Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2024
Institutional positions in Caterpillar Inc as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,712
- +37 vs. Q1 2024
- Shares held
- 344.1M
- −3.05M (−0.9%) vs. Q1 2024
- Total value
- $114.5B
- −$12.4B (−9.8%) vs. Q1 2024
- New holders
- 184
- 1,050 more added
- Sold out
- 147
- 995 more reduced
38 institutions that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| First Dallas Securities Inc. | 10,046 | $3.35M | 1.47% | −152−1.5% | Reduced |
| Baldwin Investment Management, LLC | 10,053 | $3.35M | 0.46% | 00.0% | Unchanged |
| Cynosure Management, LLC | 10,099 | $3.36M | 0.54% | +6,464+177.8% | Added |
| Brown Brothers Harriman & Co | 10,108 | $3.37M | 0.03% | −326−3.1% | Reduced |
| Oliver Luxxe Assets LLC | 10,116 | $3.37M | 0.72% | −58−0.6% | Reduced |
| Caldwell Sutter Capital, Inc. | 10,118 | $3.37M | 1.67% | −776−7.1% | Reduced |
| Evercore Wealth Management, LLC | 10,122 | $3.37M | 0.05% | −57−0.6% | Reduced |
| Worldquant Millennium Advisors LLC | 10,134 | $3.38M | 0.03% | +3,778+59.4% | Added |
| Monetary Management Group Inc | 10,167 | $3.39M | 0.90% | −250−2.4% | Reduced |
| KMG Fiduciary Partners, LLC | 10,176 | $3.39M | 0.33% | +157+1.6% | Added |
| Naples Global Advisors, LLC | 10,187 | $3.39M | 0.34% | −29−0.3% | Reduced |
| Trust Co of Toledo NA | 10,230 | $3.41M | 0.49% | 00.0% | Unchanged |
| Mitchell McLeod Pugh & Williams Inc | 10,314 | $3.44M | 0.78% | 00.0% | Unchanged |
| Gluskin Sheff & Assoc Inc | 10,325 | $3.44M | 0.39% | −6−0.1% | Reduced |
| Occidental Asset Management, LLC | 10,331 | $3.44M | 0.60% | +462+4.7% | Added |
| Prudential PLC | 10,333 | $3.44M | 0.02% | +2,854+38.2% | Added |
| Hudson Capital Management LLC | 10,350 | $3.45M | 1.16% | +10,350 | New |
| JPL Wealth Management, LLC | 10,359 | $3.45M | 1.69% | +1,158+12.6% | Added |
| Legacy Financial Strategies, LLC | 10,514 | $3.48M | 0.84% | +828+8.5% | Added |
| Arrowstreet Capital, Limited Partnership | 10,449 | $3.48M | 0.00% | −24,676−70.3% | Reduced |
| Mystic Asset Management, Inc. | 10,455 | $3.48M | 1.41% | −23−0.2% | Reduced |
| Harbor Capital Advisors, Inc. | 10,528 | $3.51M | 0.27% | +19+0.2% | Added |
| Graypoint LLC | 10,590 | $3.53M | 0.24% | −703−6.2% | Reduced |
| Tritonpoint Wealth, LLC | 10,612 | $3.53M | 0.34% | −84−0.8% | Reduced |
| PFG Advisors | 10,623 | $3.54M | 0.24% | +199+1.9% | Added |
| Asahi Life Asset Management Co., Ltd. | 10,625 | $3.54M | 2.43% | −2,518−19.2% | Reduced |
| Pure Financial Advisors, Inc. | 10,675 | $3.56M | 0.10% | +319+3.1% | Added |
| Kinloch Capital, LLC | 10,697 | $3.56M | 1.86% | −212−1.9% | Reduced |
| MV Capital Management, Inc. | 10,713 | $3.57M | 0.40% | +164+1.6% | Added |
| Boyd Watterson Asset Management LLC | 10,737 | $3.58M | 1.02% | 00.0% | Unchanged |
| Whalerock Point Partners, LLC | 10,742 | $3.58M | 0.96% | 00.0% | Unchanged |
| Campbell & CO Investment Adviser LLC | 10,773 | $3.59M | 0.31% | +10,773 | New |
| Wiley Bros.-Aintree Capital, LLC | 10,788 | $3.59M | 0.16% | +4,963+85.2% | Added |
| Traynor Capital Management, Inc. | 10,789 | $3.59M | 0.30% | +134+1.3% | Added |
| Consolidated Capital Management, LLC | 10,853 | $3.62M | 1.73% | −5,434−33.4% | Reduced |
| Capstone Investment Advisors, LLC | 10,854 | $3.62M | 0.08% | +10,763+11,827.5% | Added |
| IHT Wealth Management, LLC | 10,906 | $3.63M | 0.14% | +498+4.8% | Added |
| Heritage Trust Co | 10,933 | $3.64M | 0.48% | −66−0.6% | Reduced |
| Commerzbank Aktiengesellschaft | 10,933 | $3.64M | 0.12% | +94+0.9% | Added |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 10,964 | $3.65M | 0.11% | +4,372+66.3% | Added |
| Regency Capital Management Inc. | 10,996 | $3.66M | 2.36% | +825+8.1% | Added |
| CPA Asset Management LLC | 11,009 | $3.67M | 1.96% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 11,011 | $3.67M | 0.31% | −284−2.5% | Reduced |
| Capital Investment Counsel, Inc | 11,035 | $3.68M | 0.55% | +300+2.8% | Added |
| Asset Management Group, Inc. | 11,057 | $3.68M | 0.69% | +63+0.6% | Added |
| Lake Street Financial LLC | 11,077 | $3.69M | 0.48% | +6,493+141.6% | Added |
| Relative Value Partners Group, LLC | 11,077 | $3.69M | 0.48% | +10,112+1,047.9% | Added |
| BLB&B Advisors, LLC | 11,173 | $3.72M | 0.20% | −206−1.8% | Reduced |
| Moneta Group Investment Advisors LLC | 11,173 | $3.72M | 0.06% | +630+6.0% | Added |
| Wakefield Asset Management LLLP | 11,234 | $3.74M | 1.31% | −875−7.2% | Reduced |
| Nicholas Hoffman & Company, LLC. | 11,239 | $3.74M | 0.18% | +549+5.1% | Added |
| Modus Advisors, LLC | 11,253 | $3.75M | 1.33% | +53+0.5% | Added |
| MWA Asset Management | 11,259 | $3.75M | 2.67% | −60−0.5% | Reduced |
| CAPROCK Group, Inc. | 11,276 | $3.76M | 0.15% | +4,225+59.9% | Added |
| Smith, Moore & Co. | 11,281 | $3.76M | 0.39% | +240+2.2% | Added |
| Creative Financial Designs Inc | 11,282 | $3.76M | 0.33% | +246+2.2% | Added |
| Johnson Investment Counsel Inc | 11,344 | $3.78M | 0.04% | −52−0.5% | Reduced |
| Providence Wealth Advisors, LLC | 11,587 | $3.78M | 3.01% | +67+0.6% | Added |
| XTX Topco Ltd | 11,453 | $3.81M | 0.33% | +11,453 | New |
| Frank, Rimerman Advisors LLC | 11,463 | $3.82M | 0.27% | +11,463 | New |
| Spirit of America Management Corp | 11,490 | $3.83M | 0.78% | 00.0% | Unchanged |
| Gouws Capital LLC | 11,547 | $3.85M | 2.75% | +270+2.4% | Added |
| Midland Wealth Advisors LLC | 11,563 | $3.85M | 0.23% | −117−1.0% | Reduced |
| Procyon Private Wealth Partners, LLC | 11,628 | $3.87M | 0.29% | −55−0.5% | Reduced |
| EP Wealth Advisors, LLC | 11,632 | $3.87M | 0.04% | +1,166+11.1% | Added |
| Kingsview Wealth Management, LLC | 11,658 | $3.88M | 0.09% | −345−2.9% | Reduced |
| Spire Wealth Management | 11,694 | $3.90M | 0.14% | −2,286−16.4% | Reduced |
| Fifth Third Wealth Advisors LLC | 11,811 | $3.93M | 0.30% | +4,869+70.1% | Added |
| New Hampshire Trust | 11,834 | $3.94M | 0.90% | +223+1.9% | Added |
| Slow Capital, Inc. | 11,908 | $3.97M | 0.64% | −241−2.0% | Reduced |
| Leavell Investment Management, Inc. | 11,922 | $3.97M | 0.22% | +169+1.4% | Added |
| Argyle Capital Management Inc. | 11,942 | $3.98M | 1.64% | −1,975−14.2% | Reduced |
| Global Wealth Management Investment Advisory, Inc. | 11,948 | $3.98M | 0.93% | +435+3.8% | Added |
| Azimuth Capital Investment Management LLC | 11,960 | $3.98M | 0.16% | −300−2.4% | Reduced |
| Focus Financial Network, Inc. | 11,159 | $3.99M | 0.17% | +560+5.3% | Added |
| Meeder Advisory Services, Inc. | 11,990 | $3.99M | 0.28% | +2,889+31.7% | Added |
| Profund Advisors LLC | 12,076 | $4.02M | 0.15% | −610−4.8% | Reduced |
| Whitener Capital Management, Inc. | 12,086 | $4.03M | 1.22% | +232+2.0% | Added |
| Panagora Asset Management Inc | 12,132 | $4.04M | 0.02% | −273,568−95.8% | Reduced |
| Sapient Capital LLC | 12,190 | $4.06M | 0.08% | −512−4.0% | Reduced |
| Signaturefd, LLC | 12,206 | $4.07M | 0.08% | −352−2.8% | Reduced |
| Liberty One Investment Management, LLC | 12,206 | $4.07M | 0.46% | −849−6.5% | Reduced |
| Jacobi Capital Management LLC | 12,207 | $4.07M | 0.35% | +13+0.1% | Added |
| MEMBERS Trust Co | 12,268 | $4.09M | 0.12% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 12,298 | $4.10M | 0.30% | −2,733−18.2% | Reduced |
| Vista Investment Partners LLC | 12,323 | $4.10M | 1.37% | +76+0.6% | Added |
| J.P. Marvel Investment Advisors, LLC | 12,364 | $4.12M | 0.68% | −95−0.8% | Reduced |
| Jackson Square Capital, LLC | 12,399 | $4.13M | 1.02% | −381−3.0% | Reduced |
| Ogorek Anthony Joseph | 12,460 | $4.15M | 1.44% | +22+0.2% | Added |
| Barbara Oil Co. | 12,500 | $4.16M | 1.82% | 00.0% | Unchanged |
| Applied Capital LLC | 12,511 | $4.17M | 3.64% | +148+1.2% | Added |
| DT Investment Partners, LLC | 12,557 | $4.18M | 0.37% | +18+0.1% | Added |
| Hayek Kallen Investment Management | 12,697 | $4.23M | 1.58% | −164−1.3% | Reduced |
| Plimoth Trust Co LLC | 12,712 | $4.23M | 1.13% | −100−0.8% | Reduced |
| Stonebridge Capital Management Inc | 12,722 | $4.24M | 1.81% | 00.0% | Unchanged |
| Thoroughbred Financial Services, LLC | 12,784 | $4.26M | 0.28% | +2,210+20.9% | Added |
| Viewpoint Capital Management LLC | 12,785 | $4.26M | 2.61% | −12,548−49.5% | Reduced |
| Iowa State Bank | 12,826 | $4.27M | 0.94% | −1,259−8.9% | Reduced |
| Anchor Investment Management, LLC | 12,941 | $4.31M | 0.44% | +489+3.9% | Added |
| Trust Co of Vermont | 12,949 | $4.31M | 0.23% | −348−2.6% | Reduced |