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Livermore
ZHEN

XAI Floating Rate & Alternative Income Trust

XFLT
Exchange
NYSE
SEC CIK
0001703079

No open-market purchases or sales by XAI Floating Rate & Alternative Income Trust insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $76.8M in total; no superinvestor holds it.

13F holders, Q4 2022

Institutional positions in XAI Floating Rate & Alternative Income Trust as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
45
0 vs. Q3 2022
Shares held
2.39M
−138.3K (−5.5%) vs. Q3 2022
Total value
$14.8M
−$297.5K (−2.0%) vs. Q3 2022
New holders
11
13 more added
Sold out
11
12 more reduced

Compare with Q3 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting XFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2022: 45 institutions
Q1 2021: 30 institutionsQ2 2021: 35 institutionsQ3 2021: 40 institutionsQ4 2021: 40 institutionsQ1 2022: 41 institutionsQ2 2022: 45 institutionsQ3 2022: 45 institutionsQ4 2022: 45 institutionsQ1 2023: 45 institutionsQ2 2023: 50 institutionsQ3 2023: 53 institutionsQ4 2023: 57 institutionsQ1 2024: 61 institutionsQ2 2024: 61 institutionsQ3 2024: 60 institutionsQ4 2024: 80 institutionsQ1 2025: 81 institutionsQ2 2025: 73 institutionsQ3 2025: 81 institutionsQ4 2025: 94 institutionsQ1 2026: 55 institutionsQ2 2026: 60 institutions
Value heldQ4 2022: $14.8M
Q1 2021: $12.0MQ2 2021: $14.3MQ3 2021: $17.1MQ4 2021: $20.8MQ1 2022: $20.6MQ2 2022: $17.8MQ3 2022: $15.0MQ4 2022: $14.8MQ1 2023: $15.0MQ2 2023: $16.3MQ3 2023: $18.5MQ4 2023: $20.7MQ1 2024: $26.8MQ2 2024: $30.9MQ3 2024: $31.2MQ4 2024: $42.5MQ1 2025: $45.7MQ2 2025: $40.5MQ3 2025: $58.6MQ4 2025: $97.9MQ1 2026: $66.5MQ2 2026: $76.8M
Institutions holding XFLT and their total value by quarter
QuarterHoldersValue
Q2 202660$76.8M
Q1 202655$66.5M
Q4 202594$97.9M
Q3 202581$58.6M
Q2 202573$40.5M
Q1 202581$45.7M
Q4 202480$42.5M
Q3 202460$31.2M
Q2 202461$30.9M
Q1 202461$26.8M
Q4 202357$20.7M
Q3 202353$18.5M
Q2 202350$16.3M
Q1 202345$15.0M
Q4 202245$14.8M
Q3 202245$15.0M
Q2 202245$17.8M
Q1 202241$20.6M
Q4 202140$20.8M
Q3 202140$17.1M
Q2 202135$14.3M
Q1 202130$12.0M

Institutions, Q4 2022

Shares, value and share of portfolio for each institution holding XAI Floating Rate & Alternative Income Trust; share changes are against Q3 2022.

Institutions holding XFLT in Q4 2022
InstitutionSharesValue% of portfolioChange in sharesAction
FMR LLC1$60.00%+1New
Hexagon Capital Partners LLC20$1260.00%+20New
Savant Capital, LLC21,446$1360.00%+21,446New
Private Advisor Group, LLC43,842$2770.00%+1,439+3.4%Added
AlphaMark Advisors, LLC200$1.00K0.00%00.0%Unchanged
Northwestern Mutual Wealth Management Co700$4.42K0.00%00.0%Unchanged
Tompkins Financial Corp1,000$6.00K0.00%00.0%Unchanged
Byrne Asset Management LLC1,000$6.32K0.00%00.0%Unchanged
Focused Wealth Management, Inc1,328$8.39K0.00%+44+3.4%Added
Money Concepts Capital Corp2,200$13.9K0.00%+2,200New
Huntington National Bank–$13.9K0.00%––
Tradition Wealth Management, LLC3,884$25.0K0.00%+38+1.0%Added
Plante Moran Financial Advisors, LLC8,147$51.5K0.01%+272+3.5%Added
Summitry LLC10,000$63.2K0.00%00.0%Unchanged
Wetherby Asset Management Inc10,000$63.2K0.00%+10,000New
Signaturefd, LLC10,000$63.2K0.00%+10,000New
Beacon Financial Advisory LLC10,122$64.0K0.05%+10,122New
Creative Planning10,192$64.4K0.00%+10,192New
GWM Advisors LLC12,200$77.1K0.00%+1,303+12.0%Added
Modera Wealth Management, LLC13,300$84.1K0.00%+2,600+24.3%Added
CastleKnight Management LP14,827$93.7K0.03%+14,827New
Naviter Wealth, LLC14,591$98.3K0.03%+14,591New
CoreCap Advisors, LLC19,400$122.6K0.01%00.0%Unchanged
Advisor Group Holdings, Inc.26,239$166.0K0.00%−46,276−63.8%Reduced
Commonwealth Equity Services, LLC28,410$179.0K0.00%+9,142+47.4%Added
Advisory Services Network, LLC36,751$232.3K0.01%+151+0.4%Added
Raymond James & Associates43,298$273.6K0.00%−5,860−11.9%Reduced
All Season Financial Advisors, Inc.47,520$300.3K0.27%+1,291+2.8%Added
Wedbush Securities Inc47,567$301.0K0.02%−3,065−6.1%Reduced
US Bancorp50,000$316.0K0.00%00.0%Unchanged
Morgan Stanley51,158$323.3K0.00%−950−1.8%Reduced
Wells Fargo & Company56,200$355.2K0.00%−1,500−2.6%Reduced
Susquehanna International Group, LLP58,453$369.4K0.00%+58,453New
Kestra Advisory Services, LLC60,463$382.1K0.00%+3,388+5.9%Added
National Asset Management, Inc.68,720$434.9K0.01%−4,245−5.8%Reduced
Royal Bank of Canada73,439$465.0K0.00%−29,838−28.9%Reduced
Virtus ETF Advisers LLC85,485$540.3K0.28%−80.0%Reduced
Chicago Partners Investment Group LLC79,334$544.2K0.03%+43,589+121.9%Added
Baird Financial Group, Inc.103,999$657.0K0.00%+33,909+48.4%Added
Independent Financial Group, LLC125,050$790.3K0.07%−1,192−0.9%Reduced
Bard Associates Inc179,612$1.14M0.49%−12,100−6.3%Reduced
Claybrook Capital, LLC197,768$1.25M0.77%00.0%Unchanged
Belpointe Asset Management LLC222,946$1.41M0.09%−15,470−6.5%Reduced
UBS Group AG227,318$1.44M0.00%+8,974+4.1%Added
LPL Financial LLC311,221$1.97M0.00%−22,995−6.9%Reduced
The PNC Financial Services Group, Inc.0$00.00%−83,360−100.0%Sold out
Landscape Capital Management, L.L.C.0$00.00%−50,526−100.0%Sold out
McDonald Partners LLC0$00.00%−47,473−100.0%Sold out
Cetera Advisor Networks LLC0$00.00%−17,721−100.0%Sold out
Atria Wealth Solutions, Inc.0$00.00%−14,821−100.0%Sold out
Two Sigma Securities, LLC0$00.00%−14,745−100.0%Sold out
Moors & Cabot, Inc.0$00.00%−12,000−100.0%Sold out
Bank of America Corp0$00.00%−5,600−100.0%Sold out
Barclays PLC0$00.00%−2,000−100.0%Sold out
Castleview Partners, LLC0$00.00%−2,133−100.0%Sold out
FNY Investment Advisers, LLC0$00.00%−200−100.0%Sold out