Caterpillar Inc

CAT

Exchange: NYSE
Industry: Construction Machinery & Equip
SEC CIK: 0000018230

SEC filings (opens in a new tab)

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2021

Institutional positions in Caterpillar Inc as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 2,015; No complete 13F data for Q4 2020
Shares held: 379.9M; No complete 13F data for Q4 2020
Total value: $88.0B; No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 2,015 institutions

Value heldQ1 2021: $88.0B

Institutions holding CAT and their total value by quarter
Quarter	Holders	Value
Q2 2026	4,070	$351.1B
Q1 2026	3,773	$232.0B
Q4 2025	3,543	$188.7B
Q3 2025	3,151	$159.0B
Q2 2025	3,023	$128.0B
Q1 2025	2,903	$109.0B
Q4 2024	3,010	$123.4B
Q3 2024	2,838	$133.6B
Q2 2024	2,713	$114.5B
Q1 2024	2,714	$127.6B
Q4 2023	2,583	$104.6B
Q3 2023	2,409	$97.3B
Q2 2023	2,329	$88.0B
Q1 2023	2,284	$82.6B
Q4 2022	2,287	$87.1B
Q3 2022	1,992	$59.2B
Q2 2022	2,077	$65.6B
Q1 2022	2,176	$82.0B
Q4 2021	2,161	$74.9B
Q3 2021	1,943	$71.1B
Q2 2021	2,028	$82.0B
Q1 2021	2,015	$88.0B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Caterpillar Inc.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding CAT in Q1 2021
Institution	Shares	Value	% of portfolio	Change in shares	Action
Hilton Capital Management, LLC	106,017	$24.6M	2.66%	–	–
Gulf International Bank (UK) Ltd	106,972	$24.8M	0.34%	–	–
Forsta Ap-Fonden	107,500	$24.9M	0.35%	–	–
Janney Capital Management LLC	107,538	$24.9M	1.65%	–	–
Pinebridge Investments, L.P.	107,948	$25.0M	0.32%	–	–
Braun Stacey Associates Inc	108,000	$25.0M	1.05%	–	–
Susquehanna International Group, LLP	108,229	$25.1M	0.03%	–	–
Schroder Investment Management Group	111,352	$25.8M	0.03%	–	–
Asahi Life Asset Management Co., Ltd.	111,938	$26.0M	3.52%	–	–
Foundry Partners, LLC	112,337	$26.0M	0.86%	–	–
Comerica Bank	113,351	$26.1M	0.16%	–	–
ING Groep NV	112,747	$26.1M	0.54%	–	–
Falcon Edge Capital, LP	113,847	$26.4M	1.64%	–	–
Russell Investments Group, Ltd.	115,167	$26.8M	0.05%	–	–
Blair William & Co	115,436	$26.8M	0.10%	–	–
Interval Partners, LP	115,969	$26.9M	1.76%	–	–
Wesleyan Assurance Society	117,250	$27.2M	3.62%	–	–
Guggenheim Capital LLC	120,220	$27.9M	0.18%	–	–
Nichols & Pratt Advisers LLP	122,186	$28.3M	2.21%	–	–
Skandinaviska Enskilda Banken AB (publ)	124,081	$28.8M	0.19%	–	–
Teacher Retirement System of Texas	124,896	$29.0M	0.16%	–	–
Westwood Management Corp	125,200	$29.0M	2.56%	–	–
Adams Diversified Equity Fund, Inc.	126,800	$29.4M	1.26%	–	–
Tredje AP-fonden	128,030	$29.7M	0.71%	–	–
Main Street Research LLC	128,241	$29.7M	2.80%	–	–
S&CO Inc	128,985	$29.9M	2.52%	–	–
Country Trust Bank	129,058	$29.9M	0.96%	–	–
Rockefeller Capital Management L.P.	129,245	$30.0M	0.20%	–	–
State of Alaska, Department of Revenue	129,639	$30.1M	0.33%	–	–
MetLife Investment Management	129,946	$30.1M	0.28%	–	–
Gabelli Funds LLC	130,150	$30.2M	0.20%	–	–
DnB Asset Management AS	131,657	$30.5M	0.22%	–	–
Glenview Trust Co	133,208	$30.9M	1.33%	–	–
Handelsbanken Fonder AB	134,970	$31.3M	0.18%	–	–
State of Michigan Retirement System	136,876	$31.7M	0.20%	–	–
Alyeska Investment Group, L.P.	139,321	$32.3M	0.42%	–	–
Tocqueville Asset Management L.P.	141,191	$32.7M	0.50%	–	–
SEI Investments Co	143,614	$32.8M	0.08%	–	–
Meyer Handelman Co	141,566	$32.8M	1.36%	–	–
United Services Automobile Association	142,353	$33.0M	0.60%	–	–
Millennium Management LLC	148,221	$34.4M	0.05%	–	–
Telemark Asset Management, LLC	150,000	$34.8M	2.94%	–	–
Arizona State Retirement System	153,092	$35.5M	0.31%	–	–
Hyman Charles D	154,700	$35.9M	2.63%	–	–
Duquesne Family Office LLCSuperinvestorDuquesne Family Office	156,400	$36.3M	0.80%	–	–
United Capital Financial Advisers, LLC	156,680	$36.3M	0.20%	–	–
Creative Planning	156,776	$36.4M	0.07%	–	–
AMP Capital Investors Ltd	161,726	$37.5M	0.19%	–	–
Nomura Asset Management Co Ltd	161,904	$37.5M	0.24%	–	–
Criteria Caixa, S.A.U.	162,503	$37.7M	6.10%	–	–
Jupiter Asset Management Ltd	163,577	$38.0M	0.37%	–	–
Keybank National Association	163,907	$38.0M	0.18%	–	–
Madison Asset Management, LLC	164,506	$38.1M	0.53%	–	–
Heritage Investors Management Corp	165,034	$38.3M	1.70%	–	–
Fjarde Ap-Fonden /Fourth Swedish National Pension Fund	166,749	$38.7M	0.35%	–	–
Minneapolis Portfolio Management Group, LLC	168,004	$39.0M	4.37%	–	–
Cambridge Investment Research Advisors, Inc.	169,144	$39.2M	0.21%	–	–
Financial Counselors Inc	170,618	$39.6M	0.92%	–	–
Umb Bank N A	176,971	$41.0M	1.00%	–	–
Nisa Investment Advisors, LLC	177,261	$41.1M	0.26%	–	–
Bluestein R H & Co	177,796	$41.2M	1.75%	–	–
Varma Mutual Pension Insurance Co	179,343	$41.6M	0.60%	–	–
CIBC World Markets Corp	180,699	$41.9M	0.27%	–	–
Commerce Bank	181,330	$42.0M	0.32%	–	–
Zurcher Kantonalbank (Zurich Cantonalbank)	182,947	$42.4M	0.25%	–	–
Assenagon Asset Management S.A.	183,774	$42.6M	0.22%	–	–
Bollard Group LLC	185,455	$43.0M	1.51%	–	–
DekaBank Deutsche Girozentrale	185,000	$43.5M	0.14%	–	–
Manning & Napier Group, LLC	191,095	$44.3M	0.38%	–	–
PGGM Investments	193,905	$45.0M	0.19%	–	–
American International Group, Inc.	193,962	$45.0M	0.18%	–	–
Calamos Advisors LLC	196,339	$45.5M	0.27%	–	–
Clark Capital Management Group, Inc.	197,279	$45.7M	0.70%	–	–
WestEnd Advisors, LLC	204,895	$47.5M	1.90%	–	–
Royal London Asset Management Ltd	204,924	$47.6M	0.22%	–	–
Huntington National Bank	211,549	$49.1M	0.59%	–	–
AXA S.A.	213,045	$49.4M	0.15%	–	–
Janus Henderson Group PLC	214,944	$49.9M	0.02%	–	–
Bank of Nova Scotia	216,117	$50.1M	0.10%	–	–
Truist Financial Corp	225,177	$52.2M	0.09%	–	–
M&T Bank Corp	225,471	$52.3M	0.23%	–	–
Migdal Insurance & Financial Holdings Ltd.	227,500	$52.8M	0.53%	–	–
Standard Life Aberdeen plc	230,547	$53.5M	0.12%	–	–
Ensign Peak Advisors, Inc	234,131	$54.3M	0.12%	–	–
Gateway Investment Advisers LLC	234,880	$54.5M	0.59%	–	–
Treasurer of the State of North Carolina	237,566	$55.1M	0.35%	–	–
Westpac Banking Corp	238,176	$55.2M	0.61%	–	–
Voya Investment Management LLC	240,897	$55.9M	0.11%	–	–
Citadel Advisors LLC	241,596	$56.0M	0.06%	–	–
Janney Montgomery Scott LLC	249,315	$57.8M	0.28%	–	–
Ardevora Asset Management LLP	249,500	$57.9M	0.86%	–	–
Storebrand Asset Management AS	253,792	$58.8M	0.31%	–	–
Advisor Group Holdings, Inc.	255,401	$59.3M	0.14%	–	–
Fifth Third Bancorp	255,622	$59.3M	0.28%	–	–
AQR Capital Management LLC	256,510	$59.5M	0.10%	–	–
BNP Paribas Arbitrage, SA	273,105	$63.3M	0.14%	–	–
Robeco Institutional Asset Management B.V.	285,087	$66.1M	0.16%	–	–
Markel Group Inc.SuperinvestorMarkel Group	287,500	$66.7M	0.92%	–	–
Raymond James Financial Services Advisors, Inc.	291,304	$67.5M	0.15%	–	–
Natixis Advisors, L.P.	293,552	$68.1M	0.36%	–	–