Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2022
Institutional positions in Caterpillar Inc as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,077
- −70 vs. Q1 2022
- Shares held
- 366.7M
- +281.9K (+0.1%) vs. Q1 2022
- Total value
- $65.6B
- −$15.9B (−19.5%) vs. Q1 2022
- New holders
- 115
- 827 more added
- Sold out
- 185
- 797 more reduced
29 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Greenleaf Trust | 12,998 | $2.32M | 0.04% | −306−2.3% | Reduced |
| Ally Financial Inc. | 13,000 | $2.32M | 0.32% | 00.0% | Unchanged |
| Trust Co of Toledo NA | 13,019 | $2.33M | 0.41% | 00.0% | Unchanged |
| Savant Capital, LLC | 13,021 | $2.33M | 0.07% | +394+3.1% | Added |
| Meiji Yasuda Life Insurance Co | 13,030 | $2.33M | 0.04% | +2,400+22.6% | Added |
| Pflug Koory, LLC | 13,052 | $2.33M | 1.35% | +542+4.3% | Added |
| Los Angeles Capital Management LLC | 13,058 | $2.33M | 0.01% | +3,219+32.7% | Added |
| Pinnacle Holdings, LLC | 13,075 | $2.34M | 1.07% | +141+1.1% | Added |
| Cornerstone Wealth Group, LLC | 13,089 | $2.34M | 0.49% | +1,061+8.8% | Added |
| Bank Julius Baer & Co. Ltd, Zurich | 13,125 | $2.35M | 0.02% | −2,715−17.1% | Reduced |
| Brinker Capital Investments, LLC | 13,154 | $2.35M | 0.04% | +56+0.4% | Added |
| Logan Capital Management Inc | 13,165 | $2.35M | 0.14% | −75−0.6% | Reduced |
| Redpoint Investment Management Pty Ltd | 13,182 | $2.36M | 0.28% | +427+3.3% | Added |
| Strategic Capital Advisers, Inc. | 13,230 | $2.37M | 1.95% | +1,649+14.2% | Added |
| Essex Financial Services, Inc. | 13,274 | $2.37M | 0.26% | −929−6.5% | Reduced |
| Richard Bernstein Advisors LLC | 13,294 | $2.38M | 0.05% | 00.0% | Unchanged |
| Group One Trading, L.P. | 13,380 | $2.39M | 0.07% | −135,858−91.0% | Reduced |
| Pathstone Family Office, LLC | 13,478 | $2.41M | 0.05% | +7,493+125.2% | Added |
| Valeo Financial Advisors, LLC | 13,547 | $2.42M | 0.15% | −12,378−47.7% | Reduced |
| Pearl River Capital, LLC | 13,674 | $2.44M | 0.57% | +13,674 | New |
| Hennessy Advisors Inc | 13,700 | $2.45M | 0.15% | −300−2.1% | Reduced |
| Blue Edge Capital, LLC | 13,719 | $2.45M | 0.57% | −118−0.9% | Reduced |
| Plimoth Trust Co LLC | 13,811 | $2.47M | 0.78% | +2,732+24.7% | Added |
| HC Financial Advisors Inc | 13,946 | $2.49M | 1.67% | 00.0% | Unchanged |
| Stonnington Group, LLC | 13,865 | $2.50M | 0.67% | −3,680−21.0% | Reduced |
| Arrow Financial Corp | 13,999 | $2.50M | 0.34% | +277+2.0% | Added |
| Gould Capital, LLC | 14,013 | $2.50M | 2.02% | −19−0.1% | Reduced |
| Horizon Investments, LLC | 14,151 | $2.51M | 0.08% | +2,796+24.6% | Added |
| KMG Fiduciary Partners, LLC | 14,058 | $2.51M | 0.47% | +649+4.8% | Added |
| Hixon Zuercher, LLC | 14,092 | $2.52M | 1.63% | +393+2.9% | Added |
| Kinloch Capital, LLC | 14,210 | $2.54M | 1.64% | +421+3.1% | Added |
| Financial Sense Advisors, Inc. | 14,280 | $2.55M | 0.95% | +14,280 | New |
| Investment Management of Virginia LLC | 14,310 | $2.56M | 0.53% | −193−1.3% | Reduced |
| Shelton Capital Management | 14,325 | $2.56M | 0.12% | +482+3.5% | Added |
| Mitchell Capital Management Co | 14,539 | $2.60M | 0.73% | +554+4.0% | Added |
| Wetherby Asset Management Inc | 14,724 | $2.63M | 0.18% | +942+6.8% | Added |
| Tower View Investment Management & Research LLC | 14,751 | $2.64M | 1.95% | +14,751 | New |
| Brown Brothers Harriman & Co | 14,793 | $2.64M | 0.02% | −162−1.1% | Reduced |
| Griffin Asset Management, Inc. | 14,848 | $2.65M | 0.42% | −94−0.6% | Reduced |
| Ogorek Anthony Joseph | 14,873 | $2.66M | 1.22% | +338+2.3% | Added |
| Webster Bank, N. A. | 14,897 | $2.66M | 0.36% | −205−1.4% | Reduced |
| EagleClaw Capital Managment, LLC | 14,900 | $2.66M | 0.72% | +50+0.3% | Added |
| Parcion Private Wealth LLC | 14,982 | $2.68M | 0.27% | +12,028+407.2% | Added |
| Clearbridge Investments, LLC | 14,990 | $2.68M | 0.00% | 00.0% | Unchanged |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $2.68M | 0.88% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 15,028 | $2.69M | 0.06% | +419+2.9% | Added |
| Country Club Bank | 14,654 | $2.69M | 0.25% | −349−2.3% | Reduced |
| Roundview Capital LLC | 15,050 | $2.69M | 0.32% | −111−0.7% | Reduced |
| Karp Capital Management Corp | 15,112 | $2.70M | 0.48% | +135+0.9% | Added |
| Eukles Asset Management | 15,150 | $2.71M | 1.71% | +40+0.3% | Added |
| Iowa State Bank | 15,163 | $2.71M | 0.72% | +192+1.3% | Added |
| Stamos Capital Partners, L.P. | 15,200 | $2.72M | 0.82% | 00.0% | Unchanged |
| Pallas Capital Advisors LLC | 15,241 | $2.72M | 0.37% | −749−4.7% | Reduced |
| KG&L Capital Management,LLC | 15,227 | $2.72M | 1.47% | +1,373+9.9% | Added |
| Wright Investors Service Inc | 15,352 | $2.74M | 0.78% | +2,572+20.1% | Added |
| Stoneridge Investment Partners LLC | 15,358 | $2.75M | 1.51% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 15,375 | $2.75M | 0.07% | −235−1.5% | Reduced |
| North Star Investment Management Corp. | 15,594 | $2.79M | 0.25% | +1,701+12.2% | Added |
| Avidian Wealth Solutions, LLC | 15,646 | $2.80M | 0.20% | +199+1.3% | Added |
| Vestmark Advisory Solutions, Inc. | 15,657 | $2.80M | 0.16% | +7,041+81.7% | Added |
| Lido Advisors, LLC | 15,704 | $2.81M | 0.06% | +524+3.5% | Added |
| Avitas Wealth Management LLC | 15,771 | $2.82M | 0.62% | +2,785+21.4% | Added |
| Kempner Capital Management Inc. | 15,792 | $2.82M | 1.72% | 00.0% | Unchanged |
| Intact Investment Management Inc. | 15,800 | $2.82M | 0.09% | −800−4.8% | Reduced |
| Monument Capital Management | 15,803 | $2.83M | 1.07% | −88−0.6% | Reduced |
| TCI Wealth Advisors, Inc. | 15,856 | $2.83M | 0.43% | −103−0.6% | Reduced |
| DT Investment Partners, LLC | 15,863 | $2.83M | 0.42% | −859−5.1% | Reduced |
| ExodusPoint Capital Management, LP | 15,858 | $2.83M | 0.04% | +15,858 | New |
| Sandy Spring Bank | 15,965 | $2.85M | 0.17% | +199+1.3% | Added |
| Bailard, Inc. | 16,047 | $2.87M | 0.11% | +3,411+27.0% | Added |
| Lake Street Advisors Group, LLC | 16,156 | $2.89M | 0.21% | +770+5.0% | Added |
| Allworth Financial LP | 16,154 | $2.89M | 0.04% | +5,650+53.8% | Added |
| Malaga Cove Capital, LLC | 16,461 | $2.93M | 1.63% | −55−0.3% | Reduced |
| Exchange Traded Concepts, LLC | 16,390 | $2.93M | 0.09% | +16,274+14,029.3% | Added |
| Sargent Bickham Lagudis LLC | 16,482 | $2.95M | 0.25% | +380+2.4% | Added |
| Silvercrest Asset Management Group LLC | 16,487 | $2.95M | 0.02% | −26−0.2% | Reduced |
| FIL Ltd | 16,483 | $2.95M | 0.00% | +11,748+248.1% | Added |
| CWM, LLC | 16,567 | $2.96M | 0.02% | +1,430+9.4% | Added |
| Banque Pictet & Cie SA | 16,626 | $2.97M | 0.03% | −3,107−15.7% | Reduced |
| Raymond James Trust N.A. | 16,631 | $2.97M | 0.11% | −817−4.7% | Reduced |
| Freestone Capital Holdings, LLC | 16,648 | $2.98M | 0.11% | −3,260−16.4% | Reduced |
| Mutual Advisors, LLC | 16,660 | $2.98M | 0.20% | −423−2.5% | Reduced |
| Abbrea Capital, LLC | 16,706 | $2.99M | 0.50% | −105−0.6% | Reduced |
| Frontier Wealth Management LLC | 16,804 | $3.00M | 0.22% | +3,903+30.3% | Added |
| Canandaigua National Corp | 16,808 | $3.00M | 0.53% | +130+0.8% | Added |
| Burney Co | 16,914 | $3.02M | 0.16% | −954−5.3% | Reduced |
| Advocate Group LLC | 17,013 | $3.04M | 0.71% | +17,013 | New |
| Pendal Group Limited | 17,035 | $3.04M | 0.03% | +15,037+752.6% | Added |
| LeJeune Puetz Investment Counsel LLC | 17,041 | $3.05M | 1.19% | +985+6.1% | Added |
| Williams Jones Wealth Management, LLC. | 17,060 | $3.05M | 0.05% | +720+4.4% | Added |
| Summitry LLC | 17,165 | $3.07M | 0.22% | −1,749−9.2% | Reduced |
| Stillwater Investment Management, LLC | 17,164 | $3.07M | 0.91% | +72+0.4% | Added |
| Hayek Kallen Investment Management | 17,191 | $3.07M | 1.34% | −1,210−6.6% | Reduced |
| Loveless Wealth Management LLC | 17,320 | $3.10M | 2.03% | −160−0.9% | Reduced |
| Ascent Wealth Partners, LLC | 17,424 | $3.12M | 0.70% | +17,424 | New |
| Hodges Capital Management Inc. | 17,489 | $3.13M | 0.32% | +93+0.5% | Added |
| Viking Fund Management LLC | 17,500 | $3.13M | 0.72% | +5,000+40.0% | Added |
| Drexel Morgan & Co. | 17,522 | $3.13M | 0.86% | 00.0% | Unchanged |
| FRG Family Wealth Advisors LLC | 17,525 | $3.13M | 0.72% | +135+0.8% | Added |
| Bank of the West | 17,575 | $3.14M | 0.40% | −478−2.6% | Reduced |