Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,838
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| TFG Advisers LLC | 1,812 | $708.8K | 0.26% | +3+0.2% | Added |
| Aft, Forsyth & Company, Inc. | 1,815 | $709.9K | 0.35% | 00.0% | Unchanged |
| Fulton Breakefield Broenniman LLC | 1,824 | $713.3K | 0.05% | −50−2.7% | Reduced |
| Capital Management Associates, Inc | 1,824 | $713.4K | 0.29% | −11−0.6% | Reduced |
| Montz Harcus Wealth Management LLC | 1,824 | $713.5K | 0.42% | −51−2.7% | Reduced |
| Objective Capital Management, LLC | 1,832 | $716.7K | 0.42% | +1,832 | New |
| Harbour Trust & Investment Management Co | 1,839 | $719.3K | 0.08% | −122−6.2% | Reduced |
| Fiduciary Financial Group, LLC | 1,858 | $720.8K | 0.17% | +43+2.4% | Added |
| Summit Global Investments | 1,843 | $721.0K | 0.05% | +115+6.7% | Added |
| REDW Wealth LLC | 1,844 | $721.2K | 0.18% | −95−4.9% | Reduced |
| Athena Investment Management | 1,846 | $722.0K | 0.41% | −85−4.4% | Reduced |
| Firethorn Wealth Partners, LLC | 1,848 | $722.9K | 0.37% | +6+0.3% | Added |
| Barr E S & Co | 1,850 | $723.6K | 0.05% | −13−0.7% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 1,853 | $724.7K | 0.10% | −65−3.4% | Reduced |
| Horst & Graben Wealth Management LLC | 1,874 | $732.9K | 0.13% | +4+0.2% | Added |
| Summit Financial Strategies, Inc. | 1,878 | $734.5K | 0.08% | −107−5.4% | Reduced |
| Deseret Mutual Benefit Administrators | 1,881 | $735.7K | 0.37% | −484−20.5% | Reduced |
| KKM Financial LLC | 1,883 | $736.5K | 0.36% | −692−26.9% | Reduced |
| Bedel Financial Consulting, Inc. | 1,885 | $737.2K | 0.10% | −32−1.7% | Reduced |
| Mustard Seed Financial, LLC | 1,887 | $738.1K | 0.61% | +51+2.8% | Added |
| Prosperity Financial Group, Inc. | 1,890 | $739.2K | 0.42% | +87+4.8% | Added |
| Patten Group, Inc. | 1,891 | $739.7K | 0.16% | −88−4.4% | Reduced |
| Calamos Wealth Management LLC | 1,892 | $740.0K | 0.04% | +734+63.4% | Added |
| OneAscent Wealth Management LLC | 1,900 | $743.0K | 0.28% | +1,900 | New |
| Operose Advisors LLC | 1,907 | $745.7K | 0.24% | +5+0.3% | Added |
| Guardian Asset Advisors, LLC | 1,909 | $746.5K | 0.51% | −8−0.4% | Reduced |
| Options Solutions, LLC | 1,915 | $749.0K | 0.36% | −111−5.5% | Reduced |
| Elwood & Goetz Wealth Advisory Group, LLC | 1,916 | $749.4K | 0.19% | 00.0% | Unchanged |
| Excalibur Management Corp | 1,921 | $751.3K | 0.29% | +15+0.8% | Added |
| WSFS Capital Management, LLC | 1,929 | $754.5K | 0.04% | −81−4.0% | Reduced |
| Thrive Wealth Management, LLC | 1,930 | $754.8K | 0.14% | −15−0.8% | Reduced |
| Mizuho Securities Co. Ltd. | 1,930 | $754.9K | 1.86% | +1,930 | New |
| Beacon Financial Advisory LLC | 1,937 | $757.6K | 0.26% | −64−3.2% | Reduced |
| Carmichael Hill & Associates, Inc. | 1,941 | $759.2K | 0.28% | +1+0.1% | Added |
| BlueSky Wealth Advisors, LLC | 1,942 | $759.6K | 0.12% | −852−30.5% | Reduced |
| Plancorp, LLC | 1,943 | $760.1K | 0.03% | −28−1.4% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 1,948 | $761.9K | 0.04% | +17+0.9% | Added |
| Icon Wealth Advisors, LLC | 1,955 | $764.6K | 0.06% | +212+12.2% | Added |
| Fernwood Investment Management, LLC | 1,957 | $765.4K | 0.25% | −26−1.3% | Reduced |
| PBMares Wealth Management LLC | 1,962 | $767.5K | 0.16% | +200+11.4% | Added |
| Fukoku Mutual Life Insurance Co | 1,964 | $768.2K | 0.05% | 00.0% | Unchanged |
| Woodley Farra Manion Portfolio Management Inc | 1,964 | $768.2K | 0.04% | 00.0% | Unchanged |
| LCNB Corp | 1,977 | $773.2K | 0.27% | 00.0% | Unchanged |
| LifePro Asset Management | 1,978 | $773.6K | 0.47% | +1,978 | New |
| Red Door Wealth Management, LLC | 1,979 | $774.0K | 0.13% | +186+10.4% | Added |
| Ridgecrest Wealth Partners, LLC | 1,984 | $776.0K | 0.40% | +9+0.5% | Added |
| Ci Investments Inc. | 1,985 | $776.0K | 0.00% | −910−31.4% | Reduced |
| Shoker Investment Counsel, Inc. | 1,985 | $776.5K | 0.26% | +6+0.3% | Added |
| Gryphon Financial Partners LLC | 1,986 | $776.8K | 0.10% | +109+5.8% | Added |
| Dark Forest Capital Management LP | 1,988 | $777.5K | 0.10% | +1,988 | New |
| Ullmann Financial Group, Inc. | 1,993 | $779.5K | 0.10% | +1,993 | New |
| BayBridge Capital Group, LLC | 1,993 | $779.7K | 0.56% | +521+35.4% | Added |
| Lester Murray Antman dba SimplyRich | 1,996 | $780.0K | 0.22% | 00.0% | Unchanged |
| Smith Anglin Financial, LLC | 1,998 | $781.4K | 0.08% | +145+7.8% | Added |
| Signature Estate & Investment Advisors LLC | 1,998 | $781.4K | 0.02% | −4−0.2% | Reduced |
| Bienville Capital Management, LLC | 2,000 | $782.2K | 0.20% | 00.0% | Unchanged |
| Saybrook Capital | 2,000 | $782.2K | 0.22% | 00.0% | Unchanged |
| First Financial Bankshares Inc | 2,000 | $782.2K | 0.02% | +50+2.6% | Added |
| West Michigan Advisors, LLC | 2,010 | $786.3K | 0.24% | +436+27.7% | Added |
| First American Bank | 2,017 | $788.9K | 0.06% | +8+0.4% | Added |
| Constitution Capital LLC | 2,018 | $789.3K | 0.42% | −1,000−33.1% | Reduced |
| Tompkins Financial Corp | 2,019 | $789.7K | 0.08% | −250−11.0% | Reduced |
| Winthrop Advisory Group LLC | 2,019 | $789.7K | 0.10% | +5+0.2% | Added |
| RNC Capital Management LLC | 2,372 | $790.1K | 0.04% | 00.0% | Unchanged |
| Guardian Wealth Advisors, LLC | 2,020 | $790.1K | 0.09% | +9+0.4% | Added |
| CFS Investment Advisory Services, LLC | 2,026 | $792.0K | 0.07% | +397+24.4% | Added |
| New Republic Capital, LLC | 2,026 | $792.5K | 0.45% | −52−2.5% | Reduced |
| BSW Wealth Partners | 2,029 | $793.4K | 0.12% | +305+17.7% | Added |
| Bensler, LLC | 2,030 | $794.1K | 0.10% | −62−3.0% | Reduced |
| Legacy Financial Advisors, Inc. | 2,033 | $795.2K | 0.13% | +50+2.5% | Added |
| Aviso Wealth Management | 2,034 | $795.4K | 0.43% | +1,080+113.2% | Added |
| Copley Financial Group, Inc. | 2,045 | $799.8K | 0.73% | +2,045 | New |
| McElhenny Sheffield Capital Management, LLC | 2,049 | $801.4K | 0.26% | +12+0.6% | Added |
| Marks Group Wealth Management, Inc | 2,050 | $801.8K | 0.08% | −184−8.2% | Reduced |
| MBL Wealth, LLC | 2,051 | $802.2K | 0.09% | +606+41.9% | Added |
| Private Wealth Advisors | 2,046 | $802.8K | 0.33% | +2,046 | New |
| NCM Capital Management, LLC | 2,055 | $803.8K | 0.39% | 00.0% | Unchanged |
| Sound Financial Strategies Group, LLC | 2,060 | $805.7K | 0.65% | +58+2.9% | Added |
| Martin Capital Advisors, LLP | 2,061 | $806.1K | 0.57% | 00.0% | Unchanged |
| AF Advisors, Inc. | 2,061 | $806.1K | 0.11% | +10.0% | Added |
| Total Investment Management Inc | 2,063 | $806.8K | 0.09% | +4+0.2% | Added |
| TBH Global Asset Management, LLC | 2,065 | $807.6K | 0.18% | −58−2.7% | Reduced |
| GSB Wealth Management, LLC | 2,066 | $808.1K | 0.21% | +10.0% | Added |
| Tarbox Family Office, Inc. | 2,068 | $808.8K | 0.13% | 00.0% | Unchanged |
| New Century Financial Group, LLC | 2,076 | $811.9K | 0.30% | +51+2.5% | Added |
| 626 Financial, LLC | 2,077 | $812.4K | 0.45% | 00.0% | Unchanged |
| MSH Capital Advisors LLC | 2,079 | $813.1K | 0.25% | −60−2.8% | Reduced |
| Chicago Partners Investment Group LLC | 2,113 | $814.9K | 0.03% | −82−3.7% | Reduced |
| Axq Capital, LP | 2,089 | $817.0K | 0.25% | −4,587−68.7% | Reduced |
| W Advisors, LLC | 2,091 | $817.8K | 0.50% | +34+1.7% | Added |
| First Commonwealth Financial Corp | 2,105 | $823.3K | 0.20% | −5−0.2% | Reduced |
| Phoenix Holdings Ltd. | 2,105 | $824.1K | 0.01% | +1,004+91.2% | Added |
| Paulson Wealth Management Inc. | 2,107 | $824.1K | 0.22% | +3+0.1% | Added |
| Quotient Wealth Partners, LLC | 2,110 | $825.3K | 0.03% | −170−7.5% | Reduced |
| Hexagon Capital Partners LLC | 2,111 | $825.7K | 0.16% | −5−0.2% | Reduced |
| Stonebridge Capital Advisors LLC | 2,114 | $826.7K | 0.07% | +22+1.1% | Added |
| Atlantic Trust, LLC | 2,128 | $832.3K | 0.20% | −40−1.8% | Reduced |
| Oakworth Capital, Inc. | 2,135 | $835.0K | 0.06% | 00.0% | Unchanged |
| Callan Family Office, LLC | 2,144 | $838.6K | 0.14% | +83+4.0% | Added |
| Lingohr & Partner Asset Management GmbH | 2,160 | $842.0K | 2.04% | +37+1.7% | Added |