Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2024
Institutional positions in Caterpillar Inc as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,713
- +37 vs. Q1 2024
- Shares held
- 344.1M
- −3.05M (−0.9%) vs. Q1 2024
- Total value
- $114.5B
- −$12.4B (−9.8%) vs. Q1 2024
- New holders
- 184
- 1,050 more added
- Sold out
- 147
- 995 more reduced
38 institutions that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Trinity Legacy Partners, LLC | 17,562 | $5.85M | 1.66% | +134+0.8% | Added |
| Empirical Finance, LLC | 17,461 | $5.82M | 0.36% | −1,438−7.6% | Reduced |
| Public Sector Pension Investment Board | 17,448 | $5.81M | 0.04% | +6,008+52.5% | Added |
| Ronald Blue Trust, Inc. | 15,789 | $5.79M | 0.08% | +968+6.5% | Added |
| Ellsworth Advisors, LLC | 17,226 | $5.74M | 1.60% | −18,990−52.4% | Reduced |
| Equitable Holdings, Inc. | 17,223 | $5.74M | 0.06% | +2,184+14.5% | Added |
| Summitry LLC | 17,127 | $5.71M | 0.29% | −776−4.3% | Reduced |
| Mizuho Markets Americas LLC | 17,104 | $5.70M | 0.16% | −17,415−50.5% | Reduced |
| Jones Financial Companies LLLP | 17,093 | $5.69M | 0.01% | +12,257+253.5% | Added |
| Mairs & Power Inc | 17,088 | $5.69M | 0.05% | −347−2.0% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 17,068 | $5.69M | 0.31% | +17,068 | New |
| Greenleaf Trust | 17,039 | $5.68M | 0.05% | −364−2.1% | Reduced |
| Family Legacy, Inc. | 16,999 | $5.66M | 2.03% | −921−5.1% | Reduced |
| Country Club Bank | 17,182 | $5.63M | 0.39% | −185−1.1% | Reduced |
| Community Bank, N.A. | 16,885 | $5.62M | 0.74% | −350−2.0% | Reduced |
| Montag A & Associates Inc | 16,860 | $5.62M | 0.28% | −673−3.8% | Reduced |
| Griffin Asset Management, Inc. | 16,847 | $5.61M | 0.65% | +26+0.2% | Added |
| Veriti Management LLC | 16,827 | $5.61M | 0.35% | +1,602+10.5% | Added |
| Beach Investment Counsel Inc | 16,748 | $5.58M | 0.69% | −3,791−18.5% | Reduced |
| Mathes Company, Inc. | 16,683 | $5.56M | 2.02% | +10+0.1% | Added |
| Paloma Partners Management Co | 16,600 | $5.53M | 0.48% | +12,184+275.9% | Added |
| Level Four Advisory Services, LLC | 16,553 | $5.51M | 0.25% | +7,679+86.5% | Added |
| Ascent Wealth Partners, LLC | 16,532 | $5.51M | 0.81% | −182−1.1% | Reduced |
| Ontario Teachers Pension Plan Board | 16,526 | $5.50M | 0.05% | +16,526 | New |
| Foster & Motley Inc | 16,514 | $5.50M | 0.38% | +201+1.2% | Added |
| Beese Fulmer Investment Management, Inc. | 16,484 | $5.49M | 0.50% | −114−0.7% | Reduced |
| Roundview Capital LLC | 16,420 | $5.47M | 0.43% | +95+0.6% | Added |
| Parcion Private Wealth LLC | 16,208 | $5.40M | 0.49% | −448−2.7% | Reduced |
| Principal Securities, Inc. | 16,195 | $5.39M | 0.15% | +5,047+45.3% | Added |
| Twin Capital Management Inc | 16,149 | $5.38M | 0.63% | +228+1.4% | Added |
| EagleClaw Capital Managment, LLC | 16,140 | $5.38M | 0.97% | +570+3.7% | Added |
| Lake Street Advisors Group, LLC | 16,136 | $5.37M | 0.26% | +129+0.8% | Added |
| Sandhill Capital Partners LLC | 16,067 | $5.35M | 0.41% | −250−1.5% | Reduced |
| Holderness Investments Co | 15,986 | $5.32M | 1.26% | −58−0.4% | Reduced |
| Keeler Thomas Management LLC | 15,959 | $5.32M | 1.81% | −367−2.2% | Reduced |
| Assetmark, Inc | 15,932 | $5.31M | 0.02% | +4,963+45.2% | Added |
| Burney Co | 15,930 | $5.31M | 0.20% | −1,133−6.6% | Reduced |
| Wells Trecaso Financial Group, LLC | 15,882 | $5.29M | 1.83% | +47+0.3% | Added |
| Essex Financial Services, Inc. | 15,735 | $5.29M | 0.39% | +3,587+29.5% | Added |
| Siemens Fonds Invest GmbH | 15,827 | $5.27M | 0.39% | −140−0.9% | Reduced |
| Kentucky Retirement Systems Insurance Trust Fund | 15,774 | $5.25M | 0.36% | −1,026−6.1% | Reduced |
| Bank of Hawaii | 15,740 | $5.24M | 0.24% | −113−0.7% | Reduced |
| Financial Advocates Investment Management | 15,714 | $5.23M | 0.33% | −10,406−39.8% | Reduced |
| Eukles Asset Management | 15,644 | $5.21M | 2.25% | +11+0.1% | Added |
| Legacy CG, LLC | 15,589 | $5.19M | 1.77% | +300+2.0% | Added |
| Studio Investment Management LLC | 15,569 | $5.19M | 1.18% | +192+1.2% | Added |
| B & T Capital Management DBA Alpha Capital Management | 15,565 | $5.18M | 1.01% | −566−3.5% | Reduced |
| Northwestern Mutual Investment Management Company, LLC | 15,564 | $5.18M | 0.13% | −590−3.7% | Reduced |
| TCI Wealth Advisors, Inc. | 15,548 | $5.18M | 0.49% | −1,627−9.5% | Reduced |
| Montgomery Investment Management Inc | 15,480 | $5.16M | 2.04% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 15,426 | $5.14M | 0.07% | −1,052−6.4% | Reduced |
| Goelzer Investment Management, Inc. | 15,397 | $5.13M | 0.29% | −50.0% | Reduced |
| NewSquare Capital LLC | 15,388 | $5.13M | 0.44% | +1,500+10.8% | Added |
| Verition Fund Management LLC | 15,339 | $5.11M | 0.04% | −17,075−52.7% | Reduced |
| Cary Street Partner Investment Advisory LLC | 15,241 | $5.08M | 0.21% | −1,089−6.7% | Reduced |
| Robbins Farley LLC | 15,238 | $5.08M | 2.70% | +460+3.1% | Added |
| Flputnam Investment Management Co | 15,223 | $5.07M | 0.10% | +10,717+237.8% | Added |
| Simplex Trading, LLC | 15,201 | $5.06M | 0.16% | +8,422+124.2% | Added |
| Castellan Group, LLC | 15,112 | $5.03M | 2.40% | +923+6.5% | Added |
| Richard Bernstein Advisors LLC | 15,072 | $5.02M | 0.11% | +20.0% | Added |
| Americana Partners, LLC | 15,044 | $5.01M | 0.39% | +172+1.2% | Added |
| Equitable Trust Co | 15,021 | $5.00M | 0.34% | −554−3.6% | Reduced |
| Tower View Investment Management & Research LLC | 15,016 | $5.00M | 2.87% | +110+0.7% | Added |
| Blackston Financial Advisory Group, LLC | 15,009 | $5.00M | 2.80% | +15,009 | New |
| RBF Capital, LLC | 15,000 | $5.00M | 0.29% | 00.0% | Unchanged |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $5.00M | 1.14% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 14,961 | $4.98M | 0.22% | −908−5.7% | Reduced |
| Malaga Cove Capital, LLC | 14,947 | $4.98M | 2.02% | +324+2.2% | Added |
| Resolute Wealth Strategies, LLC | 14,897 | $4.96M | 2.86% | −478−3.1% | Reduced |
| Canandaigua National Bank & Trust Co | 14,819 | $4.94M | 0.53% | −508−3.3% | Reduced |
| Vinva Investment Management Ltd | 15,037 | $4.92M | 0.25% | −958−6.0% | Reduced |
| Chicago Capital, LLC | 14,782 | $4.92M | 0.15% | +515+3.6% | Added |
| Monument Capital Management | 14,776 | $4.92M | 1.45% | −359−2.4% | Reduced |
| Old National Bancorp | 14,632 | $4.87M | 0.11% | −1,484−9.2% | Reduced |
| Nikko Asset Management Americas, Inc. | 14,627 | $4.87M | 0.06% | −4,829−24.8% | Reduced |
| Warren Averett Asset Management, LLC | 14,610 | $4.87M | 0.10% | +3,990+37.6% | Added |
| Plato Investment Management Ltd | 14,594 | $4.86M | 0.45% | +1,129+8.4% | Added |
| Sandy Spring Bank | 14,488 | $4.83M | 0.21% | −213−1.4% | Reduced |
| Great Valley Advisor Group, Inc. | 14,440 | $4.81M | 0.13% | +532+3.8% | Added |
| Mission Creek Capital Partners, Inc. | 14,382 | $4.79M | 1.21% | +2,559+21.6% | Added |
| FRG Family Wealth Advisors LLC | 14,624 | $4.77M | 0.92% | −170−1.1% | Reduced |
| Covington Investment Advisors Inc. | 14,325 | $4.77M | 0.77% | +14,325 | New |
| StoneX Group Inc. | 14,302 | $4.76M | 0.38% | +1,549+12.1% | Added |
| Webster Bank, N. A. | 14,160 | $4.72M | 0.52% | −459−3.1% | Reduced |
| FORA Capital, LLC | 14,144 | $4.71M | 0.57% | +14,144 | New |
| Wright Investors Service Inc | 14,142 | $4.71M | 1.24% | +133+0.9% | Added |
| Merit Financial Group, LLC | 14,133 | $4.71M | 0.10% | +479+3.5% | Added |
| Hallmark Capital Management Inc | 14,095 | $4.70M | 0.37% | −1,651−10.5% | Reduced |
| Seascape Capital Management | 14,005 | $4.67M | 1.74% | +169+1.2% | Added |
| GAM Holding AG | 13,958 | $4.65M | 0.36% | −4,006−22.3% | Reduced |
| Terry L. Blaker | 13,950 | $4.65M | 0.19% | −2,992−17.7% | Reduced |
| Wealthcare Advisory Partners LLC | 13,931 | $4.64M | 0.14% | +1,075+8.4% | Added |
| Arrow Financial Corp | 13,884 | $4.62M | 0.45% | −711−4.9% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 13,865 | $4.62M | 0.18% | +553+4.2% | Added |
| Altrius Capital Management Inc | 13,772 | $4.59M | 1.21% | +318+2.4% | Added |
| Johnson Financial Group, Inc. | 13,748 | $4.58M | 0.22% | +7,748+129.1% | Added |
| Leuthold Group, LLC | 13,733 | $4.57M | 0.53% | −123−0.9% | Reduced |
| IronBridge Private Wealth, LLC | 13,655 | $4.55M | 1.70% | −205−1.5% | Reduced |
| Sowell Financial Services LLC | 13,450 | $4.48M | 0.21% | −597−4.3% | Reduced |
| Bailard, Inc. | 13,435 | $4.48M | 0.12% | +398+3.1% | Added |