Caterpillar Inc

CAT

Exchange: NYSE
Industry: Construction Machinery & Equip
SEC CIK: 0000018230

SEC filings (opens in a new tab)

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2021

Institutional positions in Caterpillar Inc as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 2,015; No complete 13F data for Q4 2020
Shares held: 379.9M; No complete 13F data for Q4 2020
Total value: $88.0B; No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 2,015 institutions

Value heldQ1 2021: $88.0B

Institutions holding CAT and their total value by quarter
Quarter	Holders	Value
Q2 2026	4,070	$351.1B
Q1 2026	3,773	$232.0B
Q4 2025	3,543	$188.7B
Q3 2025	3,151	$159.0B
Q2 2025	3,023	$128.0B
Q1 2025	2,903	$109.0B
Q4 2024	3,010	$123.4B
Q3 2024	2,838	$133.6B
Q2 2024	2,713	$114.5B
Q1 2024	2,714	$127.6B
Q4 2023	2,583	$104.6B
Q3 2023	2,409	$97.3B
Q2 2023	2,329	$88.0B
Q1 2023	2,284	$82.6B
Q4 2022	2,287	$87.1B
Q3 2022	1,992	$59.2B
Q2 2022	2,077	$65.6B
Q1 2022	2,176	$82.0B
Q4 2021	2,161	$74.9B
Q3 2021	1,943	$71.1B
Q2 2021	2,028	$82.0B
Q1 2021	2,015	$88.0B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Caterpillar Inc.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding CAT in Q1 2021
Institution	Shares	Value	% of portfolio	Change in shares	Action
Lowe Brockenbrough & Co Inc	10,766	$2.50M	0.24%	–	–
Tower Bridge Advisors	10,782	$2.50M	0.19%	–	–
Strategic Capital Advisers, Inc.	10,826	$2.51M	2.18%	–	–
Boyd Watterson Asset Management LLC	10,861	$2.52M	1.10%	–	–
Telos Capital Management, Inc.	10,861	$2.52M	0.36%	–	–
Resources Management Corp	10,895	$2.53M	0.38%	–	–
Spirit of America Management Corp	10,925	$2.53M	0.60%	–	–
Pflug Koory, LLC	10,973	$2.54M	1.41%	–	–
Graticule Asia Macro Advisors LLC	11,000	$2.55M	0.43%	–	–
MEMBERS Trust Co	11,014	$2.55M	0.09%	–	–
Strategic Wealth Advisors Group, LLC	11,065	$2.57M	0.13%	–	–
Loudon Investment Management, LLC	11,087	$2.57M	1.84%	–	–
Old Port Advisors	11,103	$2.57M	1.01%	–	–
Greenleaf Trust	11,147	$2.58M	0.03%	–	–
Trust Co of Vermont	11,161	$2.59M	0.19%	–	–
Profund Advisors LLC	11,283	$2.62M	0.10%	–	–
Bailard, Inc.	11,296	$2.62M	0.10%	–	–
Deane Retirement Strategies, Inc.	11,363	$2.64M	1.42%	–	–
Knights of Columbus Asset Advisors LLC	11,435	$2.65M	0.26%	–	–
ExodusPoint Capital Management, LP	11,442	$2.65M	0.05%	–	–
Trustcore Financial Services, LLC	11,472	$2.66M	0.31%	–	–
Mitchell Capital Management Co	11,486	$2.66M	0.65%	–	–
Osborne Partners Capital Management, LLC	11,499	$2.67M	0.24%	–	–
Symmetry Investments LP	11,500	$2.67M	0.86%	–	–
Quantitative Systematic Strategies LLC	11,563	$2.68M	0.41%	–	–
Country Club Trust Company, n.a.	11,517	$2.68M	0.25%	–	–
AlphaCrest Capital Management LLC	11,598	$2.69M	0.15%	–	–
Providence Wealth Advisors, LLC	11,667	$2.71M	1.99%	–	–
AdvisorNet Financial, Inc	11,689	$2.71M	0.19%	–	–
Foster & Motley Inc	11,781	$2.73M	0.25%	–	–
Gables Capital Management Inc.	11,795	$2.73M	1.52%	–	–
USA Financial Portformulas Corp	11,840	$2.75M	2.23%	–	–
Miracle Mile Advisors, LLC	11,868	$2.75M	0.16%	–	–
Two Sigma Investments, LP	11,879	$2.75M	0.01%	–	–
Massmutual Trust Co FSB	11,904	$2.76M	0.13%	–	–
Ameritas Investment Partners, Inc.	12,427	$2.77M	0.11%	–	–
J.P. Marvel Investment Advisors, LLC	11,971	$2.78M	0.66%	–	–
La Financiere de L'Echiquier	12,000	$2.78M	0.11%	–	–
Pinnacle Holdings, LLC	12,045	$2.79M	1.29%	–	–
Asset Dedication, LLC	12,035	$2.80M	0.63%	–	–
Wetherby Asset Management Inc	12,163	$2.82M	0.21%	–	–
Savant Capital, LLC	12,185	$2.83M	0.15%	–	–
First Horizon Advisors, Inc.	12,319	$2.86M	0.17%	–	–
Jump Financial, LLC	12,339	$2.86M	0.27%	–	–
Evercore Wealth Management, LLC	12,361	$2.87M	0.06%	–	–
Atlantic Union Bankshares Corp	12,419	$2.88M	0.29%	–	–
Cambridge Advisors Inc.	12,438	$2.88M	0.74%	–	–
Guyasuta Investment Advisors Inc	12,453	$2.89M	0.23%	–	–
Segment Wealth Management, LLC	12,470	$2.89M	0.38%	–	–
Barbara Oil Co.	12,500	$2.90M	1.40%	–	–
Homrich & Berg	12,549	$2.91M	0.08%	–	–
American Portfolios Advisors	12,571	$2.91M	0.13%	–	–
Voya Financial Advisors, Inc.	12,519	$2.92M	0.12%	–	–
Inscription Capital, LLC	12,585	$2.92M	1.00%	–	–
SageGuard Financial Group, LLC	12,593	$2.92M	1.36%	–	–
IndexIQ Advisors LLC	12,640	$2.93M	0.10%	–	–
Haverford Trust Co	12,666	$2.94M	0.04%	–	–
EagleClaw Capital Managment, LLC	12,675	$2.94M	0.84%	–	–
Azimuth Capital Management LLC	12,721	$2.95M	0.14%	–	–
Ogorek Anthony Joseph	12,757	$2.96M	1.46%	–	–
Bank of the West	12,798	$2.97M	0.33%	–	–
Bessemer Group Inc	12,889	$2.99M	0.01%	–	–
Mutual Advisors, LLC	12,937	$3.00M	0.21%	–	–
New England Investment & Retirement Group, Inc.	12,941	$3.00M	0.73%	–	–
CBOE Vest Financial, LLC	12,976	$3.01M	1.73%	–	–
Winton Group Ltd	12,985	$3.01M	0.17%	–	–
Pallas Capital Advisors LLC	12,427	$3.02M	0.67%	–	–
Pacific Wealth Strategies Group, Inc.	13,025	$3.02M	1.27%	–	–
Waycross Partners, LLC	13,027	$3.02M	1.68%	–	–
Oliver Luxxe Assets LLC	13,099	$3.04M	0.91%	–	–
Compagnie Lombard Odier SCmA	13,175	$3.05M	0.07%	–	–
Logan Capital Management Inc	13,212	$3.06M	0.15%	–	–
Douglass Winthrop Advisors, LLC	13,245	$3.07M	0.08%	–	–
FIL Ltd	13,380	$3.10M	0.00%	–	–
DT Investment Partners, LLC	13,417	$3.11M	0.45%	–	–
Webster Bank, N. A.	13,420	$3.11M	0.35%	–	–
Mission Creek Capital Partners, Inc.	13,503	$3.13M	0.47%	–	–
Eukles Asset Management	13,608	$3.15M	2.04%	–	–
Sumitomo Life Insurance Co	13,695	$3.17M	0.13%	–	–
Financial & Tax Architects, LLC	13,696	$3.18M	1.78%	–	–
North Star Investment Management Corp.	13,750	$3.19M	0.30%	–	–
Gotham Asset Management, LLC	13,776	$3.19M	0.14%	–	–
Blue Edge Capital, LLC	13,835	$3.21M	0.71%	–	–
Markston International LLC	13,885	$3.22M	0.36%	–	–
HC Financial Advisors Inc	13,945	$3.23M	1.97%	–	–
Allstate Corp	13,951	$3.23M	0.10%	–	–
K.J. Harrison & Partners Inc	14,000	$3.25M	0.50%	–	–
Ieq Capital, LLC	14,066	$3.26M	0.13%	–	–
Iowa State Bank	14,101	$3.27M	0.98%	–	–
Claraphi Advisory Network, LLC	14,143	$3.28M	0.90%	–	–
Redpoint Investment Management Pty Ltd	14,183	$3.29M	0.28%	–	–
Mid Atlantic Financial Management Inc	14,189	$3.29M	0.24%	–	–
FRG Family Wealth Advisors LLC	14,214	$3.30M	0.67%	–	–
Avidian Wealth Solutions, LLC	14,321	$3.32M	0.28%	–	–
Investment Management of Virginia LLC	14,406	$3.34M	0.67%	–	–
Sandy Spring Bank	14,403	$3.34M	0.19%	–	–
Stonnington Group, LLC	14,104	$3.35M	0.81%	–	–
Slow Capital, Inc.	14,215	$3.35M	0.73%	–	–
Ci Investments Inc.	14,553	$3.37M	0.01%	–	–
Roundview Capital LLC	14,750	$3.42M	0.43%	–	–