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Livermore
Livermore
ZHEN

XAI Floating Rate & Alternative Income Trust

XFLT
Exchange
NYSE
SEC CIK
0001703079

No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.

13F holders, Q1 2026

Institutional positions in XAI Floating Rate & Alternative Income Trust as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
55
−37 vs. Q4 2025
Shares held
3.89M
−177.5K (−4.4%) vs. Q4 2025Converted for a 1-for-5 split
Total value
$66.5M
−$31.4M (−32.1%) vs. Q4 2025
New holders
10
23 more added
Sold out
47
10 more reduced

2 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q4 2025: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2026: 55 institutions
Q1 2021: 30 institutionsQ2 2021: 35 institutionsQ3 2021: 40 institutionsQ4 2021: 40 institutionsQ1 2022: 41 institutionsQ2 2022: 45 institutionsQ3 2022: 45 institutionsQ4 2022: 45 institutionsQ1 2023: 45 institutionsQ2 2023: 50 institutionsQ3 2023: 53 institutionsQ4 2023: 57 institutionsQ1 2024: 61 institutionsQ2 2024: 61 institutionsQ3 2024: 60 institutionsQ4 2024: 80 institutionsQ1 2025: 81 institutionsQ2 2025: 73 institutionsQ3 2025: 81 institutionsQ4 2025: 94 institutionsQ1 2026: 55 institutionsQ2 2026: 60 institutions
Value heldQ1 2026: $66.5M
Q1 2021: $12.0MQ2 2021: $14.3MQ3 2021: $17.1MQ4 2021: $20.8MQ1 2022: $20.6MQ2 2022: $17.8MQ3 2022: $15.0MQ4 2022: $14.8MQ1 2023: $15.0MQ2 2023: $16.3MQ3 2023: $18.5MQ4 2023: $20.7MQ1 2024: $26.8MQ2 2024: $30.9MQ3 2024: $31.2MQ4 2024: $42.5MQ1 2025: $45.7MQ2 2025: $40.5MQ3 2025: $58.6MQ4 2025: $97.9MQ1 2026: $66.5MQ2 2026: $76.8M
Institutions holding XFLT and their total value by quarter
QuarterHoldersValue
Q2 202660$76.8M
Q1 202655$66.5M
Q4 202594$97.9M
Q3 202581$58.6M
Q2 202573$40.5M
Q1 202581$45.7M
Q4 202480$42.5M
Q3 202460$31.2M
Q2 202461$30.9M
Q1 202461$26.8M
Q4 202357$20.7M
Q3 202353$18.5M
Q2 202350$16.3M
Q1 202345$15.0M
Q4 202245$14.8M
Q3 202245$15.0M
Q2 202245$17.8M
Q1 202241$20.6M
Q4 202140$20.8M
Q3 202140$17.1M
Q2 202135$14.3M
Q1 202130$12.0M

Institutions, Q1 2026

Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q4 2025.

Institutions holding XFLT in Q1 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Wells Fargo & Company1$110.00%+1+400.0%AddedConverted for a 1-for-5 split
Danske Bank A/S1$170.00%+1New
Huntington National Bank–$220.00%––
Rockefeller Capital Management L.P.17$2920.00%+17New
Allworth Financial LP59$1.01K0.00%00.0%UnchangedConverted for a 1-for-5 split
Whittier Trust Co of Nevada Inc100$1.68K0.00%+100New
BlackRock, Inc.145$2.49K0.00%+145New
FNY Investment Advisers, LLC200$3.00K0.00%+200New
St Germain D J Co Inc180$3.09K0.00%00.0%UnchangedConverted for a 1-for-5 split
Byrne Asset Management LLC200$3.44K0.00%00.0%UnchangedConverted for a 1-for-5 split
Thurston, Springer, Miller, Herd & Titak, Inc.220$3.78K0.00%00.0%UnchangedConverted for a 1-for-5 split
SWAN Capital LLC246$4.23K0.00%00.0%UnchangedConverted for a 1-for-5 split
Highline Wealth Partners LLC300$5.15K0.00%00.0%UnchangedConverted for a 1-for-5 split
WPG Advisers, LLC379$6.51K0.00%+113+42.6%AddedConverted for a 1-for-5 split
Pinnacle Wealth Planning Services, Inc.881$15.1K0.00%+234+36.1%AddedConverted for a 1-for-5 split
BNP Paribas Arbitrage, SA915$15.7K0.00%00.0%UnchangedConverted for a 1-for-5 split
Osbon Capital Management LLC989$17.0K0.01%+989New
Fifth Third Bancorp1,058$18.2K0.00%+1,058New
Triumph Capital Management1,369$23.9K0.00%−430−23.9%ReducedConverted for a 1-for-5 split
Blue Bell Private Wealth Management, LLC1,715$29.5K0.00%00.0%UnchangedConverted for a 1-for-5 split
Halbert Hargrove Global Advisors, LLC2,000$34.4K0.00%00.0%UnchangedConverted for a 1-for-5 split
CoreCap Advisors, LLC2,916$50.1K0.00%−666−18.6%ReducedConverted for a 1-for-5 split
Advisory Services Network, LLC4,496$77.2K0.00%−286−6.0%ReducedConverted for a 1-for-5 split
EverSource Wealth Advisors, LLC5,000$85.9K0.00%+1,600+47.1%AddedConverted for a 1-for-5 split
Royal Bank of Canada6,751$116.0K0.00%−651−8.8%ReducedConverted for a 1-for-5 split
Advisor Group Holdings, Inc.9,250$158.9K0.00%−7,786−45.7%ReducedConverted for a 1-for-5 split
Sax Wealth Advisors, LLC35,405$169.9K0.01%+28,324+400.0%AddedConverted for a 1-for-5 split
Apollon Wealth Management, LLC12,603$216.5K0.00%+137+1.1%AddedConverted for a 1-for-5 split
Chicago Partners Investment Group LLC12,512$226.2K0.01%−8,010−39.0%ReducedConverted for a 1-for-5 split
Sculptor Capital LP15,686$269.5K0.00%+15,686New
Cetera Investment Advisers16,614$285.4K0.00%00.0%UnchangedConverted for a 1-for-5 split
XTX Topco Ltd17,750$304.9K0.01%+8,173+85.3%AddedConverted for a 1-for-5 split
Susquehanna International Group, LLP21,635$371.7K0.00%+8,276+62.0%AddedConverted for a 1-for-5 split
Private Advisor Group, LLC23,251$399.5K0.00%+222+1.0%AddedConverted for a 1-for-5 split
Samalin Investment Counsel, LLC27,965$480.4K0.17%+10,017+55.8%AddedConverted for a 1-for-5 split
Belpointe Asset Management LLC28,958$497.5K0.02%+3,551+14.0%AddedConverted for a 1-for-5 split
Kestra Advisory Services, LLC29,649$509.4K0.00%−4,913−14.2%ReducedConverted for a 1-for-5 split
LPL Financial LLC38,797$666.5K0.00%−4,801−11.0%ReducedConverted for a 1-for-5 split
UBS Group AG39,528$679.1K0.00%+5,971+17.8%AddedConverted for a 1-for-5 split
Closed-End Fund Advisors, Inc.51,831$890.5K0.91%+5,238+11.2%AddedConverted for a 1-for-5 split
Jane Street Group, LLC55,244$949.1K0.00%+23,935+76.4%AddedConverted for a 1-for-5 split
Virtus Investment Advisers, Inc.55,758$957.9K0.26%+7,310+15.1%AddedConverted for a 1-for-5 split
Thomas J. Herzfeld Advisors, Inc.59,545$1.02M0.35%−68,071−53.3%ReducedConverted for a 1-for-5 split
Invesco Ltd.59,884$1.03M0.00%+7,502+14.3%AddedConverted for a 1-for-5 split
Rpo LLC89,904$1.54M6.23%+89,904New
Toronto Dominion Bank100,000$1.72M0.00%+100,000New
Cresset Asset Management, LLC143,955$2.47M0.01%00.0%UnchangedConverted for a 1-for-5 split
Landscape Capital Management, L.L.C.144,227$2.48M0.16%+41,764+40.8%AddedConverted for a 1-for-5 split
Guggenheim Capital LLC152,538$2.62M0.02%+8,864+6.2%AddedConverted for a 1-for-5 split
Bulldog Investors, LLP186,930$3.21M0.72%+85,257+83.9%AddedConverted for a 1-for-5 split
Matisse Capital344,096$5.91M2.53%+160,096+87.0%AddedConverted for a 1-for-5 split
Rivernorth Capital Management, LLC384,757$6.61M0.33%+215,155+126.9%AddedConverted for a 1-for-5 split
Eagle Point Credit Management LLC439,852$7.56M9.88%+21,801+5.2%AddedConverted for a 1-for-5 split
Morgan Stanley602,194$10.3M0.00%+267,694+80.0%AddedConverted for a 1-for-5 split
Sit Investment Associates Inc662,994$11.4M0.23%−430,519−39.4%ReducedConverted for a 1-for-5 split
CF Capital LLC0$00.00%−296,484−100.0%Sold outConverted for a 1-for-5 split
J.W. Cole Advisors, Inc.0$00.00%−90,333−100.0%Sold outConverted for a 1-for-5 split
Envestnet Asset Management Inc0$00.00%−85,416−100.0%Sold outConverted for a 1-for-5 split
Lido Advisors, LLC0$00.00%−49,556−100.0%Sold outConverted for a 1-for-5 split
Shaker Financial Services, LLC0$00.00%−36,704−100.0%Sold outConverted for a 1-for-5 split
Cambridge Investment Research Advisors, Inc.0$00.00%−18,052−100.0%Sold outConverted for a 1-for-5 split
TrueMark Investments, LLC0$00.00%−16,048−100.0%Sold outConverted for a 1-for-5 split
Alexander Labrunerie & Co., Inc.0$00.00%−11,000−100.0%Sold outConverted for a 1-for-5 split
Nine Masts Capital Ltd0$00.00%−10,761−100.0%Sold outConverted for a 1-for-5 split
Integrated Wealth Concepts LLC0$00.00%−10,014−100.0%Sold outConverted for a 1-for-5 split
HighTower Advisors, LLC0$00.00%−9,359−100.0%Sold outConverted for a 1-for-5 split
RSM US Wealth Management LLC0$00.00%−8,819−100.0%Sold outConverted for a 1-for-5 split
Wedbush Securities Inc0$00.00%−7,999−100.0%Sold outConverted for a 1-for-5 split
CFO4Life Group, LLC0$00.00%−7,760−100.0%Sold outConverted for a 1-for-5 split
HRT Financial LP0$00.00%−7,260−100.0%Sold outConverted for a 1-for-5 split
Commonwealth Equity Services, LLC0$00.00%−7,016−100.0%Sold outConverted for a 1-for-5 split
Marex Group plc0$00.00%−6,137−100.0%Sold outConverted for a 1-for-5 split
Raymond James Financial Inc0$00.00%−6,094−100.0%Sold outConverted for a 1-for-5 split
Alpine Global Management, LLC0$00.00%−5,355−100.0%Sold outConverted for a 1-for-5 split
Brookwood Investment Group LLC0$00.00%−5,309−100.0%Sold outConverted for a 1-for-5 split
Atomi Financial Group, Inc.0$00.00%−5,005−100.0%Sold outConverted for a 1-for-5 split
Summitry LLC0$00.00%−5,000−100.0%Sold outConverted for a 1-for-5 split
CSS LLC0$00.00%−4,658−100.0%Sold outConverted for a 1-for-5 split
Mariner, LLC0$00.00%−4,395−100.0%Sold outConverted for a 1-for-5 split
Kestra Private Wealth Services, LLC0$00.00%−4,140−100.0%Sold outConverted for a 1-for-5 split
Castleview Partners, LLC0$00.00%−3,714−100.0%Sold outConverted for a 1-for-5 split
Beacon Financial Advisory LLC0$00.00%−3,618−100.0%Sold outConverted for a 1-for-5 split
Evoke Wealth, LLC0$00.00%−3,514−100.0%Sold outConverted for a 1-for-5 split
Firethorn Wealth Partners, LLC0$00.00%−3,466−100.0%Sold outConverted for a 1-for-5 split
Mutual Advisors, LLC0$00.00%−3,430−100.0%Sold outConverted for a 1-for-5 split
Catalina Capital Group, LLC0$00.00%−3,354−100.0%Sold outConverted for a 1-for-5 split
Walkner Condon Financial Advisors LLC0$00.00%−3,087−100.0%Sold outConverted for a 1-for-5 split
Sigma Planning Corp0$00.00%−2,528−100.0%Sold outConverted for a 1-for-5 split
Nomura Holdings Inc0$00.00%−2,974−100.0%Sold outConverted for a 1-for-5 split
Great Valley Advisor Group, Inc.0$00.00%−2,876−100.0%Sold outConverted for a 1-for-5 split
Mercer Global Advisors Inc0$00.00%−2,841−100.0%Sold outConverted for a 1-for-5 split
Freestate Advisors LLC0$00.00%−2,700−100.0%Sold outConverted for a 1-for-5 split
One Capital Management, LLC0$00.00%−2,500−100.0%Sold outConverted for a 1-for-5 split
Accredited Investor Services, LLC0$00.00%−2,431−100.0%Sold outConverted for a 1-for-5 split
Highland Financial Advisors, LLC0$00.00%−2,346−100.0%Sold outConverted for a 1-for-5 split
Amplius Wealth Advisors, LLC0$00.00%−2,236−100.0%Sold outConverted for a 1-for-5 split
Per Stirling Capital Management, LLC.0$00.00%−2,110−100.0%Sold outConverted for a 1-for-5 split
Spire Wealth Management0$00.00%−873−100.0%Sold outConverted for a 1-for-5 split
Flagship Harbor Advisors, LLC0$00.00%−737−100.0%Sold outConverted for a 1-for-5 split
Noble Wealth Management PBC0$00.00%−400−100.0%Sold outConverted for a 1-for-5 split