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Livermore
Livermore
ZHEN

XAI Floating Rate & Alternative Income Trust

XFLT
Exchange
NYSE
SEC CIK
0001703079

No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.

13F holders, Q3 2023

Institutional positions in XAI Floating Rate & Alternative Income Trust as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
53
+3 vs. Q2 2023
Shares held
2.66M
+225.7K (+9.3%) vs. Q2 2023
Total value
$18.5M
+$2.18M (+13.4%) vs. Q2 2023
New holders
6
24 more added
Sold out
3
8 more reduced

Compare with Q2 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2023: 53 institutions
Q1 2021: 30 institutionsQ2 2021: 35 institutionsQ3 2021: 40 institutionsQ4 2021: 40 institutionsQ1 2022: 41 institutionsQ2 2022: 45 institutionsQ3 2022: 45 institutionsQ4 2022: 45 institutionsQ1 2023: 45 institutionsQ2 2023: 50 institutionsQ3 2023: 53 institutionsQ4 2023: 57 institutionsQ1 2024: 61 institutionsQ2 2024: 61 institutionsQ3 2024: 60 institutionsQ4 2024: 80 institutionsQ1 2025: 81 institutionsQ2 2025: 73 institutionsQ3 2025: 81 institutionsQ4 2025: 94 institutionsQ1 2026: 55 institutionsQ2 2026: 60 institutions
Value heldQ3 2023: $18.5M
Q1 2021: $12.0MQ2 2021: $14.3MQ3 2021: $17.1MQ4 2021: $20.8MQ1 2022: $20.6MQ2 2022: $17.8MQ3 2022: $15.0MQ4 2022: $14.8MQ1 2023: $15.0MQ2 2023: $16.3MQ3 2023: $18.5MQ4 2023: $20.7MQ1 2024: $26.8MQ2 2024: $30.9MQ3 2024: $31.2MQ4 2024: $42.5MQ1 2025: $45.7MQ2 2025: $40.5MQ3 2025: $58.6MQ4 2025: $97.9MQ1 2026: $66.5MQ2 2026: $76.8M
Institutions holding XFLT and their total value by quarter
QuarterHoldersValue
Q2 202660$76.8M
Q1 202655$66.5M
Q4 202594$97.9M
Q3 202581$58.6M
Q2 202573$40.5M
Q1 202581$45.7M
Q4 202480$42.5M
Q3 202460$31.2M
Q2 202461$30.9M
Q1 202461$26.8M
Q4 202357$20.7M
Q3 202353$18.5M
Q2 202350$16.3M
Q1 202345$15.0M
Q4 202245$14.8M
Q3 202245$15.0M
Q2 202245$17.8M
Q1 202241$20.6M
Q4 202140$20.8M
Q3 202140$17.1M
Q2 202135$14.3M
Q1 202130$12.0M

Institutions, Q3 2023

Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q2 2023.

Institutions holding XFLT in Q3 2023
InstitutionSharesValue% of portfolioChange in sharesAction
PSI Advisors, LLC16$1140.00%00.0%Unchanged
Hexagon Capital Partners LLC20$1390.00%00.0%Unchanged
FNY Investment Advisers, LLC200$1.00K0.00%00.0%Unchanged
Tompkins Financial Corp1,000$6.95K0.00%00.0%Unchanged
Byrne Asset Management LLC1,000$7.00K0.01%00.0%Unchanged
Focused Wealth Management, Inc1,461$10.2K0.00%+38+2.7%Added
Old Second National Bank of Aurora1,500$10.4K0.00%00.0%Unchanged
AlphaMark Advisors, LLC1,604$11.0K0.00%+1,340+507.6%Added
Comerica Bank2,000$13.9K0.00%+2,000New
Huntington National Bank–$15.3K0.00%––
Wells Fargo & Company2,700$18.8K0.00%−2,000−42.6%Reduced
Tradition Wealth Management, LLC4,008$28.0K0.00%+46+1.2%Added
Bank of America Corp5,500$38.2K0.00%+5,000+1,000.0%Added
Plante Moran Financial Advisors, LLC8,508$59.1K0.01%00.0%Unchanged
Summitry LLC10,000$69.5K0.00%00.0%Unchanged
Beacon Financial Advisory LLC11,306$78.6K0.04%+255+2.3%Added
Atomi Financial Group, Inc.13,726$95.4K0.03%+13,726New
Astoria Portfolio Advisors LLC.14,188$96.2K0.05%+3,990+39.1%Added
IFG Advisory, LLC14,579$101.3K0.01%00.0%Unchanged
Mercer Global Advisors Inc15,000$104.0K0.00%+15,000New
CFO4Life Group, LLC15,000$104.3K0.02%00.0%Unchanged
Envestnet Asset Management Inc15,000$104.3K0.00%+15,000New
J.W. Cole Advisors, Inc.15,636$108.7K0.01%+15,636New
Cambridge Investment Research Advisors, Inc.15,777$110.0K0.00%+15,777New
CoreCap Advisors, LLC16,500$114.7K0.01%−2,500−13.2%Reduced
Modera Wealth Management, LLC18,700$130.0K0.00%+700+3.9%Added
Savant Capital, LLC18,823$130.8K0.00%−3,054−14.0%Reduced
Kestra Private Wealth Services, LLC18,850$131.0K0.00%+1,500+8.6%Added
Naviter Wealth, LLC20,564$144.7K0.03%00.0%Unchanged
GWM Advisors LLC21,700$150.8K0.00%+8,003+58.4%Added
Advisor Group Holdings, Inc.32,231$224.0K0.00%+3,480+12.1%Added
Raymond James & Associates34,629$240.7K0.00%+105+0.3%Added
Advisory Services Network, LLC35,742$248.4K0.01%−842−2.3%Reduced
Commonwealth Equity Services, LLC38,344$266.0K0.00%+2,290+6.4%Added
Samalin Investment Counsel, LLC39,743$276.2K0.16%+6,906+21.0%Added
Royal Bank of Canada50,424$350.0K0.00%+22,287+79.2%Added
Wedbush Securities Inc52,538$365.0K0.02%+1,198+2.3%Added
Private Advisor Group, LLC61,110$424.7K0.00%+6,262+11.4%Added
Morgan Stanley68,970$479.3K0.00%+37,988+122.6%Added
National Asset Management, Inc.68,860$484.4K0.01%+2,331+3.5%Added
Belpointe Asset Management LLC73,895$513.6K0.05%+46,534+170.1%Added
All Season Financial Advisors, Inc.80,097$556.7K0.56%+31,844+66.0%Added
Kestra Advisory Services, LLC90,108$626.3K0.01%+8,079+9.8%Added
CastleKnight Management LP93,000$646.4K0.11%00.0%Unchanged
Independent Financial Group, LLC115,950$805.9K0.05%−51,225−30.6%Reduced
Baird Financial Group, Inc.127,531$886.3K0.00%+23,391+22.5%Added
Chicago Partners Investment Group LLC131,975$888.2K0.05%−2,076−1.5%Reduced
Virtus ETF Advisers LLC127,800$888.2K0.54%+60,083+88.7%Added
Roumell Asset Management, LLC141,432$983.0K1.98%00.0%Unchanged
Bard Associates Inc173,762$1.22M0.51%−2,300−1.3%Reduced
UBS Group AG191,534$1.33M0.00%−30,492−13.7%Reduced
Claybrook Capital, LLC214,393$1.49M0.85%00.0%Unchanged
LPL Financial LLC329,900$2.29M0.00%+1,427+0.4%Added
Sykon Capital LLC0$00.00%−22,000−100.0%Sold out
Signaturefd, LLC0$00.00%−10,000−100.0%Sold out
FMR LLC0$00.00%−1−100.0%Sold out