Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2022
Institutional positions in Caterpillar Inc as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,077
- −70 vs. Q1 2022
- Shares held
- 366.7M
- +281.9K (+0.1%) vs. Q1 2022
- Total value
- $65.6B
- −$15.9B (−19.5%) vs. Q1 2022
- New holders
- 115
- 827 more added
- Sold out
- 185
- 797 more reduced
29 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Siemens Fonds Invest GmbH | 17,617 | $3.15M | 0.33% | −251−1.4% | Reduced |
| Avantax Planning Partners, Inc. | 17,695 | $3.16M | 0.14% | −347−1.9% | Reduced |
| Central Bank & Trust Co | 17,695 | $3.16M | 0.64% | +791+4.7% | Added |
| Monetary Management Group Inc | 17,792 | $3.18M | 1.00% | −100−0.6% | Reduced |
| Oak Harbor Wealth Partners, LLC | 17,808 | $3.18M | 1.27% | +30.0% | Added |
| Terry L. Blaker | 17,875 | $3.19M | 0.32% | +88+0.5% | Added |
| Putnam Investments LLC | 17,912 | $3.20M | 0.01% | −3,360−15.8% | Reduced |
| Montgomery Investment Management Inc | 17,959 | $3.21M | 1.30% | −92−0.5% | Reduced |
| Aries Wealth Management | 18,100 | $3.24M | 1.47% | +18,100 | New |
| Global Retirement Partners, LLC | 18,161 | $3.25M | 0.26% | −1,037−5.4% | Reduced |
| ICA Group Wealth Management, LLC | 16,633 | $3.25M | 0.61% | −400−2.3% | Reduced |
| Buckingham Strategic Wealth, LLC | 18,210 | $3.25M | 0.06% | +10,006+122.0% | Added |
| Kentucky Retirement Systems Insurance Trust Fund | 18,223 | $3.26M | 0.30% | +2,256+14.1% | Added |
| Stonebridge Capital Management Inc | 18,273 | $3.27M | 1.49% | −1,664−8.3% | Reduced |
| Beese Fulmer Investment Management, Inc. | 18,333 | $3.28M | 0.42% | −824−4.3% | Reduced |
| Compagnie Lombard Odier SCmA | 18,392 | $3.29M | 0.08% | −5,400−22.7% | Reduced |
| Physicians Financial Services, Inc. | 18,440 | $3.30M | 1.47% | +184+1.0% | Added |
| German American Bancorp, Inc. | 18,449 | $3.30M | 0.56% | −11,711−38.8% | Reduced |
| Mathes Company, Inc. | 18,518 | $3.31M | 1.61% | −305−1.6% | Reduced |
| Pinebridge Investments, L.P. | 18,523 | $3.31M | 0.04% | +18,523 | New |
| Marketfield Asset Management LLC | 18,580 | $3.32M | 3.61% | 00.0% | Unchanged |
| Family Legacy, Inc. | 19,119 | $3.34M | 1.58% | +141+0.7% | Added |
| Ameritas Advisory Services, LLC | 18,664 | $3.34M | 0.19% | −77−0.4% | Reduced |
| RBF Capital, LLC | 15,000 | $3.34M | 0.23% | 00.0% | Unchanged |
| AAFMAA Wealth Management & Trust LLC | 18,863 | $3.37M | 2.27% | −2,971−13.6% | Reduced |
| King Luther Capital Management Corp | 18,975 | $3.39M | 0.02% | +7,563+66.3% | Added |
| Colonial Trust Advisors | 18,988 | $3.39M | 0.48% | −366−1.9% | Reduced |
| Ambassador Advisors, LLC | 19,112 | $3.42M | 0.77% | +508+2.7% | Added |
| Gateway Advisory, LLC | 19,141 | $3.42M | 1.46% | −12−0.1% | Reduced |
| Allstate Corp | 19,194 | $3.43M | 0.11% | +321+1.7% | Added |
| Versor Investments LP | 19,325 | $3.46M | 0.13% | +11,900+160.3% | Added |
| Crestwood Advisors Group LLC | 19,409 | $3.47M | 0.12% | +34+0.2% | Added |
| Lincoln National Corp | 19,536 | $3.49M | 0.08% | +786+4.2% | Added |
| Ellsworth Advisors, LLC | 19,592 | $3.50M | 1.41% | +340+1.8% | Added |
| Reliant Investment Management, LLC | 19,680 | $3.52M | 2.47% | −285−1.4% | Reduced |
| Argyle Capital Management Inc. | 19,732 | $3.53M | 1.26% | 00.0% | Unchanged |
| Bridge Creek Capital Management LLC | 19,776 | $3.54M | 1.44% | −1,350−6.4% | Reduced |
| Beech Hill Advisors, Inc. | 19,805 | $3.54M | 1.89% | −50−0.3% | Reduced |
| Vestcor Inc | 20,004 | $3.58M | 0.13% | +4,706+30.8% | Added |
| Icon Advisers Inc | 20,025 | $3.58M | 0.83% | +12,500+166.1% | Added |
| Kiley Juergens Wealth Management, LLC | 20,060 | $3.58M | 1.70% | +4,440+28.4% | Added |
| Retirement Group, LLC | 20,084 | $3.59M | 1.49% | +61+0.3% | Added |
| Equitable Trust Co | 20,118 | $3.60M | 0.27% | +94+0.5% | Added |
| Fund Management at Engine No. 1 LLC | 20,119 | $3.60M | 0.95% | +15,540+339.4% | Added |
| Generali Powszechne Towarzystwo Emerytalne | 20,118 | $3.60M | 3.84% | 00.0% | Unchanged |
| Lyell Wealth Management, LP | 20,198 | $3.61M | 0.59% | +1,757+9.5% | Added |
| Caldwell Trust Co | 20,206 | $3.61M | 0.50% | −258−1.3% | Reduced |
| Atria Wealth Solutions, Inc. | 20,206 | $3.61M | 0.07% | −7,953−28.2% | Reduced |
| Northeast Investment Management | 20,225 | $3.62M | 0.23% | −751−3.6% | Reduced |
| Ipswich Investment Management Co., Inc. | 20,387 | $3.64M | 1.05% | +303+1.5% | Added |
| HRT Financial LP | 20,445 | $3.65M | 0.04% | −6,395−23.8% | Reduced |
| B & T Capital Management DBA Alpha Capital Management | 20,574 | $3.68M | 1.01% | +696+3.5% | Added |
| BKD Wealth Advisors, LLC | 20,593 | $3.68M | 0.15% | +203+1.0% | Added |
| Trinity Legacy Partners, LLC | 21,109 | $3.69M | 1.44% | −267−1.2% | Reduced |
| Community Bank, N.A. | 20,673 | $3.69M | 0.53% | −130−0.6% | Reduced |
| TownSquare Capital, LLC | 20,709 | $3.70M | 0.11% | +421+2.1% | Added |
| Merit Financial Group, LLC | 20,748 | $3.71M | 0.12% | +20,748 | New |
| Twin Capital Management Inc | 20,794 | $3.72M | 0.47% | +226+1.1% | Added |
| JustInvest LLC | 20,821 | $3.72M | 0.17% | −1,213−5.5% | Reduced |
| Caisse de Depot Et Placement du Quebec | 20,900 | $3.74M | 0.01% | −2,800−11.8% | Reduced |
| Robbins Farley LLC | 20,917 | $3.74M | 3.90% | −1,147−5.2% | Reduced |
| Silverleafe Capital Partners, LLC | 20,953 | $3.75M | 2.24% | +2,566+14.0% | Added |
| Ronald Blue Trust, Inc. | 16,854 | $3.75M | 0.06% | +16,854 | New |
| Searle & Co. | 21,064 | $3.77M | 1.48% | +1,500+7.7% | Added |
| Shell Asset Management Co | 21,150 | $3.78M | 0.11% | −602−2.8% | Reduced |
| Highland Capital Management, LLC | 21,171 | $3.79M | 0.27% | −79−0.4% | Reduced |
| Advisor Partners LLC | 21,272 | $3.80M | 0.27% | +235+1.1% | Added |
| Columbia Asset Management | 21,436 | $3.83M | 0.98% | +21,436 | New |
| Knuff & Co LLC | 21,505 | $3.84M | 1.73% | 00.0% | Unchanged |
| Ieq Capital, LLC | 21,508 | $3.85M | 0.12% | +15+0.1% | Added |
| Principle Wealth Partners LLC | 21,730 | $3.88M | 0.47% | +801+3.8% | Added |
| Financial & Tax Architects, LLC | 21,868 | $3.91M | 1.48% | +2,063+10.4% | Added |
| Brewin Dolphin Ltd | 21,966 | $3.93M | 0.19% | +885+4.2% | Added |
| Altrius Capital Management Inc | 22,053 | $3.94M | 1.28% | +22,053 | New |
| Sciencast Management LP | 20,161 | $3.96M | 0.89% | +3,493+21.0% | Added |
| Paradiem, LLC | 22,176 | $3.96M | 1.50% | −264−1.2% | Reduced |
| NBT Bank N A | 22,220 | $3.97M | 0.61% | −271−1.2% | Reduced |
| Gotham Asset Management, LLC | 22,302 | $3.99M | 0.13% | +12,408+125.4% | Added |
| Strategic Wealth Advisors Group, LLC | 22,267 | $3.99M | 0.17% | +3,912+21.3% | Added |
| Wedbush Securities Inc | 22,382 | $4.00M | 0.22% | +1,246+5.9% | Added |
| Community Bank & Trust, Waco, Texas | 22,647 | $4.05M | 1.34% | +284+1.3% | Added |
| Bank of Hawaii | 22,781 | $4.07M | 0.26% | +142+0.6% | Added |
| Veritable, L.P. | 22,824 | $4.08M | 0.07% | −59−0.3% | Reduced |
| Hallmark Capital Management Inc | 22,925 | $4.10M | 0.38% | +1,105+5.1% | Added |
| Massmutual Trust Co FSB | 22,955 | $4.10M | 0.18% | −140−0.6% | Reduced |
| Wesbanco Bank Inc | 22,972 | $4.11M | 0.18% | −1,689−6.8% | Reduced |
| Sandhill Capital Partners LLC | 23,029 | $4.12M | 0.44% | +11,143+93.7% | Added |
| Fusion Capital, LLC | 23,087 | $4.13M | 2.55% | +864+3.9% | Added |
| Moors & Cabot, Inc. | 23,101 | $4.13M | 0.30% | −474−2.0% | Reduced |
| Citizens National Bank Trust Department | 23,114 | $4.13M | 1.19% | +12,200+111.8% | Added |
| Meridian Wealth Management, LLC | 23,396 | $4.18M | 0.34% | +1,147+5.2% | Added |
| Cetera Advisors LLC | 23,514 | $4.20M | 0.10% | −3,009−11.3% | Reduced |
| Meiji Yasuda Asset Management Co Ltd. | 23,609 | $4.22M | 0.24% | +290+1.2% | Added |
| Verition Fund Management LLC | 23,624 | $4.22M | 0.09% | +17,910+313.4% | Added |
| Neville Rodie & Shaw Inc | 23,859 | $4.26M | 0.38% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 23,916 | $4.28M | 0.21% | −8,629−26.5% | Reduced |
| Northwestern Mutual Investment Management Company, LLC | 23,914 | $4.28M | 0.10% | +2,396+11.1% | Added |
| Acadian Asset Management LLC | 24,087 | $4.31M | 0.02% | −109−0.5% | Reduced |
| City Holding Co | 24,165 | $4.32M | 0.81% | −104−0.4% | Reduced |
| Hartford Financial Management Inc. | 24,239 | $4.33M | 1.20% | −195−0.8% | Reduced |