Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2024
Institutional positions in Caterpillar Inc as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,712
- +37 vs. Q1 2024
- Shares held
- 344.1M
- −3.05M (−0.9%) vs. Q1 2024
- Total value
- $114.5B
- −$12.4B (−9.8%) vs. Q1 2024
- New holders
- 184
- 1,050 more added
- Sold out
- 147
- 995 more reduced
38 institutions that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Guyasuta Investment Advisors Inc | 14,612 | $4.32M | 0.32% | 00.0% | Unchanged |
| Blue Edge Capital, LLC | 13,007 | $4.33M | 0.72% | −12−0.1% | Reduced |
| Trajan Wealth LLC | 13,020 | $4.34M | 0.28% | −405−3.0% | Reduced |
| Tokio Marine Asset Management Co Ltd | 13,041 | $4.34M | 0.21% | +319+2.5% | Added |
| Wetherby Asset Management Inc | 13,094 | $4.36M | 0.21% | −282−2.1% | Reduced |
| Ledyard National Bank | 13,104 | $4.36M | 0.42% | +122+0.9% | Added |
| Financial Advisory Service, Inc. | 13,123 | $4.37M | 0.38% | +809+6.6% | Added |
| Reliant Investment Management, LLC | 13,137 | $4.38M | 2.06% | −4,998−27.6% | Reduced |
| Kinneret Advisory, LLC | 13,160 | $4.38M | 0.42% | −3,364−20.4% | Reduced |
| Ameritas Investment Partners, Inc. | 13,303 | $4.43M | 0.15% | −180−1.3% | Reduced |
| Gilliland Jeter Wealth Management LLC | 13,363 | $4.45M | 1.50% | +18+0.1% | Added |
| Ambassador Advisors, LLC | 13,383 | $4.46M | 0.81% | +12,792+2,164.5% | Added |
| Bailard, Inc. | 13,435 | $4.48M | 0.12% | +398+3.1% | Added |
| Sowell Financial Services LLC | 13,450 | $4.48M | 0.21% | −597−4.3% | Reduced |
| IronBridge Private Wealth, LLC | 13,655 | $4.55M | 1.70% | −205−1.5% | Reduced |
| Leuthold Group, LLC | 13,733 | $4.57M | 0.53% | −123−0.9% | Reduced |
| Johnson Financial Group, Inc. | 13,748 | $4.58M | 0.22% | +7,748+129.1% | Added |
| Altrius Capital Management Inc | 13,772 | $4.59M | 1.21% | +318+2.4% | Added |
| U.S. Capital Wealth Advisors, LLC | 13,865 | $4.62M | 0.18% | +553+4.2% | Added |
| Arrow Financial Corp | 13,884 | $4.62M | 0.45% | −711−4.9% | Reduced |
| Wealthcare Advisory Partners LLC | 13,931 | $4.64M | 0.14% | +1,075+8.4% | Added |
| Terry L. Blaker | 13,950 | $4.65M | 0.19% | −2,992−17.7% | Reduced |
| GAM Holding AG | 13,958 | $4.65M | 0.36% | −4,006−22.3% | Reduced |
| Seascape Capital Management | 14,005 | $4.67M | 1.74% | +169+1.2% | Added |
| Hallmark Capital Management Inc | 14,095 | $4.70M | 0.37% | −1,651−10.5% | Reduced |
| Merit Financial Group, LLC | 14,133 | $4.71M | 0.10% | +479+3.5% | Added |
| Wright Investors Service Inc | 14,142 | $4.71M | 1.24% | +133+0.9% | Added |
| FORA Capital, LLC | 14,144 | $4.71M | 0.57% | +14,144 | New |
| Webster Bank, N. A. | 14,160 | $4.72M | 0.52% | −459−3.1% | Reduced |
| StoneX Group Inc. | 14,302 | $4.76M | 0.38% | +1,549+12.1% | Added |
| Covington Investment Advisors Inc. | 14,325 | $4.77M | 0.77% | +14,325 | New |
| FRG Family Wealth Advisors LLC | 14,624 | $4.77M | 0.92% | −170−1.1% | Reduced |
| Mission Creek Capital Partners, Inc. | 14,382 | $4.79M | 1.21% | +2,559+21.6% | Added |
| Great Valley Advisor Group, Inc. | 14,440 | $4.81M | 0.13% | +532+3.8% | Added |
| Sandy Spring Bank | 14,488 | $4.83M | 0.21% | −213−1.4% | Reduced |
| Plato Investment Management Ltd | 14,594 | $4.86M | 0.45% | +1,129+8.4% | Added |
| Warren Averett Asset Management, LLC | 14,610 | $4.87M | 0.10% | +3,990+37.6% | Added |
| Nikko Asset Management Americas, Inc. | 14,627 | $4.87M | 0.06% | −4,829−24.8% | Reduced |
| Old National Bancorp | 14,632 | $4.87M | 0.11% | −1,484−9.2% | Reduced |
| Monument Capital Management | 14,776 | $4.92M | 1.45% | −359−2.4% | Reduced |
| Chicago Capital, LLC | 14,782 | $4.92M | 0.15% | +515+3.6% | Added |
| Vinva Investment Management Ltd | 15,037 | $4.92M | 0.25% | −958−6.0% | Reduced |
| Canandaigua National Bank & Trust Co | 14,819 | $4.94M | 0.53% | −508−3.3% | Reduced |
| Resolute Wealth Strategies, LLC | 14,897 | $4.96M | 2.86% | −478−3.1% | Reduced |
| Malaga Cove Capital, LLC | 14,947 | $4.98M | 2.02% | +324+2.2% | Added |
| Geneos Wealth Management Inc. | 14,961 | $4.98M | 0.22% | −908−5.7% | Reduced |
| RBF Capital, LLC | 15,000 | $5.00M | 0.29% | 00.0% | Unchanged |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $5.00M | 1.14% | 00.0% | Unchanged |
| Blackston Financial Advisory Group, LLC | 15,009 | $5.00M | 2.80% | +15,009 | New |
| Tower View Investment Management & Research LLC | 15,016 | $5.00M | 2.87% | +110+0.7% | Added |
| Equitable Trust Co | 15,021 | $5.00M | 0.34% | −554−3.6% | Reduced |
| Americana Partners, LLC | 15,044 | $5.01M | 0.39% | +172+1.2% | Added |
| Richard Bernstein Advisors LLC | 15,072 | $5.02M | 0.11% | +20.0% | Added |
| Castellan Group, LLC | 15,112 | $5.03M | 2.40% | +923+6.5% | Added |
| Simplex Trading, LLC | 15,201 | $5.06M | 0.16% | +8,422+124.2% | Added |
| Flputnam Investment Management Co | 15,223 | $5.07M | 0.10% | +10,717+237.8% | Added |
| Robbins Farley LLC | 15,238 | $5.08M | 2.70% | +460+3.1% | Added |
| Cary Street Partner Investment Advisory LLC | 15,241 | $5.08M | 0.21% | −1,089−6.7% | Reduced |
| Verition Fund Management LLC | 15,339 | $5.11M | 0.04% | −17,075−52.7% | Reduced |
| NewSquare Capital LLC | 15,388 | $5.13M | 0.44% | +1,500+10.8% | Added |
| Goelzer Investment Management, Inc. | 15,397 | $5.13M | 0.29% | −50.0% | Reduced |
| Integrated Wealth Concepts LLC | 15,426 | $5.14M | 0.07% | −1,052−6.4% | Reduced |
| Montgomery Investment Management Inc | 15,480 | $5.16M | 2.04% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 15,548 | $5.18M | 0.49% | −1,627−9.5% | Reduced |
| Northwestern Mutual Investment Management Company, LLC | 15,564 | $5.18M | 0.13% | −590−3.7% | Reduced |
| B & T Capital Management DBA Alpha Capital Management | 15,565 | $5.18M | 1.01% | −566−3.5% | Reduced |
| Studio Investment Management LLC | 15,569 | $5.19M | 1.18% | +192+1.2% | Added |
| Legacy CG, LLC | 15,589 | $5.19M | 1.77% | +300+2.0% | Added |
| Eukles Asset Management | 15,644 | $5.21M | 2.25% | +11+0.1% | Added |
| Financial Advocates Investment Management | 15,714 | $5.23M | 0.33% | −10,406−39.8% | Reduced |
| Bank of Hawaii | 15,740 | $5.24M | 0.24% | −113−0.7% | Reduced |
| Kentucky Retirement Systems Insurance Trust Fund | 15,774 | $5.25M | 0.36% | −1,026−6.1% | Reduced |
| Siemens Fonds Invest GmbH | 15,827 | $5.27M | 0.39% | −140−0.9% | Reduced |
| Essex Financial Services, Inc. | 15,735 | $5.29M | 0.39% | +3,587+29.5% | Added |
| Wells Trecaso Financial Group, LLC | 15,882 | $5.29M | 1.83% | +47+0.3% | Added |
| Burney Co | 15,930 | $5.31M | 0.20% | −1,133−6.6% | Reduced |
| Assetmark, Inc | 15,932 | $5.31M | 0.02% | +4,963+45.2% | Added |
| Keeler Thomas Management LLC | 15,959 | $5.32M | 1.81% | −367−2.2% | Reduced |
| Holderness Investments Co | 15,986 | $5.32M | 1.26% | −58−0.4% | Reduced |
| Sandhill Capital Partners LLC | 16,067 | $5.35M | 0.41% | −250−1.5% | Reduced |
| Lake Street Advisors Group, LLC | 16,136 | $5.37M | 0.26% | +129+0.8% | Added |
| EagleClaw Capital Managment, LLC | 16,140 | $5.38M | 0.97% | +570+3.7% | Added |
| Twin Capital Management Inc | 16,149 | $5.38M | 0.63% | +228+1.4% | Added |
| Principal Securities, Inc. | 16,195 | $5.39M | 0.15% | +5,047+45.3% | Added |
| Parcion Private Wealth LLC | 16,208 | $5.40M | 0.49% | −448−2.7% | Reduced |
| Roundview Capital LLC | 16,420 | $5.47M | 0.43% | +95+0.6% | Added |
| Beese Fulmer Investment Management, Inc. | 16,484 | $5.49M | 0.50% | −114−0.7% | Reduced |
| Foster & Motley Inc | 16,514 | $5.50M | 0.38% | +201+1.2% | Added |
| Ontario Teachers Pension Plan Board | 16,526 | $5.50M | 0.05% | +16,526 | New |
| Ascent Wealth Partners, LLC | 16,532 | $5.51M | 0.81% | −182−1.1% | Reduced |
| Level Four Advisory Services, LLC | 16,553 | $5.51M | 0.25% | +7,679+86.5% | Added |
| Paloma Partners Management Co | 16,600 | $5.53M | 0.48% | +12,184+275.9% | Added |
| Mathes Company, Inc. | 16,683 | $5.56M | 2.02% | +10+0.1% | Added |
| Beach Investment Counsel Inc | 16,748 | $5.58M | 0.69% | −3,791−18.5% | Reduced |
| Veriti Management LLC | 16,827 | $5.61M | 0.35% | +1,602+10.5% | Added |
| Griffin Asset Management, Inc. | 16,847 | $5.61M | 0.65% | +26+0.2% | Added |
| Montag A & Associates Inc | 16,860 | $5.62M | 0.28% | −673−3.8% | Reduced |
| Community Bank, N.A. | 16,885 | $5.62M | 0.74% | −350−2.0% | Reduced |
| Country Club Bank | 17,182 | $5.63M | 0.39% | −185−1.1% | Reduced |
| Family Legacy, Inc. | 16,999 | $5.66M | 2.03% | −921−5.1% | Reduced |