | Added |
| Magnus Financial Group LLC | 3,156 | $1.23M | 0.13% | +76+2.5% | Added |
| SignalPoint Asset Management, LLC | 3,157 | $1.23M | 0.29% | −12−0.4% | Reduced |
| Monograph Wealth Advisors, LLC | 3,157 | $1.23M | 0.16% | 00.0% | Unchanged |
| Taurus Asset Management, LLC | 3,158 | $1.24M | 0.12% | 00.0% | Unchanged |
| Hazlett, Burt & Watson, Inc. | 3,160 | $1.24M | 0.57% | +105+3.4% | Added |
| Saxon Interests, Inc. | 3,186 | $1.25M | 0.57% | +66+2.1% | Added |
| Grimes & Company, Inc. | 3,190 | $1.25M | 0.03% | +16+0.5% | Added |
| Provenance Wealth Advisors, LLC | 3,196 | $1.25M | 0.16% | +53+1.7% | Added |
| Howard Capital Management Inc. | 3,199 | $1.25M | 0.02% | +3,199 | New |
| Edmond de Rothschild Holding S.A. | 3,200 | $1.25M | 0.02% | −3,086−49.1% | Reduced |
| Prosperity Consulting Group, LLC | 3,210 | $1.26M | 0.10% | −2,870−47.2% | Reduced |
| Intrua Financial, LLC | 3,211 | $1.26M | 0.20% | −441−12.1% | Reduced |
| Avestar Capital, LLC | 3,214 | $1.26M | 0.14% | +225+7.5% | Added |
| Planning Capital Management Corp | 3,218 | $1.26M | 0.83% | +1,801+127.1% | Added |
| Edge Capital Group, LLC | 3,224 | $1.26M | 0.06% | −49−1.5% | Reduced |
| Aspire Private Capital, LLC | 3,228 | $1.26M | 0.30% | +58+1.8% | Added |
| Auxier Asset Management | 3,230 | $1.26M | 0.19% | 00.0% | Unchanged |
| Traphagen Investment Advisors LLC | 3,230 | $1.26M | 0.13% | −36−1.1% | Reduced |
| King Wealth | 3,232 | $1.26M | 0.20% | +14+0.4% | Added |
| LexAurum Advisors, LLC | 3,235 | $1.27M | 0.28% | −78−2.4% | Reduced |
| Montecito Bank & Trust | 3,235 | $1.27M | 0.22% | 00.0% | Unchanged |
| Colonial Trust Co | 3,236 | $1.27M | 0.20% | +48+1.5% | Added |
| JFS Wealth Advisors, LLC | 3,241 | $1.27M | 0.08% | +10+0.3% | Added |
| RiverFront Investment Group, LLC | 3,241 | $1.27M | 0.03% | +960+42.1% | Added |
| Rooted Wealth Advisors, Inc. | 3,193 | $1.27M | 0.57% | +191+6.4% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 3,259 | $1.27M | 0.19% | −61−1.8% | Reduced |
| Valmark Advisers, Inc. | 3,272 | $1.28M | 0.02% | +221+7.2% | Added |
| Corundum Group, Inc. | 3,278 | $1.28M | 0.58% | −2,371−42.0% | Reduced |
| Hall Laurie J Trustee | 3,280 | $1.28M | 0.41% | +2,000+156.3% | Added |
| Nicolet Bankshares Inc | 3,284 | $1.28M | 0.31% | 00.0% | Unchanged |
| Paradigm Asset Management Co LLC | 3,300 | $1.29M | 0.34% | 00.0% | Unchanged |
| Manchester Capital Management LLC | 3,305 | $1.29M | 0.15% | +113+3.5% | Added |
| Tiemann Investment Advisors, LLC | 3,312 | $1.30M | 0.56% | −135−3.9% | Reduced |
| CORDA Investment Management, LLC. | 3,313 | $1.30M | 0.10% | −68−2.0% | Reduced |
| Security Financial Services, INC. | 3,334 | $1.30M | 0.27% | +23+0.7% | Added |
| Lakewood Asset Management LLC | 3,335 | $1.30M | 0.89% | +4+0.1% | Added |
| Amussen Hunsaker Associates LLC | 3,338 | $1.31M | 0.20% | −1,000−23.1% | Reduced |
| First Heartland Consultants, Inc. | 3,339 | $1.31M | 0.14% | −2−0.1% | Reduced |
| Atwood & Palmer Inc | 3,340 | $1.31M | 0.09% | 00.0% | Unchanged |
| CIC Wealth, LLC | 3,340 | $1.31M | 0.34% | +3+0.1% | Added |
| TCG Advisory Services, LLC | 3,345 | $1.31M | 0.06% | −280−7.7% | Reduced |
| Bath Savings Trust Co | 3,349 | $1.31M | 0.13% | +365+12.2% | Added |
| Balentine LLC | 3,359 | $1.31M | 0.05% | +2,673+389.7% | Added |
| Alexander Labrunerie & Co., Inc. | 3,365 | $1.32M | 0.60% | −15−0.4% | Reduced |
| Transcend Wealth Collective, LLC | 3,369 | $1.32M | 0.09% | +112+3.4% | Added |
| Telos Capital Management, Inc. | 3,371 | $1.32M | 0.14% | −25−0.7% | Reduced |
| Keynote Financial Services LLC | 3,372 | $1.32M | 1.01% | 00.0% | Unchanged |
| DMG Group, LLC | 3,376 | $1.32M | 1.07% | −15−0.4% | Reduced |
| Wealth Management Partners, LLC | 3,389 | $1.33M | 0.61% | −225−6.2% | Reduced |
| BTG Pactual Asset Management US LLC | 3,395 | $1.33M | 0.19% | +189+5.9% | Added |
| Montis Financial, LLC | 3,397 | $1.33M | 0.47% | −60−1.7% | Reduced |
| Fairview Capital Investment Management, LLC | 3,398 | $1.33M | 0.07% | −30−0.9% | Reduced |
| Lantern Wealth Advisors, LLC | 3,409 | $1.33M | 0.92% | −297−8.0% | Reduced |
| Advanced Portfolio Management, LLC | 3,411 | $1.33M | 1.37% | −2,956−46.4% | Reduced |
| Allegheny Financial Group LTD | 3,414 | $1.34M | 0.33% | −3−0.1% | Reduced |
| Investment Partners, Ltd. | 3,422 | $1.34M | 0.56% | −21−0.6% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 3,440 | $1.35M | 0.18% | −258−7.0% | Reduced |
| E Fund Management Co., Ltd. | 3,456 | $1.35M | 0.07% | +365+11.8% | Added |
| Savoie Capital LLC | 3,465 | $1.36M | 0.17% | 00.0% | Unchanged |