Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,838
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Arvest Bank Trust Division | 1,560 | $610.1K | 0.04% | +1,560 | New |
| Sanchez Wealth Management Group | 1,561 | $610.4K | 0.19% | +7+0.5% | Added |
| Buckingham Capital Management, Inc. | 1,568 | $613.4K | 0.07% | +448+40.0% | Added |
| Boston Financial Mangement LLC | 1,570 | $614.1K | 0.02% | −2−0.1% | Reduced |
| Curbstone Financial Management Corp | 1,572 | $614.8K | 0.13% | 00.0% | Unchanged |
| Sepio Capital, LP | 1,572 | $614.9K | 0.05% | +13+0.8% | Added |
| Van Hulzen Asset Management, LLC | 1,576 | $616.0K | 0.04% | −227−12.6% | Reduced |
| Bigelow Investment Advisors, LLC | 1,577 | $616.8K | 0.28% | +30+1.9% | Added |
| Relyea Zuckerberg Hanson LLC | 1,581 | $618.2K | 0.09% | +82+5.5% | Added |
| Kohmann Bosshard Financial Services, LLC | 1,582 | $618.8K | 0.08% | −180−10.2% | Reduced |
| Goldstone Financial Group, LLC | 1,582 | $618.9K | 0.11% | +347+28.1% | Added |
| Spirepoint Private Client, LLC | 1,590 | $621.9K | 0.08% | +4+0.3% | Added |
| Meadow Creek Wealth Advisors LLC | 1,598 | $625.0K | 0.50% | −15−0.9% | Reduced |
| WESCAP Management Group, Inc. | 1,600 | $625.8K | 0.16% | 00.0% | Unchanged |
| Icapital Wealth LLC | 1,600 | $625.8K | 0.34% | 00.0% | Unchanged |
| Scientech Research LLC | 1,600 | $625.8K | 0.12% | +1,600 | New |
| Bell Bank | 1,601 | $626.2K | 0.07% | 00.0% | Unchanged |
| Bank of Stockton | 1,602 | $626.6K | 0.19% | +894+126.3% | Added |
| Proficio Capital Partners LLC | 1,604 | $627.2K | 0.06% | −484−23.2% | Reduced |
| Peterson Wealth Management | 1,604 | $627.4K | 0.40% | −30−1.8% | Reduced |
| Vishria Bird Financial Group, LLC | 1,606 | $628.0K | 0.24% | 00.0% | Unchanged |
| Gries Financial LLC | 1,608 | $628.9K | 0.12% | +978+155.2% | Added |
| Oversea-Chinese Banking CORP Ltd | 1,611 | $630.1K | 0.02% | +1,611 | New |
| One Degree Advisors Inc | 1,615 | $631.0K | 0.27% | 00.0% | Unchanged |
| WealthTrust Axiom LLC | 1,614 | $631.4K | 0.19% | +14+0.9% | Added |
| Independence Bank of Kentucky | 1,618 | $632.8K | 0.14% | +35+2.2% | Added |
| Ramsay, Stattman, Vela & Price, Inc. | 1,620 | $633.6K | 0.12% | −125−7.2% | Reduced |
| Sweet Financial Partners, LLC | 1,629 | $637.3K | 0.14% | +1+0.1% | Added |
| Cooper/Haims Advisors, LLC | 1,635 | $639.5K | 0.35% | −70−4.1% | Reduced |
| Waterway Wealth Management, LLC | 1,636 | $639.9K | 0.27% | +141+9.4% | Added |
| Root Financial Partners, LLC | 1,640 | $641.5K | 0.10% | −2,542−60.8% | Reduced |
| Cassaday & Co Wealth Management LLC | 1,641 | $641.9K | 0.02% | −34−2.0% | Reduced |
| Appleton Partners Inc | 1,641 | $642.0K | 0.05% | −184−10.1% | Reduced |
| West Paces Advisors Inc. | 1,642 | $642.2K | 0.16% | +1,398+573.0% | Added |
| Alera Investment Advisors, LLC | 1,642 | $642.3K | 0.08% | +26+1.6% | Added |
| Fairfield, Bush & Co. | 1,643 | $642.5K | 0.38% | −3−0.2% | Reduced |
| Heritage Wealth Partners, LLC | 1,643 | $642.6K | 0.76% | −279−14.5% | Reduced |
| Taylor Hoffman Capital Management LLC | 1,711 | $643.7K | 0.25% | +1,711 | New |
| Arcataur Capital Management LLC | 1,647 | $644.2K | 0.22% | −10−0.6% | Reduced |
| Harvest Fund Management Co., Ltd | 1,655 | $647.0K | 0.04% | −2,472−59.9% | Reduced |
| Pacitti Group Inc. | 1,654 | $647.1K | 0.31% | −44−2.6% | Reduced |
| Opal Wealth Advisors, LLC | 1,656 | $647.5K | 0.20% | −44−2.6% | Reduced |
| TrueWealth Advisors, LLC | 1,657 | $648.2K | 0.22% | +311+23.1% | Added |
| Jeppson Wealth Management, LLC | 1,660 | $649.3K | 0.23% | 00.0% | Unchanged |
| Oxford Financial Group Ltd | 1,668 | $652.2K | 0.04% | −730−30.4% | Reduced |
| Advisory Resource Group | 1,674 | $654.7K | 0.14% | 00.0% | Unchanged |
| Kaydan Wealth Management, Inc. | 1,677 | $655.9K | 0.19% | 00.0% | Unchanged |
| Home Federal Bank of Tennessee | 1,684 | $658.6K | 0.19% | −25−1.5% | Reduced |
| Summit Wealth Partners, LLC | 1,684 | $658.6K | 0.13% | 00.0% | Unchanged |
| Kozak & Associates, Inc. | 1,674 | $659.0K | 0.16% | +7+0.4% | Added |
| Peregrine Asset Advisers, Inc. | 1,686 | $659.6K | 0.23% | +304+22.0% | Added |
| Capital Square, LLC | 1,689 | $660.8K | 0.40% | −316−15.8% | Reduced |
| United Bank | 1,690 | $661.0K | 0.08% | +150+9.7% | Added |
| Simon Quick Advisors, LLC | 1,692 | $661.8K | 0.04% | +419+32.9% | Added |
| Breakwater Capital Group | 1,693 | $662.2K | 0.13% | −73−4.1% | Reduced |
| Callan Capital, LLC | 1,697 | $663.7K | 0.05% | −455−21.1% | Reduced |
| Baker Ellis Asset Management LLC | 1,697 | $663.7K | 0.09% | +170+11.1% | Added |
| Perpetual Ltd | 1,700 | $664.9K | 0.01% | 00.0% | Unchanged |
| One Capital Management, LLC | 1,700 | $664.9K | 0.02% | +35+2.1% | Added |
| West Family Investments, Inc. | 1,701 | $665.3K | 0.23% | +162+10.5% | Added |
| Evermay Wealth Management LLC | 1,702 | $665.6K | 0.11% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 1,703 | $665.9K | 0.04% | −12−0.7% | Reduced |
| Union Savings Bank | 1,706 | $667.2K | 0.33% | −75−4.2% | Reduced |
| Clarus Group, Inc. | 1,711 | $669.1K | 0.28% | −773−31.1% | Reduced |
| Stokes Family Office, LLC | 1,715 | $670.8K | 0.07% | −130−7.0% | Reduced |
| Cornerstone Advisory, LLC | 1,715 | $670.8K | 0.09% | +45+2.7% | Added |
| YHB Investment Advisors, Inc. | 1,716 | $671.2K | 0.06% | −50−2.8% | Reduced |
| Silvia McColl Wealth Management, LLC | 1,716 | $671.2K | 0.50% | 00.0% | Unchanged |
| Check Capital Management Inc | 1,717 | $671.6K | 0.05% | 00.0% | Unchanged |
| Lakeridge Wealth Management LLC | 1,722 | $673.5K | 0.37% | −7−0.4% | Reduced |
| LVM Capital Management Ltd | 2,025 | $675.0K | 0.08% | 00.0% | Unchanged |
| Raab & Moskowitz Asset Management LLC | 1,730 | $676.5K | 0.17% | −15−0.9% | Reduced |
| Copperwynd Financial, LLC | 1,734 | $678.2K | 0.20% | +465+36.6% | Added |
| Beaumont Financial Advisors, LLC | 1,737 | $679.2K | 0.05% | +4+0.2% | Added |
| Chiron Investment Management, LLC | 1,740 | $680.5K | 0.24% | +1,740 | New |
| Abacus Wealth Partners, LLC | 1,744 | $682.1K | 0.10% | −8−0.5% | Reduced |
| Forte Capital LLC | 1,744 | $682.3K | 0.08% | +64+3.8% | Added |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 1,747 | $683.3K | 0.02% | +871+99.4% | Added |
| Sterling Investment Advisors, Ltd. | 1,748 | $683.6K | 0.17% | +1+0.1% | Added |
| Charter Oak Capital Management, LLC | 1,748 | $683.9K | 0.06% | +313+21.8% | Added |
| Coastwise Capital Group, LLC | 1,749 | $683.9K | 0.56% | +6+0.3% | Added |
| Baldwin Brothers Inc | 1,749 | $684.1K | 0.05% | +697+66.3% | Added |
| Claro Advisors LLC | 1,754 | $686.0K | 0.09% | +135+8.3% | Added |
| China Universal Asset Management Co., Ltd. | 1,757 | $687.2K | 0.08% | +984+127.3% | Added |
| Resonant Capital Advisors, LLC | 1,761 | $688.6K | 0.05% | +73+4.3% | Added |
| Fulton Bank, N.A. | 1,761 | $688.8K | 0.03% | +51+3.0% | Added |
| Zullo Investment Group, Inc. | 1,765 | $690.5K | 0.29% | +12+0.7% | Added |
| Sovereign Financial Group, Inc. | 1,773 | $693.6K | 0.16% | −51−2.8% | Reduced |
| Sanders Morris Harris LLC | 1,775 | $694.2K | 0.12% | 00.0% | Unchanged |
| LifeSteps Financial, Inc. | 1,779 | $695.8K | 0.54% | 00.0% | Unchanged |
| Fca Corp | 1,782 | $697.0K | 0.21% | +582+48.5% | Added |
| Lakeside Advisors, INC. | 1,784 | $697.7K | 0.44% | +1+0.1% | Added |
| Benchmark Wealth Management, LLC | 1,785 | $698.3K | 0.34% | 00.0% | Unchanged |
| GTS Securities LLC | 1,792 | $700.9K | 0.01% | +695+63.4% | Added |
| Harris Associates L PSuperinvestorHarris Associates (Oakmark) | 1,800 | $704.0K | 0.00% | 00.0% | Unchanged |
| Walter & Keenan Financial Consulting Co | 1,802 | $704.8K | 0.21% | +5+0.3% | Added |
| Taylor Financial Group, Inc. | 1,805 | $706.0K | 0.49% | 00.0% | Unchanged |
| McBroom & Associates, LLC | 1,806 | $706.4K | 0.43% | 00.0% | Unchanged |
| Pacifica Partners Inc. | 1,807 | $706.8K | 0.29% | +28+1.6% | Added |
| Centurion Wealth Management LLC | 1,810 | $707.9K | 0.23% | +1,810 | New |