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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2021

Institutional positions in Caterpillar Inc as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
2,015
No complete 13F data for Q4 2020
Shares held
379.9M
No complete 13F data for Q4 2020
Total value
$88.0B
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 2,015 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,070 institutions
Value heldQ1 2021: $88.0B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Caterpillar Inc.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding CAT in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Weil Company, Inc.3,746$869.0K0.49%––
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management3,751$870.0K0.07%––
Menard Financial Group LLC3,757$871.0K0.94%––
Summit Financial Group Inc3,767$873.0K0.36%––
Fukoku Mutual Life Insurance Co3,780$876.0K0.08%––
WD Rutherford LLC3,784$877.0K0.55%––
Woodward Diversified Capital, LLC3,789$878.0K0.52%––
Capital International Sarl3,792$879.0K0.08%––
Ballast Advisors LLC3,815$885.0K0.41%––
Royal Fund Management, LLC3,862$895.0K0.16%––
IVC Wealth Advisors LLC3,883$900.0K0.71%––
Wade G W & Inc3,892$902.0K0.05%––
SNS Financial Group, LLC3,907$906.0K0.13%––
TRUE Private Wealth Advisors3,918$908.0K0.15%––
American National Registered Investment Advisor, Inc.3,930$911.0K0.35%––
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors3,941$914.0K0.35%––
PFG Advisors3,949$916.0K0.12%––
Fort Point Capital Partners LLC3,961$918.0K0.21%––
Charles Schwab Trust Co3,973$925.0K0.19%––
Saybrook Capital4,000$927.0K0.28%––
Clarus Wealth Advisors4,021$928.0K0.58%––
Nwam LLC4,023$933.0K0.09%––
FinTrust Capital Advisors, LLC4,036$936.0K0.27%––
Mayflower Financial Advisors, LLC4,041$937.0K0.14%––
Visionary Wealth Advisors4,065$942.0K0.10%––
Hudson Valley Investment Advisors Inc4,079$946.0K0.17%––
Arkadios Wealth Advisors4,081$946.0K0.16%––
Journey Advisory Group, LLC4,082$947.0K0.33%––
Dixon Hubard Feinour & Brown Inc4,094$949.0K0.23%––
Bridges Investment Management Inc4,100$950.0K0.03%––
EP Wealth Advisors, LLC4,117$955.0K0.03%––
We Are One Seven, LLC4,119$955.0K0.16%––
Lantz Financial LLC4,125$956.0K0.54%––
Chicago Capital, LLC4,135$959.0K0.04%––
Clearbridge Investments, LLC4,139$960.0K0.00%––
Qtron Investments LLC4,148$962.0K0.27%––
Sutton Wealth Advisors Inc.4,150$962.3K0.38%––
Birch Hill Investment Advisors LLC4,159$964.0K0.05%––
Beacon Pointe Advisors, LLC4,161$964.0K0.06%––
Fairview Capital Investment Management, LLC4,164$965.0K0.03%––
Arjuna Capital4,161$965.0K0.47%––
Regency Capital Management Inc.4,165$966.0K1.02%––
Cim Investment Mangement Inc4,170$967.0K0.30%––
Parcion Private Wealth LLC4,172$967.0K0.11%––
BancorpSouth Bank4,173$968.0K0.15%––
Creegan & Nassoura Financial Group, LLC4,175$968.0K0.86%––
Roman Butler Fullerton & Co4,167$969.0K0.48%––
Resource Management, LLC4,179$969.0K0.12%––
Amussen Hunsaker Associates LLC4,194$972.0K0.31%––
Chicago Trust Co NA4,194$973.0K0.33%––
Sonora Investment Management, LLC4,220$978.0K0.08%––
ETF Managers Group, LLC4,252$991.0K0.02%––
Banque Pictet & Cie SA4,278$992.0K0.01%––
Cordasco Financial Network4,294$996.0K0.73%––
Flputnam Investment Management Co4,303$998.0K0.04%––
High Falls Advisors, Inc4,314$1.00M0.29%––
Allen Capital Group, LLC4,336$1.00M0.23%––
Sit Investment Associates Inc4,346$1.01M0.03%––
Burke & Herbert Bank & Trust Co4,358$1.01M0.69%––
Tokio Marine Asset Management Co Ltd4,356$1.01M0.10%––
Norris Financial Group, LLC4,389$1.02M0.75%––
Puzo Michael J4,400$1.02M0.32%––
Empirical Finance, LLC5,603$1.02M0.18%––
Biltmore Family Office, LLC4,412$1.02M0.32%––
Nations Financial Group Inc,4,418$1.02M0.23%––
Courier Capital LLC4,427$1.03M0.10%––
Money Concepts Capital Corp4,440$1.03M0.08%––
Old West Investment Management, LLC4,458$1.03M0.45%––
Capital Investment Advisory Services, LLC4,456$1.03M0.15%––
Am Investment Strategies LLC4,512$1.05M0.29%––
Hodges Capital Management Inc.4,515$1.05M0.14%––
Creative Financial Designs Inc4,525$1.05M0.21%––
Patton Fund Management, Inc.4,529$1.05M0.56%––
Glen Eagle Advisors, LLC4,494$1.06M0.37%––
Walleye Capital LLC4,569$1.06M0.07%––
Coastal Investment Advisors, Inc.4,572$1.06M0.28%––
Providence First Trust Co4,579$1.06M0.52%––
Hilltop Holdings Inc.4,596$1.07M0.14%––
Adams Chetwood Wealth Management LLC4,632$1.07M0.82%––
Camarda Financial Advisors, LLC4,637$1.07M0.77%––
Gladstone Institutional Advisory LLC4,642$1.08M0.17%––
West Oak Capital, LLC4,645$1.08M0.46%––
IFP Advisors, Inc4,683$1.08M0.02%––
Patriot Investment Management Inc.4,676$1.08M0.11%––
Ritholtz Wealth Management4,683$1.09M0.09%––
Eldridge Investment Advisors, Inc.4,712$1.09M0.42%––
Garde Capital, Inc.4,724$1.09M0.13%––
Inspire Advisors, LLC4,754$1.10M0.40%––
HBK Investments L P4,771$1.11M0.01%––
J. W. Coons Advisors, LLC4,791$1.11M0.40%––
Zions Bancorporation, N.A.4,805$1.11M0.13%––
Scott & Selber, Inc.4,809$1.11M0.46%––
Flaharty Asset Management, LLC4,835$1.12M0.26%––
First Foundation Advisors4,844$1.12M0.05%––
Northwest Quadrant Wealth Management, LLC4,855$1.13M0.35%––
Moneta Group Investment Advisors LLC4,865$1.13M0.06%––
CoreFirst Bank & Trust4,875$1.13M0.78%––
Csenge Advisory Group4,929$1.14M0.12%––
ARGI Investment Services, LLC4,911$1.14M0.04%––
Heck Capital Advisors, LLC4,929$1.14M0.25%––