Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2022
Institutional positions in Caterpillar Inc as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,077
- −70 vs. Q1 2022
- Shares held
- 366.7M
- +281.9K (+0.1%) vs. Q1 2022
- Total value
- $65.6B
- −$15.9B (−19.5%) vs. Q1 2022
- New holders
- 115
- 827 more added
- Sold out
- 185
- 797 more reduced
29 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Creative Planning | 148,201 | $26.5M | 0.04% | +4,488+3.1% | Added |
| Man Group plc | – | $26.6M | 0.11% | – | – |
| Twinbeech Capital LP | 150,434 | $26.9M | 1.20% | +150,434 | New |
| Voloridge Investment Management, LLC | 150,564 | $26.9M | 0.14% | +124,741+483.1% | Added |
| Clark Capital Management Group, Inc. | 150,622 | $26.9M | 0.35% | −64,588−30.0% | Reduced |
| Commerce Bank | 152,689 | $27.3M | 0.22% | −582−0.4% | Reduced |
| Keybank National Association | 153,104 | $27.4M | 0.13% | −1,559−1.0% | Reduced |
| Arrowstreet Capital, Limited Partnership | 153,486 | $27.4M | 0.04% | +153,486 | New |
| InterOcean Capital Group, LLC | 156,313 | $27.9M | 1.14% | +31,115+24.9% | Added |
| Glenview Trust Co | 156,767 | $28.0M | 1.03% | +5,666+3.7% | Added |
| Minneapolis Portfolio Management Group, LLC | 156,831 | $28.0M | 4.03% | −4,499−2.8% | Reduced |
| Robeco Institutional Asset Management B.V. | 158,511 | $28.3M | 0.09% | −3,677−2.3% | Reduced |
| Hyman Charles D | 158,607 | $28.4M | 2.06% | −679−0.4% | Reduced |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 158,937 | $28.4M | 0.68% | +16,465+11.6% | Added |
| Russell Investments Group, Ltd. | 157,844 | $28.5M | 0.06% | +13,797+9.6% | Added |
| Jane Street Group, LLC | 161,814 | $28.9M | 0.06% | −4,419−2.7% | Reduced |
| MetLife Investment Management | 162,732 | $29.1M | 0.23% | −5,349−3.2% | Reduced |
| Umb Bank N A | 163,090 | $29.2M | 0.45% | +2,218+1.4% | Added |
| Heritage Investors Management Corp | 164,632 | $29.4M | 1.38% | +140.0% | Added |
| Blair William & Co | 167,044 | $29.9M | 0.13% | −13,032−7.2% | Reduced |
| United Capital Financial Advisers, LLC | 168,009 | $30.0M | 0.16% | +2,906+1.8% | Added |
| American International Group, Inc. | 171,605 | $30.7M | 0.21% | −6,316−3.5% | Reduced |
| Bank of Nova Scotia | 179,515 | $32.1M | 0.08% | −48,227−21.2% | Reduced |
| Nisa Investment Advisors, LLC | 181,493 | $32.4M | 0.28% | +4,064+2.3% | Added |
| Banco Bilbao Vizcaya Argentaria, S.A. | 186,221 | $33.3M | 0.50% | +44,819+31.7% | Added |
| AXA S.A. | 194,279 | $33.5M | 0.12% | +2,077+1.1% | Added |
| Standard Life Aberdeen plc | 186,840 | $33.7M | 0.11% | +9,188+5.2% | Added |
| Financial Counselors Inc | 189,312 | $33.8M | 0.79% | +2,914+1.6% | Added |
| Rockefeller Capital Management L.P. | 189,519 | $33.9M | 0.18% | +10,726+6.0% | Added |
| Country Trust Bank | 191,135 | $34.2M | 1.08% | +2,811+1.5% | Added |
| Franklin Resources Inc | 192,198 | $34.4M | 0.02% | −8,744−4.4% | Reduced |
| Bollard Group LLC | 196,560 | $35.1M | 1.42% | +3,483+1.8% | Added |
| Royal London Asset Management Ltd | 200,561 | $35.9M | 0.17% | +5,045+2.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 200,834 | $35.9M | 0.19% | −6,944−3.3% | Reduced |
| Intech Investment Management LLC | 201,152 | $36.0M | 0.21% | +201,152 | New |
| Chiron Investment Management, LLC | 204,331 | $36.5M | 6.13% | +18,708+10.1% | Added |
| Conning Inc. | 206,239 | $36.8M | 1.10% | −28,389−12.1% | Reduced |
| Calamos Advisors LLC | 206,911 | $37.0M | 0.17% | +5,540+2.8% | Added |
| Allianz Asset Management GmbH | 207,228 | $37.0M | 0.04% | −69,507−25.1% | Reduced |
| AMF Pensionsforsakring AB | 207,069 | $37.1M | 0.36% | −152,318−42.4% | Reduced |
| M&T Bank Corp | 226,913 | $37.4M | 0.18% | +16,548+7.9% | Added |
| Gateway Investment Advisers LLC | 211,308 | $37.8M | 0.43% | +310+0.1% | Added |
| AQR Capital Management LLC | 215,352 | $38.2M | 0.09% | −68,078−24.0% | Reduced |
| Truist Financial Corp | 214,802 | $38.4M | 0.07% | −16,979−7.3% | Reduced |
| Canada Pension Plan Investment Board | 219,389 | $39.2M | 0.07% | −28,000−11.3% | Reduced |
| Bluestein R H & Co | 221,168 | $39.5M | 2.43% | −819−0.4% | Reduced |
| Factory Mutual Insurance Co | 225,200 | $40.3M | 0.66% | −25,600−10.2% | Reduced |
| BNP Paribas Arbitrage, SA | 232,600 | $41.6M | 0.09% | −71,161−23.4% | Reduced |
| Vontobel Holding Ltd. | 226,684 | $41.6M | 0.45% | −5,957−2.6% | Reduced |
| Bridgewater Associates, LP | 235,722 | $42.1M | 0.18% | +60,535+34.6% | Added |
| Treasurer of the State of North Carolina | 236,020 | $42.2M | 0.27% | −2,346−1.0% | Reduced |
| Tocqueville Asset Management L.P. | 237,085 | $42.4M | 0.78% | +1,080+0.5% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 240,994 | $43.1M | 0.25% | +28,426+13.4% | Added |
| Storebrand Asset Management AS | 245,212 | $43.8M | 0.25% | +1,387+0.6% | Added |
| Fullerton Fund Management Co Ltd. | 247,989 | $44.3M | 2.94% | −48,944−16.5% | Reduced |
| Voya Investment Management LLC | 252,688 | $45.2M | 0.11% | −8,027−3.1% | Reduced |
| Fort Washington Investment Advisors Inc | 259,569 | $46.4M | 0.36% | −24,310−8.6% | Reduced |
| Northwestern Mutual Wealth Management Co | 260,252 | $46.5M | 0.08% | +15,579+6.4% | Added |
| Pictet Asset Management SA | 260,547 | $46.6M | 0.06% | −8,148−3.0% | Reduced |
| Ensign Peak Advisors, Inc | 268,094 | $47.9M | 0.11% | −31,025−10.4% | Reduced |
| Janney Montgomery Scott LLC | 265,698 | $49.4M | 0.22% | −4,561−1.7% | Reduced |
| Toronto Dominion Bank | 281,236 | $50.3M | 0.09% | −45,129−13.8% | Reduced |
| Millennium Management LLC | 287,462 | $51.4M | 0.07% | +221,017+332.6% | Added |
| Markel Group Inc.SuperinvestorMarkel Group | 287,500 | $51.4M | 0.73% | 00.0% | Unchanged |
| State of Tennessee, Treasury Department | 287,617 | $51.4M | 0.24% | −84,656−22.7% | Reduced |
| Swedbank AB | 289,431 | $51.7M | 0.12% | −1,693−0.6% | Reduced |
| Nordea Investment Management AB | 298,043 | $52.8M | 0.08% | −10,609−3.4% | Reduced |
| Asset Management One Co.,Ltd. | 296,207 | $52.9M | 0.25% | −1,040−0.3% | Reduced |
| Susquehanna International Group, LLP | 303,290 | $54.2M | 0.11% | −22,841−7.0% | Reduced |
| Advisor Group Holdings, Inc. | 304,450 | $54.4M | 0.12% | −3,490−1.1% | Reduced |
| State of New Jersey Common Pension Fund D | 313,480 | $56.0M | 0.21% | −5,441−1.7% | Reduced |
| Mn Services Vermogensbeheer B.V. | 313,728 | $56.1M | 0.52% | −76,800−19.7% | Reduced |
| Huntington National Bank | 313,867 | $56.1M | 0.60% | +11,294+3.7% | Added |
| Victory Capital Management Inc | 319,285 | $57.1M | 0.07% | −29,441−8.4% | Reduced |
| Public Employees Retirement System of Ohio | 319,473 | $57.1M | 0.24% | −3,340−1.0% | Reduced |
| Mitsubishi UFJ Trust & Banking Corp | 324,750 | $58.1M | 0.15% | +34,221+11.8% | Added |
| Chevy Chase Trust Holdings, Inc. | 329,014 | $58.8M | 0.24% | −3,146−0.9% | Reduced |
| Nomura Asset Management Co Ltd | 333,360 | $59.6M | 0.38% | −3,154−0.9% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 340,478 | $60.9M | 0.13% | −45,677−11.8% | Reduced |
| Allspring Global Investments Holdings, LLC | 340,809 | $60.9M | 0.10% | −57,482−14.4% | Reduced |
| Adage Capital Partners GP, L.L.C. | 342,417 | $61.2M | 0.14% | −62,487−15.4% | Reduced |
| Great West Life Assurance Co | 344,194 | $61.6M | 0.16% | −62,080−15.3% | Reduced |
| Fifth Third Bancorp | 351,419 | $62.8M | 0.30% | +20,263+6.1% | Added |
| First Republic Investment Management, Inc. | 361,297 | $64.6M | 0.17% | +5,736+1.6% | Added |
| Mirae Asset Global Investments Co., Ltd. | 421,659 | $66.3M | 0.17% | +310,623+279.7% | Added |
| Retirement Systems of Alabama | 371,147 | $66.3M | 0.29% | −12,292−3.2% | Reduced |
| The PNC Financial Services Group, Inc. | 371,610 | $66.4M | 0.07% | −213,377−36.5% | Reduced |
| Two Sigma Advisers, LP | 374,600 | $67.0M | 0.19% | +53,300+16.6% | Added |
| Korea Investment CORP | 379,434 | $67.8M | 0.21% | +38,698+11.4% | Added |
| STRS Ohio | 407,771 | $72.9M | 0.33% | +3,104+0.8% | Added |
| Manufacturers Life Insurance Company, The | 409,761 | $73.2M | 0.05% | −573,725−58.3% | Reduced |
| HighTower Advisors, LLC | 410,158 | $73.4M | 0.19% | +7,692+1.9% | Added |
| DekaBank Deutsche Girozentrale | 402,777 | $73.5M | 0.21% | −44,280−9.9% | Reduced |
| State of Wisconsin Investment Board | 414,782 | $74.1M | 0.19% | +14,419+3.6% | Added |
| Qube Research & Technologies Ltd | 415,963 | $74.4M | 0.57% | +415,963 | New |
| Rothschild & Co Asset Management US Inc. | 419,659 | $75.0M | 1.15% | −57,328−12.0% | Reduced |
| Commonwealth Equity Services, LLC | 425,363 | $76.0M | 0.20% | −5,955−1.4% | Reduced |
| Two Sigma Investments, LP | 429,444 | $76.8M | 0.26% | +139,927+48.3% | Added |
| Barclays PLC | 446,181 | $79.8M | 0.09% | −373,822−45.6% | Reduced |
| Zacks Investment Management | 448,625 | $80.2M | 1.22% | +26,242+6.2% | Added |