Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2024
Institutional positions in Caterpillar Inc as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,713
- +37 vs. Q1 2024
- Shares held
- 344.1M
- −3.05M (−0.9%) vs. Q1 2024
- Total value
- $114.5B
- −$12.4B (−9.8%) vs. Q1 2024
- New holders
- 184
- 1,050 more added
- Sold out
- 147
- 995 more reduced
38 institutions that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wellington Management Group LLP | 65,501 | $21.8M | 0.00% | −5,198−7.4% | Reduced |
| Factory Mutual Insurance Co | 64,100 | $21.4M | 0.24% | 00.0% | Unchanged |
| FineMark National Bank & Trust | 63,148 | $21.0M | 0.78% | −320−0.5% | Reduced |
| Nissay Asset Management Corp | 62,599 | $20.9M | 0.14% | +1,192+1.9% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 62,241 | $20.7M | 0.09% | +58,275+1,469.4% | Added |
| Fiduciary Trust Co | 61,945 | $20.6M | 0.31% | −3,594−5.5% | Reduced |
| Delta Asset Management LLC | 61,857 | $20.6M | 1.86% | −743−1.2% | Reduced |
| State of Alaska, Department of Revenue | 60,046 | $20.0M | 0.22% | −1,130−1.8% | Reduced |
| Blackhill Capital Inc | 60,000 | $20.0M | 1.24% | 00.0% | Unchanged |
| CCM Investment Advisers LLC | 59,901 | $20.0M | 2.34% | −639−1.1% | Reduced |
| Associated Banc-Corp | 59,310 | $19.8M | 0.61% | −1,040−1.7% | Reduced |
| Canada Pension Plan Investment Board | 59,066 | $19.7M | 0.02% | −348,611−85.5% | Reduced |
| Umb Bank N A | 58,650 | $19.5M | 0.32% | −4,447−7.0% | Reduced |
| Wealthfront Advisers LLC | 58,064 | $19.3M | 0.07% | +2,686+4.9% | Added |
| Integrated Advisors Network LLC | 57,891 | $19.3M | 0.99% | +10,725+22.7% | Added |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 57,082 | $19.0M | 0.02% | −32,330−36.2% | Reduced |
| Richard C. Young & CO., LTD. | 56,559 | $18.8M | 2.29% | +195+0.3% | Added |
| Massmutual Trust Co FSB | 56,335 | $18.8M | 0.57% | −1,524−2.6% | Reduced |
| Congress Asset Management Co | 56,271 | $18.7M | 0.13% | +170+0.3% | Added |
| Callahan Advisors, LLC | 55,373 | $18.4M | 1.92% | −2,325−4.0% | Reduced |
| Moran Wealth Management, LLC | 55,310 | $18.4M | 0.61% | +532+1.0% | Added |
| Wharton Business Group, LLC | 54,818 | $18.3M | 0.94% | −875−1.6% | Reduced |
| Brevan Howard Capital Management LP | 54,666 | $18.2M | 1.19% | +49,275+914.0% | Added |
| KCM Investment Advisors LLC | 54,514 | $18.2M | 0.65% | −674−1.2% | Reduced |
| HM Payson & Co | 54,449 | $18.1M | 0.33% | +49,064+911.1% | Added |
| Mirae Asset Global Investments Co., Ltd. | 55,066 | $18.0M | 0.09% | −81,749−59.8% | Reduced |
| Winton Group Ltd | 53,469 | $17.8M | 1.20% | +49,762+1,342.4% | Added |
| United Capital Financial Advisers, LLC | 53,091 | $17.7M | 0.15% | −5,026−8.6% | Reduced |
| LaFleur & Godfrey LLC | 53,073 | $17.7M | 2.59% | +1,383+2.7% | Added |
| Harvest Portfolios Group Inc. | 53,053 | $17.7M | 0.68% | −7,871−12.9% | Reduced |
| Fayez Sarofim & Co | 52,959 | $17.6M | 0.05% | +12,549+31.1% | Added |
| Exchange Traded Concepts, LLC | 52,036 | $17.3M | 0.44% | +28,100+117.4% | Added |
| Empowered Funds, LLC | 51,428 | $17.1M | 0.30% | +32,499+171.7% | Added |
| Birmingham Capital Management Co Inc | 50,865 | $16.9M | 6.62% | −1,400−2.7% | Reduced |
| Independent Advisor Alliance | 49,959 | $16.6M | 0.57% | −2,047−3.9% | Reduced |
| Whittier Trust Co | 49,911 | $16.6M | 0.24% | −1,437−2.8% | Reduced |
| Baker Avenue Asset Management, LP | 49,778 | $16.6M | 0.57% | −14,379−22.4% | Reduced |
| Charter Trust Co | 49,531 | $16.5M | 1.09% | −1,109−2.2% | Reduced |
| Ethic Inc. | 49,278 | $16.4M | 0.38% | +4,567+10.2% | Added |
| Summit Trail Advisors, LLC | 49,191 | $16.4M | 0.43% | +30,752+166.8% | Added |
| CWM Advisors, LLC | 48,876 | $16.3M | 1.88% | −5,668−10.4% | Reduced |
| First National Trust Co | 48,823 | $16.3M | 0.67% | +6,619+15.7% | Added |
| Savant Capital, LLC | 48,741 | $16.2M | 0.16% | +1,720+3.7% | Added |
| JustInvest LLC | 49,012 | $16.1M | 0.31% | +4,348+9.7% | Added |
| Allianz SE | 47,484 | $15.8M | 0.46% | −5,163−9.8% | Reduced |
| Congress Wealth Management LLC | 47,030 | $15.7M | 0.25% | +997+2.2% | Added |
| Sanibel Captiva Trust Company, Inc. | 46,506 | $15.5M | 0.53% | +133+0.3% | Added |
| Clear Harbor Asset Management, LLC | 46,159 | $15.4M | 1.34% | −474−1.0% | Reduced |
| Crossmark Global Holdings, Inc. | 45,783 | $15.3M | 0.29% | +2,663+6.2% | Added |
| NBT Bank N A | 45,654 | $15.1M | 1.08% | −635−1.4% | Reduced |
| Pacer Advisors, Inc. | 45,106 | $15.0M | 0.03% | +3,211+7.7% | Added |
| American Assets Investment Management, LLC | 45,000 | $15.0M | 1.40% | 00.0% | Unchanged |
| Lido Advisors, LLC | 43,652 | $14.5M | 0.12% | +5,518+14.5% | Added |
| Quilter Plc | 43,354 | $14.4M | 0.32% | −297−0.7% | Reduced |
| Avantax Advisory Services, Inc. | 43,351 | $14.4M | 0.10% | +8,172+23.2% | Added |
| Investment Management Corp of Ontario | 43,339 | $14.4M | 0.39% | +28,132+185.0% | Added |
| Atria Investments LLC | 43,046 | $14.3M | 0.19% | −2,683−5.9% | Reduced |
| Rafferty Asset Management, LLC | 43,046 | $14.3M | 0.05% | +721+1.7% | Added |
| Atwater Malick LLC | 42,891 | $14.3M | 4.92% | +212+0.5% | Added |
| Elo Mutual Pension Insurance Co | 42,785 | $14.3M | 0.33% | −3,731−8.0% | Reduced |
| Central Trust Co | 42,667 | $14.2M | 0.35% | −369−0.9% | Reduced |
| M&G Plc | 42,641 | $14.2M | 0.08% | +1,632+4.0% | Added |
| Cullinan Associates Inc | 42,620 | $14.2M | 0.80% | +637+1.5% | Added |
| Allied Investment Advisors, LLC | 42,426 | $14.1M | 3.32% | −1,085−2.5% | Reduced |
| Dodge & Cox | 42,276 | $14.1M | 0.01% | −50−0.1% | Reduced |
| CIBC Private Wealth Group, LLC | 42,747 | $14.1M | 0.03% | +800+1.9% | Added |
| Oregon Public Employees Retirement Fund | 42,007 | $14.0M | 0.28% | −1,528−3.5% | Reduced |
| Ilmarinen Mutual Pension Insurance Co | 42,000 | $14.0M | 0.16% | +29,000+223.1% | Added |
| Davenport & Co LLC | 41,979 | $14.0M | 0.09% | +482+1.2% | Added |
| Salem Investment Counselors Inc | 41,884 | $14.0M | 0.45% | −52−0.1% | Reduced |
| Janney Capital Management LLC | 41,777 | $13.9M | 0.98% | −3,077−6.9% | Reduced |
| National Asset Management, Inc. | 41,668 | $13.9M | 0.35% | +2,120+5.4% | Added |
| Culbertson A N & Co Inc | 41,452 | $13.8M | 2.41% | −1,360−3.2% | Reduced |
| Kestra Private Wealth Services, LLC | 41,298 | $13.8M | 0.28% | +12,621+44.0% | Added |
| Quantinno Capital Management LP | 41,032 | $13.7M | 0.25% | +3,691+9.9% | Added |
| Bokf, NA | 40,949 | $13.6M | 0.24% | +7,429+22.2% | Added |
| Teachers Retirement System of the State of Kentucky | 40,948 | $13.6M | 0.12% | −1,188−2.8% | Reduced |
| Dnca Finance | 40,870 | $13.6M | 1.17% | +40,870 | New |
| Gulf International Bank (UK) Ltd | 40,782 | $13.6M | 0.34% | −3,262−7.4% | Reduced |
| Stillwater Capital Advisors, LLC | 40,727 | $13.6M | 1.89% | −330−0.8% | Reduced |
| Parsons Capital Management Inc | 40,470 | $13.5M | 0.92% | +711+1.8% | Added |
| Dana Investment Advisors, Inc. | 40,392 | $13.5M | 0.45% | −3,034−7.0% | Reduced |
| Clifford Swan Investment Counsel LLC | 40,152 | $13.4M | 0.50% | −140.0% | Reduced |
| Jacobs & Co | 40,016 | $13.3M | 1.40% | +416+1.1% | Added |
| Zimmer Partners, LP | 40,000 | $13.3M | 0.25% | +13,280+49.7% | Added |
| Segment Wealth Management, LLC | 39,967 | $13.3M | 0.98% | +3,442+9.4% | Added |
| Bogart Wealth, LLC | 39,853 | $13.3M | 0.68% | −287−0.7% | Reduced |
| Lee Danner & Bass Inc | 39,617 | $13.2M | 1.02% | +39,617 | New |
| Dearborn Partners LLC | 39,485 | $13.2M | 0.57% | −346−0.9% | Reduced |
| Dakota Wealth Management | 38,685 | $12.9M | 0.30% | −22,107−36.4% | Reduced |
| Prio Wealth Limited Partnership | 38,671 | $12.9M | 0.38% | −1,911−4.7% | Reduced |
| Oppenheimer Asset Management Inc. | 38,641 | $12.9M | 0.16% | +14,382+59.3% | Added |
| LS Investment Advisors, LLC | 38,569 | $12.8M | 2.00% | −681−1.7% | Reduced |
| Teamwork Financial Advisors, LLC | 38,259 | $12.7M | 1.89% | +31,346+453.4% | Added |
| Noesis Capital Mangement Corp | 38,230 | $12.7M | 2.82% | −301−0.8% | Reduced |
| Maryland State Retirement & Pension System | 38,115 | $12.7M | 0.23% | −1,748−4.4% | Reduced |
| Atria Wealth Solutions, Inc. | 38,041 | $12.7M | 0.14% | −5,126−11.9% | Reduced |
| Capital Investment Advisors, LLC | 37,807 | $12.6M | 0.28% | −923−2.4% | Reduced |
| Synovus Financial Corp | 37,806 | $12.6M | 0.17% | −147−0.4% | Reduced |
| Mizuho Securities USA LLC | 37,707 | $12.6M | 0.28% | +37,707 | New |