Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,838
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Empirical Asset Management, LLC | 1,373 | $537.1K | 0.19% | +45+3.4% | Added |
| STAR Financial Bank | 1,384 | $541.3K | 0.36% | −197−12.5% | Reduced |
| Mengis Capital Management, Inc. | 1,385 | $541.8K | 0.11% | −25−1.8% | Reduced |
| WestHill Financial Advisors, Inc. | 1,386 | $542.1K | 0.12% | 00.0% | Unchanged |
| apricus wealth, LLC | 1,389 | $543.3K | 0.36% | 00.0% | Unchanged |
| Leo Wealth, LLC | 1,390 | $543.8K | 0.05% | −223−13.8% | Reduced |
| Firestone Capital Management | 1,391 | $544.0K | 0.14% | +1,391 | New |
| VisionPoint Advisory Group, LLC | 1,391 | $544.0K | 0.18% | −50−3.5% | Reduced |
| American Money Management, LLC | 1,394 | $545.2K | 0.11% | −53−3.7% | Reduced |
| Oliver Luxxe Assets LLC | 1,398 | $546.8K | 0.10% | −8,718−86.2% | Reduced |
| Fingerlakes Wealth Management, Inc. | 1,398 | $546.9K | 0.45% | +5+0.4% | Added |
| Schulhoff & Co Inc | 1,400 | $547.6K | 0.23% | 00.0% | Unchanged |
| Ironwood Investment Management LLC | 1,400 | $547.6K | 0.27% | 00.0% | Unchanged |
| Alta Advisers Ltd | 1,400 | $547.6K | 0.25% | 00.0% | Unchanged |
| Soltis Investment Advisors LLC | 1,401 | $547.9K | 0.05% | −112−7.4% | Reduced |
| Beacon Capital Management, LLC | 1,403 | $548.7K | 0.08% | +51+3.8% | Added |
| Insight Advisors, LLC | 1,405 | $549.5K | 0.10% | −5−0.4% | Reduced |
| Leonteq Securities AG | 1,405 | $549.5K | 0.06% | −486−25.7% | Reduced |
| Acas, LLC | 1,407 | $550.1K | 0.45% | 00.0% | Unchanged |
| Lazari Capital Management, Inc. | 1,407 | $550.5K | 0.24% | +21+1.5% | Added |
| First Financial Corp | 1,408 | $550.7K | 0.26% | −50−3.4% | Reduced |
| Blankinship & Foster, LLC | 1,411 | $551.9K | 0.13% | 00.0% | Unchanged |
| Personal Cfo Solutions, LLC | 1,415 | $553.3K | 0.08% | +59+4.4% | Added |
| RMR Wealth Builders | 1,415 | $553.4K | 0.06% | −653−31.6% | Reduced |
| MRP Capital Investments, LLC | 1,415 | $553.5K | 0.53% | −645−31.3% | Reduced |
| Wealth Alliance | 1,417 | $554.2K | 0.07% | −10−0.7% | Reduced |
| Range Financial Group LLC | 1,418 | $554.6K | 0.76% | −631−30.8% | Reduced |
| SMART Wealth LLC | 1,418 | $554.6K | 0.22% | +612+75.9% | Added |
| Fortitude Family Office, LLC | 1,423 | $556.6K | 0.22% | +1,290+969.9% | Added |
| N.E.W. Advisory Services LLC | 1,429 | $558.9K | 0.06% | −13−0.9% | Reduced |
| SageView Advisory Group, LLC | 1,429 | $559.0K | 0.03% | −4−0.3% | Reduced |
| CarsonAllaria Wealth Management, Ltd. | 1,432 | $560.5K | 0.32% | −1−0.1% | Reduced |
| Wealth Management Associates, Inc. | 1,437 | $562.0K | 0.25% | +1+0.1% | Added |
| Diversify Wealth Management, LLC | 1,457 | $562.0K | 0.05% | −71−4.6% | Reduced |
| South Street Advisors LLC | 1,440 | $563.2K | 0.09% | 00.0% | Unchanged |
| Seed Wealth Management, Inc. | 1,440 | $563.2K | 0.45% | 00.0% | Unchanged |
| Waypoint Capital Advisors, LLC | 1,440 | $563.2K | 0.12% | +44+3.2% | Added |
| Channel Wealth LLC | 1,441 | $563.6K | 0.19% | 00.0% | Unchanged |
| Wendell David Associates Inc | 1,443 | $564.0K | 0.05% | 00.0% | Unchanged |
| Nadler Financial Group, Inc. | 1,446 | $565.6K | 0.06% | 00.0% | Unchanged |
| Tennessee Valley Asset Management Partners | 1,450 | $567.0K | 0.09% | −295−16.9% | Reduced |
| Lafayette Investments, Inc. | 1,450 | $567.1K | 0.12% | 00.0% | Unchanged |
| AlphaStar Capital Management, LLC | 1,454 | $568.8K | 0.05% | +376+34.9% | Added |
| Hardin Capital Partners, LLC | 1,467 | $569.1K | 0.32% | −16−1.1% | Reduced |
| First Hawaiian Bank | 1,456 | $569.5K | 0.02% | +784+116.7% | Added |
| Watts Gwilliam & Co., LLC | 1,469 | $569.9K | 0.12% | +1,469 | New |
| SFMG, LLC | 1,458 | $570.1K | 0.05% | +51+3.6% | Added |
| Davis Investment Partners, LLC | 1,447 | $570.2K | 0.24% | −8−0.5% | Reduced |
| Hara Capital LLC | 1,465 | $573.0K | 0.36% | 00.0% | Unchanged |
| Congress Park Capital LLC | 1,470 | $574.9K | 0.21% | 00.0% | Unchanged |
| Trust Co of Virginia | 1,473 | $576.1K | 0.05% | −90−5.8% | Reduced |
| Acima Private Wealth, LLC | 1,473 | $576.1K | 0.19% | 00.0% | Unchanged |
| IMS Capital Management | 1,475 | $576.9K | 0.26% | 00.0% | Unchanged |
| Cromwell Holdings LLC | 1,476 | $577.3K | 0.37% | 00.0% | Unchanged |
| Leisure Capital Management | 1,478 | $578.1K | 0.25% | +67+4.7% | Added |
| Smart Portfolios, LLC | 1,481 | $579.2K | 0.59% | +16+1.1% | Added |
| Grove Bank & Trust | 1,482 | $579.6K | 0.09% | −43−2.8% | Reduced |
| Sandy Cove Advisors, LLC | 1,483 | $580.0K | 0.24% | +49+3.4% | Added |
| Rise Advisors, LLC | 1,488 | $582.0K | 0.28% | +43+3.0% | Added |
| Andina Capital Management, LLC | 1,489 | $582.3K | 0.44% | +156+11.7% | Added |
| Obsidian Personal Planning Solutions LLC | 1,548 | $582.4K | 0.30% | −172−10.0% | Reduced |
| Gould Asset Management LLC | 1,490 | $582.8K | 0.12% | 00.0% | Unchanged |
| TrinityPoint Wealth, LLC | 1,495 | $584.7K | 0.08% | +23+1.6% | Added |
| Center For Asset Management LLC | 1,496 | $585.2K | 0.35% | +1+0.1% | Added |
| Laffer Tengler Investments | 1,497 | $585.5K | 0.12% | 00.0% | Unchanged |
| Winton Group Ltd | 1,498 | $585.9K | 0.04% | −51,971−97.2% | Reduced |
| Everpar Advisors LLC | 1,499 | $586.3K | 0.30% | +135+9.9% | Added |
| Rbo & Co LLC | 1,500 | $586.7K | 0.09% | 00.0% | Unchanged |
| Chickasaw Capital Management LLC | 1,500 | $587.0K | 0.03% | 00.0% | Unchanged |
| Morris Retirement Advisors, LLC | 1,503 | $587.9K | 0.32% | +39+2.7% | Added |
| MBA Advisors LLC | 1,504 | $588.2K | 0.28% | −35−2.3% | Reduced |
| Financial Partners Group, Inc | 1,505 | $588.7K | 0.09% | −10−0.7% | Reduced |
| Bordeaux Wealth Advisors LLC | 1,507 | $589.4K | 0.11% | +205+15.7% | Added |
| Peoples Bank | 1,508 | $589.8K | 0.40% | 00.0% | Unchanged |
| Strategic Equity Management | 1,509 | $590.2K | 0.28% | 00.0% | Unchanged |
| Comprehensive Financial Consultants Institutional, Inc. | 1,510 | $590.6K | 0.22% | 00.0% | Unchanged |
| Planning Center, Inc. | 1,513 | $591.8K | 0.07% | +50+3.4% | Added |
| Doliver Advisors, LP | 1,518 | $593.7K | 0.16% | +33+2.2% | Added |
| Kaizen Financial Strategies | 1,528 | $597.7K | 0.35% | +5+0.3% | Added |
| Affinity Capital Advisors, LLC | 1,529 | $597.9K | 0.12% | +4+0.3% | Added |
| Olistico Wealth, LLC | 1,530 | $598.4K | 0.37% | 00.0% | Unchanged |
| Frisch Financial Group, Inc. | 1,533 | $600.0K | 0.18% | +79+5.4% | Added |
| Kathmere Capital Management, LLC | 1,537 | $601.1K | 0.06% | +236+18.1% | Added |
| SAM Advisors, LLC | 1,540 | $602.3K | 0.22% | 00.0% | Unchanged |
| Quent Capital, LLC | 1,543 | $603.5K | 0.06% | −22−1.4% | Reduced |
| Sweeney & Michel, LLC | 1,533 | $603.7K | 0.24% | +2+0.1% | Added |
| Trinity Financial Advisors LLC | 1,700 | $604.2K | 0.27% | 00.0% | Unchanged |
| Tectonic Advisors LLC | 1,546 | $604.6K | 0.04% | +32+2.1% | Added |
| Camden National Bank | 1,546 | $604.7K | 0.09% | −7−0.5% | Reduced |
| TFB Advisors LLC | 1,546 | $604.7K | 0.18% | −2−0.1% | Reduced |
| Sunburst Financial Group, LLC | 1,549 | $605.8K | 0.15% | 00.0% | Unchanged |
| Smith Shellnut Wilson LLC | 1,550 | $606.2K | 0.27% | 00.0% | Unchanged |
| Quantum Financial Advisors, LLC | 1,550 | $606.4K | 0.09% | −22−1.4% | Reduced |
| Regent Peak Wealth Advisors LLC | 1,553 | $607.4K | 0.14% | −22−1.4% | Reduced |
| Fagan Associates, Inc. | 1,555 | $608.2K | 0.10% | −5−0.3% | Reduced |
| Citizens Business Bank | 1,556 | $608.6K | 0.12% | −429−21.6% | Reduced |
| Keystone Wealth Services, LLC | 1,557 | $608.9K | 0.17% | +108+7.5% | Added |
| RKL Wealth Management LLC | 1,557 | $608.9K | 0.06% | +1+0.1% | Added |
| Vertex Planning Partners, LLC | 1,557 | $609.0K | 0.15% | +1+0.1% | Added |
| Canal Capital Management, LLC | 1,558 | $609.2K | 0.10% | +4+0.3% | Added |