Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2022
Institutional positions in Caterpillar Inc as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,077
- −70 vs. Q1 2022
- Shares held
- 366.7M
- +281.9K (+0.1%) vs. Q1 2022
- Total value
- $65.6B
- −$15.9B (−19.5%) vs. Q1 2022
- New holders
- 115
- 827 more added
- Sold out
- 185
- 797 more reduced
29 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CIBC Asset Management Inc | 69,835 | $12.5M | 0.05% | +8,236+13.4% | Added |
| Texas Permanent School Fund | 70,450 | $12.6M | 0.20% | +285+0.4% | Added |
| Handelsbanken Fonder AB | 71,910 | $12.9M | 0.08% | −69,722−49.2% | Reduced |
| Capula Management Ltd | 72,225 | $12.9M | 1.81% | +72,225 | New |
| NorthCrest Asset Manangement, LLC | 72,249 | $12.9M | 0.66% | +1,149+1.6% | Added |
| Marco Investment Management LLC | 72,633 | $13.0M | 1.51% | −209−0.3% | Reduced |
| Stephens Inc | 72,833 | $13.0M | 0.26% | +708+1.0% | Added |
| Tiaa, FSB | 73,247 | $13.1M | 0.05% | −18,555−20.2% | Reduced |
| CCM Investment Advisers LLC | 73,494 | $13.1M | 2.11% | +1,383+1.9% | Added |
| Cetera Advisor Networks LLC | 73,841 | $13.2M | 0.17% | +5,949+8.8% | Added |
| First National Trust Co | 74,048 | $13.2M | 0.74% | −5,967−7.5% | Reduced |
| Janney Capital Management LLC | 74,475 | $13.3M | 1.07% | +681+0.9% | Added |
| FineMark National Bank & Trust | 75,993 | $13.6M | 0.62% | +1,287+1.7% | Added |
| Mutual of America Capital Management LLC | 77,093 | $13.8M | 0.18% | +355+0.5% | Added |
| SEI Investments Co | 76,423 | $13.8M | 0.03% | +10,780+16.4% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 77,659 | $13.9M | 0.15% | +5,280+7.3% | Added |
| PEAK6 Investments LLC | 77,660 | $13.9M | 0.32% | +77,660 | New |
| Banco Santander, S.A. | 77,685 | $13.9M | 0.19% | −6,547−7.8% | Reduced |
| Westchester Capital Management, Inc. | 77,901 | $13.9M | 4.25% | +1,996+2.6% | Added |
| Capital International Inc | 80,586 | $14.4M | 0.20% | +9,302+13.0% | Added |
| Comerica Bank | 81,585 | $14.6M | 0.12% | −2,207−2.6% | Reduced |
| Private Advisor Group, LLC | 83,124 | $14.9M | 0.13% | −7,273−8.0% | Reduced |
| Cutler Investment Counsel LLC | 83,871 | $15.0M | 2.36% | +467+0.6% | Added |
| Thrivent Financial for Lutherans | 85,094 | $15.2M | 0.04% | −18,383−17.8% | Reduced |
| AE Wealth Management LLC | 85,531 | $15.3M | 0.12% | +14,133+19.8% | Added |
| Capital International Ltd | 85,626 | $15.3M | 1.15% | +11,213+15.1% | Added |
| Varma Mutual Pension Insurance Co | 86,000 | $15.4M | 0.25% | −75,343−46.7% | Reduced |
| Captrust Financial Advisors | 86,042 | $15.4M | 0.10% | +13,465+18.6% | Added |
| Levin Capital Strategies, L.P. | 86,499 | $15.5M | 1.87% | −760−0.9% | Reduced |
| Moore Capital Management, LP | 87,040 | $15.6M | 0.47% | +16,862+24.0% | Added |
| Ashfield Capital Partners, LLC | 88,246 | $15.8M | 1.23% | +23,436+36.2% | Added |
| Public Employees Retirement Association of Colorado | 88,513 | $15.8M | 0.09% | −590−0.7% | Reduced |
| Old National Bancorp | 89,507 | $16.0M | 0.54% | +12,420+16.1% | Added |
| Gulf International Bank (UK) Ltd | 87,600 | $16.1M | 0.29% | +200+0.2% | Added |
| New York Life Investment Management LLC | 90,248 | $16.1M | 0.19% | +90,248 | New |
| Walleye Trading LLC | 90,268 | $16.1M | 0.39% | +89,601+13,433.4% | Added |
| IFM Investors Pty Ltd | 90,325 | $16.1M | 0.28% | +5,308+6.2% | Added |
| Chartwell Investment Partners, LLC | 90,835 | $16.2M | 0.65% | −5,230−5.4% | Reduced |
| Winton Group Ltd | 91,210 | $16.3M | 0.86% | +84,716+1,304.5% | Added |
| Stock Yards Bank & Trust Co | 91,239 | $16.3M | 0.67% | +6,397+7.5% | Added |
| Employees Retirement System of Texas | 92,000 | $16.4M | 0.23% | 00.0% | Unchanged |
| Front Barnett Associates LLC | 92,453 | $16.5M | 2.01% | +570+0.6% | Added |
| Congress Wealth Management LLC | 93,765 | $16.8M | 0.43% | −863−0.9% | Reduced |
| Wilbanks Smith & Thomas Asset Management LLC | 94,651 | $16.9M | 0.71% | +653+0.7% | Added |
| Regions Financial Corp | 94,745 | $16.9M | 0.16% | −230.0% | Reduced |
| Xponance, Inc. | 94,912 | $17.0M | 0.34% | −5,420−5.4% | Reduced |
| Kestra Advisory Services, LLC | 94,917 | $17.0M | 0.17% | +17,663+22.9% | Added |
| Utah Retirement Systems | 95,158 | $17.0M | 0.27% | −1,400−1.4% | Reduced |
| Busey Wealth Management | 95,363 | $17.0M | 0.79% | −3,567−3.6% | Reduced |
| Chilton Capital Management LLC | 95,645 | $17.1M | 1.05% | −743−0.8% | Reduced |
| Tredje AP-fonden | 96,112 | $17.2M | 0.43% | −4,000−4.0% | Reduced |
| Gladius Capital Management LP | 97,224 | $17.4M | 3.80% | +97,140+115,642.9% | Added |
| CIBC World Markets Inc. | 97,374 | $17.4M | 0.07% | +7,841+8.8% | Added |
| Tower Research Capital LLC (TRC) | 97,423 | $17.4M | 0.39% | −29,703−23.4% | Reduced |
| Edmond de Rothschild Holding S.A. | 97,585 | $17.4M | 0.43% | −7,933−7.5% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 99,554 | $17.8M | 0.13% | −5,723−5.4% | Reduced |
| Associated Banc-Corp | 99,565 | $17.8M | 0.78% | −1,922−1.9% | Reduced |
| Paralel Advisors LLC | 100,000 | $17.9M | 1.20% | 00.0% | Unchanged |
| Glenmede Trust Co NA | 100,316 | $17.9M | 0.11% | +1,839+1.9% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 100,752 | $18.0M | 0.07% | −1,022−1.0% | Reduced |
| Daiwa Securities Group Inc. | 89,253 | $18.1M | 0.14% | +3,375+3.9% | Added |
| D. E. Shaw & Co., Inc. | 101,258 | $18.1M | 0.03% | −209,164−67.4% | Reduced |
| Colony Group LLC | 101,589 | $18.2M | 0.31% | −2,193−2.1% | Reduced |
| Forsta Ap-Fonden | 104,000 | $18.6M | 0.24% | −13,100−11.2% | Reduced |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 105,969 | $18.9M | 0.24% | −30,400−22.3% | Reduced |
| Bradley Foster & Sargent Inc | 108,558 | $19.4M | 0.50% | +261+0.2% | Added |
| Vaughan David Investments LLC | 109,156 | $19.5M | 0.62% | +621+0.6% | Added |
| Nichols & Pratt Advisers LLP | 110,246 | $19.7M | 1.61% | +275+0.3% | Added |
| ING Groep NV | 110,735 | $19.8M | 0.23% | −106,728−49.1% | Reduced |
| State of Alaska, Department of Revenue | 110,871 | $19.8M | 0.24% | +15,635+16.4% | Added |
| Ilmarinen Mutual Pension Insurance Co | 114,000 | $20.4M | 0.31% | 00.0% | Unchanged |
| Adams Diversified Equity Fund, Inc. | 115,100 | $20.6M | 0.98% | 00.0% | Unchanged |
| MML Investors Services, LLC | 115,387 | $20.6M | 0.16% | +2,106+1.9% | Added |
| Erste Asset Management GmbH | 115,156 | $21.1M | 0.47% | +18,963+19.7% | Added |
| Wesleyan Assurance Society | 118,550 | $21.2M | 3.03% | 00.0% | Unchanged |
| Yousif Capital Management, LLC | 118,648 | $21.2M | 0.28% | −2,266−1.9% | Reduced |
| Natixis Investment Managers International | 118,665 | $21.2M | 0.43% | −2,385−2.0% | Reduced |
| S&CO Inc | 120,342 | $21.5M | 1.81% | −6,522−5.1% | Reduced |
| Janus Henderson Group PLC | 121,463 | $21.7M | 0.01% | −81,401−40.1% | Reduced |
| Rathbone Brothers plc | 121,896 | $21.8M | 0.25% | +9,894+8.8% | Added |
| United Services Automobile Association | 122,917 | $22.0M | 0.57% | −21,195−14.7% | Reduced |
| Gabelli Funds LLC | 124,265 | $22.2M | 0.17% | −4,000−3.1% | Reduced |
| Cubist Systematic Strategies, LLC | 124,492 | $22.3M | 0.17% | +92,914+294.2% | Added |
| ARK Investment Management LLCSuperinvestorARK Invest | 103,129 | $22.3M | 0.13% | −8,352−7.5% | Reduced |
| Teacher Retirement System of Texas | 125,095 | $22.4M | 0.15% | −17,911−12.5% | Reduced |
| USS Investment Management Ltd | 127,332 | $22.8M | 0.24% | −8,657−6.4% | Reduced |
| Foundry Partners, LLC | 132,332 | $23.7M | 1.42% | −3,000−2.2% | Reduced |
| M&G Investment Management Ltd | 132,280 | $23.7M | 0.17% | −452−0.3% | Reduced |
| Aviva PLC | 133,523 | $23.9M | 0.13% | −9,840−6.9% | Reduced |
| Mariner, LLC | 134,949 | $24.1M | 0.10% | +32,376+31.6% | Added |
| National Bank of Canada | 134,583 | $24.2M | 0.13% | +315+0.2% | Added |
| Vantage Investment Partners, LLC | 136,500 | $24.4M | 1.95% | 00.0% | Unchanged |
| DnB Asset Management AS | 138,213 | $24.7M | 0.17% | −2,638−1.9% | Reduced |
| Abeille Asset Management SA | 140,351 | $25.1M | 0.89% | −46,211−24.8% | Reduced |
| Amalgamated Bank | 140,997 | $25.2M | 0.23% | −1,187−0.8% | Reduced |
| Meyer Handelman Co | 141,816 | $25.4M | 1.09% | −400−0.3% | Reduced |
| State of Michigan Retirement System | 143,872 | $25.7M | 0.18% | +7,400+5.4% | Added |
| Willis Investment Counsel | 145,410 | $26.0M | 1.59% | −248−0.2% | Reduced |
| Manning & Napier Group, LLC | 146,714 | $26.2M | 0.30% | −30,029−17.0% | Reduced |
| Arizona State Retirement System | 147,019 | $26.3M | 0.26% | −1,415−1.0% | Reduced |