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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2021

Institutional positions in Caterpillar Inc as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
2,015
No complete 13F data for Q4 2020
Shares held
379.9M
No complete 13F data for Q4 2020
Total value
$88.0B
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 2,015 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,151 institutionsQ4 2025: 3,543 institutionsQ1 2026: 3,773 institutionsQ2 2026: 4,070 institutions
Value heldQ1 2021: $88.0B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,773$232.0B
Q4 20253,543$188.7B
Q3 20253,151$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Caterpillar Inc.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding CAT in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Williams Jones Wealth Management, LLC.14,831$3.44M0.05%––
Great Valley Advisor Group, Inc.14,847$3.44M0.33%––
Cullen/Frost Bankers, Inc.14,891$3.45M0.08%––
Raymond James Trust N.A.14,936$3.46M0.12%––
Advent Capital Management15,000$3.48M0.07%––
RBF Capital, LLC15,000$3.48M0.22%––
Kentucky Farm Bureau Mutual Insurance Co15,000$3.48M1.07%––
Leavell Investment Management, Inc.15,019$3.48M0.28%––
Virginia Retirement Systems Et Al15,100$3.50M0.03%––
Kentucky Retirement Systems Insurance Trust Fund15,139$3.51M0.38%––
Federated Hermes, Inc.15,161$3.52M0.01%––
Stratos Wealth Partners, LTD.15,342$3.56M0.10%––
Cresset Asset Management, LLC15,347$3.56M0.06%––
Kames Capital plc15,336$3.56M0.05%––
Beacon Investment Advisory Services, Inc.15,433$3.58M0.16%––
Global Retirement Partners, LLC15,446$3.58M0.42%––
Walled Lake Planning & Wealth Management, LLC15,501$3.59M2.49%––
BLB&B Advisors, LLC15,570$3.61M0.28%––
Griffin Asset Management, Inc.15,582$3.61M0.46%––
Sowell Financial Services LLC15,349$3.64M0.13%––
Avantax Advisory Services, Inc.15,687$3.64M0.08%––
Lido Advisors, LLC15,808$3.67M0.11%––
TCI Wealth Advisors, Inc.15,854$3.68M1.66%––
Eudaimonia Partners, LLC15,906$3.69M0.77%––
LeJeune Puetz Investment Counsel LLC15,981$3.71M1.45%––
G&S Capital LLC16,068$3.73M2.17%––
Abbrea Capital, LLC16,291$3.78M0.62%––
Siemens Fonds Invest GmbH16,289$3.78M0.37%––
Malaga Cove Capital, LLC16,430$3.82M1.63%––
World Asset Management Inc16,763$3.82M0.34%––
Barnett & Company, Inc.16,550$3.84M2.04%––
Duality Advisers, LP16,580$3.84M0.33%––
Hayek Kallen Investment Management16,605$3.85M1.73%––
Family Legacy, Inc.16,652$3.86M1.84%––
Meridian Wealth Management, LLC16,722$3.88M0.56%––
Monument Capital Management16,733$3.88M1.56%––
Kiley Juergens Wealth Management, LLC16,786$3.89M2.03%––
BBVA USA Bancshares, Inc.16,830$3.90M0.19%––
McMillion Capital Management Inc16,873$3.91M2.29%––
First National Trust Co16,994$3.94M0.26%––
Security National Trust Co17,131$3.97M0.93%––
Channing Capital Management, LLC17,166$3.98M0.14%––
Stillwater Investment Management, LLC17,175$3.98M1.14%––
Wedbush Securities Inc17,224$3.99M0.22%––
Walleye Trading LLC17,225$3.99M0.14%––
Fusion Capital, LLC17,367$4.03M2.62%––
Next Century Growth Investors LLC17,418$4.04M0.31%––
BP PLC17,409$4.04M0.14%––
South Dakota Investment Council17,485$4.05M0.07%––
Drexel Morgan & Co.17,522$4.06M1.03%––
Physicians Financial Services, Inc.17,555$4.07M1.74%––
Canandaigua National Corp17,813$4.13M0.70%––
Terry L. Blaker18,122$4.20M0.28%––
Robbins Farley LLC17,474$4.24M3.73%––
Northeast Investment Management18,333$4.25M0.25%––
Krilogy Financial LLC18,398$4.27M0.45%––
IBM Retirement Fund18,444$4.28M0.30%––
Avantax Planning Partners, Inc.18,467$4.28M0.22%––
Aries Wealth Management18,564$4.32M1.94%––
First Midwest Bank Trust Division18,640$4.32M0.59%––
Loveless Wealth Management LLC18,660$4.33M2.86%––
Great Lakes Advisors, LLC18,682$4.33M0.07%––
Freestone Capital Holdings, LLC18,736$4.34M0.24%––
Monte Financial Group, LLC18,841$4.37M2.68%––
National Asset Management, Inc.18,933$4.37M0.15%––
Montgomery Investment Management Inc19,023$4.41M1.69%––
Palladium Partners LLC19,113$4.43M0.22%––
Community Bank, N.A.19,160$4.44M0.56%––
Focus Financial Network, Inc.19,225$4.46M0.52%––
Level Four Advisory Services, LLC19,241$4.46M0.35%––
Searle & Co.19,364$4.49M2.00%––
Summitry LLC19,372$4.49M0.29%––
Reliant Investment Management, LLC19,400$4.50M2.20%––
Marketfield Asset Management LLC19,442$4.51M3.03%––
Sompo Asset Management Co., Ltd.19,500$4.52M1.03%––
NWK Group, Inc.19,546$4.53M1.98%––
Usca Ria LLC19,578$4.54M0.30%––
Wesbanco Bank Inc19,632$4.55M0.18%––
Cigna Investments Inc19,652$4.56M0.31%––
B & T Capital Management DBA Alpha Capital Management19,670$4.56M1.16%––
Crestwood Advisors Group LLC19,729$4.58M0.14%––
Beese Fulmer Investment Management, Inc.19,739$4.58M0.55%––
Kestra Private Wealth Services, LLC19,740$4.58M0.32%––
Shelton Capital Management19,743$4.58M0.16%––
Beacon Financial Group23,344$4.59M0.72%––
Benjamin F. Edwards & Company, Inc.19,793$4.59M0.25%––
Twin Capital Management Inc19,913$4.62M0.46%––
Caldwell Trust Co19,913$4.62M0.64%––
Moors & Cabot, Inc.20,044$4.64M0.36%––
Illinois Municipal Retirement Fund20,048$4.65M0.20%––
Argus Investors' Counsel, Inc.20,215$4.69M1.89%––
HighPoint Advisor Group LLC20,310$4.69M0.54%––
Prospera Financial Services Inc20,315$4.71M0.28%––
Colonial Trust Advisors20,506$4.75M0.62%––
Community Bank & Trust, Waco, Texas20,549$4.76M1.61%––
Argyle Capital Management Inc.20,665$4.79M1.61%––
Meeder Asset Management Inc20,672$4.79M0.25%––
USS Investment Management Ltd20,676$4.80M0.04%––
Exchange Traded Concepts, LLC20,816$4.83M0.18%––
Bogart Wealth, LLC20,996$4.87M0.68%––