Caterpillar Inc

CAT

Exchange: NYSE
Industry: Construction Machinery & Equip
SEC CIK: 0000018230

SEC filings (opens in a new tab)

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2021

Institutional positions in Caterpillar Inc as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 2,015; No complete 13F data for Q4 2020
Shares held: 379.9M; No complete 13F data for Q4 2020
Total value: $88.0B; No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 2,015 institutions

Value heldQ1 2021: $88.0B

Institutions holding CAT and their total value by quarter
Quarter	Holders	Value
Q2 2026	4,070	$351.1B
Q1 2026	3,773	$232.0B
Q4 2025	3,543	$188.7B
Q3 2025	3,151	$159.0B
Q2 2025	3,023	$128.0B
Q1 2025	2,903	$109.0B
Q4 2024	3,010	$123.4B
Q3 2024	2,838	$133.6B
Q2 2024	2,713	$114.5B
Q1 2024	2,714	$127.6B
Q4 2023	2,583	$104.6B
Q3 2023	2,409	$97.3B
Q2 2023	2,329	$88.0B
Q1 2023	2,284	$82.6B
Q4 2022	2,287	$87.1B
Q3 2022	1,992	$59.2B
Q2 2022	2,077	$65.6B
Q1 2022	2,176	$82.0B
Q4 2021	2,161	$74.9B
Q3 2021	1,943	$71.1B
Q2 2021	2,028	$82.0B
Q1 2021	2,015	$88.0B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Caterpillar Inc.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding CAT in Q1 2021
Institution	Shares	Value	% of portfolio	Change in shares	Action
Cubist Systematic Strategies, LLC	8,264	$1.92M	0.02%	–	–
Van Eck Associates Corp	8,275	$1.92M	0.01%	–	–
Truvestments Capital LLC	8,283	$1.92M	1.09%	–	–
DHJJ Financial Advisors, Ltd.	8,328	$1.93M	1.12%	–	–
Venture Visionary Partners LLC	8,340	$1.93M	0.16%	–	–
Vestmark Advisory Solutions, Inc.	8,381	$1.94M	0.17%	–	–
HBK Sorce Advisory LLC	8,387	$1.95M	0.12%	–	–
Park National Corp	8,401	$1.95M	0.09%	–	–
Monetary Management Group Inc	8,427	$1.95M	0.63%	–	–
Court Place Advisors, LLC	8,443	$1.96M	0.61%	–	–
Lincoln National Corp	8,447	$1.96M	0.05%	–	–
Private Trust Co NA	8,456	$1.96M	0.32%	–	–
Naples Global Advisors, LLC	8,477	$1.97M	0.30%	–	–
Columbia Trust Co 01012016	8,505	$1.97M	1.22%	–	–
Financial Advocates Investment Management	9,952	$1.98M	0.15%	–	–
Capital Asset Advisory Services LLC	8,535	$1.98M	0.30%	–	–
Johnson Investment Counsel Inc	8,568	$1.99M	0.03%	–	–
Seeyond	8,593	$1.99M	0.20%	–	–
True North Advisors, LLC	8,642	$2.00M	0.48%	–	–
Radnor Capital Management, LLC	8,657	$2.01M	0.65%	–	–
BI Asset Management Fondsmaeglerselskab A/S	8,687	$2.01M	0.08%	–	–
United Bank	8,700	$2.02M	0.28%	–	–
Spreng Capital Management, Inc.	8,715	$2.02M	1.41%	–	–
Oarsman Capital, Inc.	8,719	$2.02M	0.87%	–	–
Oxbow Advisors, LLC	8,727	$2.02M	0.25%	–	–
Trust Investment Advisors	8,819	$2.04M	2.01%	–	–
McKinley Carter Wealth Services, Inc.	8,839	$2.05M	0.18%	–	–
QS Investors, LLC	8,864	$2.06M	0.02%	–	–
Meiji Yasuda Asset Management Co Ltd.	8,905	$2.06M	0.15%	–	–
TrinityPoint Wealth, LLC	8,913	$2.07M	0.48%	–	–
Sandhill Capital Partners LLC	8,945	$2.07M	0.18%	–	–
Papp L Roy & Associates	9,010	$2.09M	0.30%	–	–
Costello Asset Management, INC	9,034	$2.10M	1.45%	–	–
Jaffetilchin Investment Partners, LLC	9,108	$2.11M	0.25%	–	–
1st Source Bank	9,162	$2.13M	0.14%	–	–
Baldwin Investment Management, LLC	9,178	$2.13M	0.39%	–	–
MV Capital Management, Inc.	9,196	$2.13M	0.39%	–	–
Focused Wealth Management, Inc	9,205	$2.13M	0.38%	–	–
Liberty One Investment Management, LLC	9,235	$2.14M	0.38%	–	–
Tdam USA Inc.	9,244	$2.14M	0.13%	–	–
DuPont Capital Management Corp	9,272	$2.15M	0.05%	–	–
Murphy, Middleton, Hinkle & Parker, Inc.	9,285	$2.15M	1.25%	–	–
Trust Co of Toledo NA	9,292	$2.15M	0.39%	–	–
Nicholas Hoffman & Company, LLC.	9,313	$2.16M	0.44%	–	–
Adirondack Trust Co	9,319	$2.16M	1.15%	–	–
Dana Investment Advisors, Inc.	9,319	$2.16M	0.10%	–	–
Convergence Investment Partners, LLC	9,332	$2.16M	0.99%	–	–
NEXT Financial Group, Inc	9,385	$2.18M	0.19%	–	–
Palisade Asset Management, LLC	9,389	$2.18M	0.28%	–	–
Wellington Shields & Co., LLC	9,400	$2.18M	0.78%	–	–
Burleson & Company, LLC	9,402	$2.18M	0.36%	–	–
Rafferty Asset Management, LLC	9,420	$2.18M	0.02%	–	–
Ellsworth Advisors, LLC	9,427	$2.19M	1.32%	–	–
Ropes Wealth Advisors LLC	9,160	$2.19M	0.38%	–	–
D. E. Shaw & Co., Inc.	9,461	$2.19M	0.00%	–	–
Bryn Mawr Trust Co	9,470	$2.20M	0.09%	–	–
San Francisco Sentry Investment Group (Ca)	9,523	$2.21M	0.94%	–	–
Kistler-Tiffany Companies, LLC	9,575	$2.22M	0.57%	–	–
Morse Asset Management, Inc	9,600	$2.23M	0.57%	–	–
Triangle Securities Wealth Management	9,618	$2.23M	0.81%	–	–
Hudock, Inc.	9,633	$2.23M	0.70%	–	–
F/M Investments LLC	9,647	$2.24M	1.77%	–	–
Asset Management Group, Inc.	9,664	$2.24M	0.49%	–	–
Ingalls & Snyder LLC	9,686	$2.25M	0.11%	–	–
Cumberland Advisors Inc	9,700	$2.25M	0.56%	–	–
F3Logic, LLC	9,812	$2.25M	0.32%	–	–
Dorsey & Whitney Trust CO LLC	9,751	$2.26M	0.23%	–	–
Holderness Investments Co	9,826	$2.28M	0.82%	–	–
Whitener Capital Management, Inc.	9,833	$2.28M	0.99%	–	–
Crescent Capital Consulting, LLC	9,861	$2.29M	0.50%	–	–
First National Bank & Trust Co of Newtown	9,904	$2.30M	0.50%	–	–
Stolper Co	9,908	$2.30M	1.18%	–	–
Hanson & Doremus Investment Management	9,928	$2.30M	0.53%	–	–
Ambassador Advisors, LLC	10,013	$2.32M	0.52%	–	–
Man Group plc	10,022	$2.32M	0.01%	–	–
Capital Investment Counsel, Inc	10,055	$2.33M	0.62%	–	–
Murphy Capital Management Inc	10,073	$2.33M	0.29%	–	–
Thomas Story & Son LLC	10,100	$2.34M	0.88%	–	–
Princeton Capital Management LLC	10,121	$2.35M	0.79%	–	–
Mairs & Power Inc	10,135	$2.35M	0.02%	–	–
Vestcor Inc	10,159	$2.36M	0.09%	–	–
Boltwood Capital Management	10,179	$2.36M	1.05%	–	–
Carroll Financial Associates, Inc.	10,244	$2.38M	0.15%	–	–
Kinloch Capital, LLC	10,306	$2.39M	1.84%	–	–
Donaldson Capital Management, LLC	10,315	$2.39M	0.13%	–	–
Beck Capital Management, LLC	10,319	$2.39M	0.90%	–	–
Whalerock Point Partners, LLC	10,370	$2.40M	1.06%	–	–
King Luther Capital Management Corp	10,390	$2.41M	0.01%	–	–
Frontier Wealth Management LLC	10,406	$2.41M	0.19%	–	–
Los Angeles Capital Management LLC	10,440	$2.42M	0.01%	–	–
Bowen Hanes & Co Inc	10,504	$2.44M	0.08%	–	–
CWM, LLC	11,228	$2.44M	0.02%	–	–
Modus Advisors, LLC	10,534	$2.44M	1.13%	–	–
Jacobi Capital Management LLC	10,549	$2.45M	0.36%	–	–
First Citizens Bank & Trust Co	10,597	$2.46M	0.12%	–	–
FLC Capital Advisors	10,612	$2.46M	0.77%	–	–
Mitchell McLeod Pugh & Williams Inc	10,653	$2.47M	1.03%	–	–
Nomura Holdings Inc	10,719	$2.48M	0.02%	–	–
Valeo Financial Advisors, LLC	10,710	$2.48M	0.12%	–	–
Heritage Trust Co	10,746	$2.49M	0.38%	–	–