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Saratoga Investment Corp.

SAR
Exchange
NYSE
SEC CIK
0001377936

No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.

Other share classesSAJSATSAVSAXSAYSAZ

13F holders, Q2 2021

Institutional positions in Saratoga Investment Corp. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
47
0 vs. Q1 2021
Shares held
1.17M
−94.2K (−7.4%) vs. Q1 2021
Total value
$31.6M
−$554.9K (−1.7%) vs. Q1 2021
New holders
10
18 more added
Sold out
10
7 more reduced

Compare with Q1 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ2 2021: 47 institutions
Q1 2021: 47 institutionsQ2 2021: 47 institutionsQ3 2021: 53 institutionsQ4 2021: 63 institutionsQ1 2022: 57 institutionsQ2 2022: 54 institutionsQ3 2022: 48 institutionsQ4 2022: 52 institutionsQ1 2023: 58 institutionsQ2 2023: 67 institutionsQ3 2023: 65 institutionsQ4 2023: 71 institutionsQ1 2024: 61 institutionsQ2 2024: 58 institutionsQ3 2024: 57 institutionsQ4 2024: 67 institutionsQ1 2025: 67 institutionsQ2 2025: 65 institutionsQ3 2025: 71 institutionsQ4 2025: 71 institutionsQ1 2026: 63 institutionsQ2 2026: 58 institutions
Value heldQ2 2021: $31.6M
Q1 2021: $32.1MQ2 2021: $31.6MQ3 2021: $36.5MQ4 2021: $74.9MQ1 2022: $63.9MQ2 2022: $57.3MQ3 2022: $48.6MQ4 2022: $56.9MQ1 2023: $47.1MQ2 2023: $47.8MQ3 2023: $60.8MQ4 2023: $65.6MQ1 2024: $48.7MQ2 2024: $45.7MQ3 2024: $51.4MQ4 2024: $52.9MQ1 2025: $63.9MQ2 2025: $57.9MQ3 2025: $55.1MQ4 2025: $48.4MQ1 2026: $42.2MQ2 2026: $41.7M
Institutions holding SAR and their total value by quarter
QuarterHoldersValue
Q2 202658$41.7M
Q1 202663$42.2M
Q4 202571$48.4M
Q3 202571$55.1M
Q2 202565$57.9M
Q1 202567$63.9M
Q4 202467$52.9M
Q3 202457$51.4M
Q2 202458$45.7M
Q1 202461$48.7M
Q4 202371$65.6M
Q3 202365$60.8M
Q2 202367$47.8M
Q1 202358$47.1M
Q4 202252$56.9M
Q3 202248$48.6M
Q2 202254$57.3M
Q1 202257$63.9M
Q4 202163$74.9M
Q3 202153$36.5M
Q2 202147$31.6M
Q1 202147$32.1M

Institutions, Q2 2021

Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q1 2021.

Institutions holding SAR in Q2 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Tfo-TDC, LLC17$00.00%−34−66.7%Reduced
FMR LLC2$00.00%+2New
Deutsche Bank AG7$00.00%+7New
Center for Financial Planning, Inc.2$00.00%+2New
Bank of America Corp200$5.00K0.00%00.0%Unchanged
Laurel Wealth Advisors LLC241$6.00K0.00%00.0%Unchanged
Advisory Services Network, LLC217$6.00K0.00%+217New
Sandy Spring Bank360$10.0K0.00%00.0%Unchanged
Geneos Wealth Management Inc.381$10.0K0.00%00.0%Unchanged
Steward Partners Investment Advisory, LLC734$20.0K0.00%+24+3.4%Added
American Portfolios Advisors880$23.6K0.00%00.0%Unchanged
JPMorgan Chase & Co1,000$27.0K0.00%00.0%Unchanged
Harbour Investments, Inc.1,000$27.0K0.00%00.0%Unchanged
Mark Sheptoff Financial Planning, LLC1,100$30.0K0.02%+1,100New
Cullen/Frost Bankers, Inc.1,357$36.0K0.00%00.0%Unchanged
Tradition Wealth Management, LLC1,356$36.0K0.01%+45+3.4%Added
Rockefeller Capital Management L.P.1,737$46.0K0.00%+357+25.9%Added
TAP Consulting, LLC7,867$211.0K0.06%+7,867New
Chicago Partners Investment Group LLC8,044$220.0K0.02%+5+0.1%Added
First Republic Investment Management, Inc.8,500$228.0K0.00%00.0%Unchanged
Bard Associates Inc8,610$231.0K0.08%+8,610New
Morgan Stanley11,439$308.0K0.00%+213+1.9%Added
Northern Trust Corp11,517$310.0K0.00%+11,517New
National Asset Management, Inc.13,348$359.0K0.01%+13,348New
D. E. Shaw & Co., Inc.13,405$360.0K0.00%−9,233−40.8%Reduced
Royal Bank of Canada14,136$380.0K0.00%+3,364+31.2%Added
Private Advisor Group, LLC14,400$387.0K0.00%+550+4.0%Added
D.A. Davidson & Co.16,420$441.0K0.01%+316+2.0%Added
UBS Group AG17,521$470.0K0.00%+5,480+45.5%Added
Eagle Global Advisors LLC19,280$518.0K0.03%−320−1.6%Reduced
Virtus ETF Advisers LLC20,643$555.0K0.23%+4,105+24.8%Added
RMB Capital Management, LLC25,400$682.0K0.02%+5,000+24.5%Added
Two Sigma Investments, LP33,439$899.0K0.00%+8,438+33.8%Added
JB Capital Partners LP33,847$909.0K0.22%00.0%Unchanged
Two Sigma Advisers, LP34,100$916.0K0.00%+34,100New
PFG Advisors34,731$933.0K0.11%00.0%Unchanged
Mackenzie Financial Corp44,084$1.19M0.00%+23,665+115.9%Added
Advisor Group Holdings, Inc.45,340$1.22M0.00%−9,085−16.7%Reduced
Ares Management LLC45,473$1.22M0.04%00.0%Unchanged
Cerity Partners LLC53,013$1.42M0.03%−3,971−7.0%Reduced
LPL Financial LLC69,098$1.86M0.00%+594+0.9%Added
Wells Fargo & Company69,769$1.87M0.00%+4,953+7.6%Added
Legal & General Group Plc71,472$1.92M0.00%−8,193−10.3%Reduced
Raymond James & Associates82,598$2.22M0.00%+66,014+398.1%Added
Putnam Investments LLC98,701$2.65M0.00%−7,519−7.1%Reduced
Advisors Asset Management, Inc.116,534$3.13M0.05%+3,452+3.1%Added
Hennion & Walsh Asset Management, Inc.121,084$3.25M0.17%+19,617+19.3%Added
Callodine Capital Management, LP0$00.00%−106,473−100.0%Sold out
Truist Financial Corp0$00.00%−65,249−100.0%Sold out
Ahrens Investment Partners LLC0$00.00%−42,100−100.0%Sold out
Marshall Wace, LLP0$00.00%−23,832−100.0%Sold out
California Public Employees Retirement System0$00.00%−18,700−100.0%Sold out
WNY Asset Management, LLC0$00.00%−9,350−100.0%Sold out
International Assets Investment Management, LLC0$00.00%−8,735−100.0%Sold out
FNY Investment Advisers, LLC0$00.00%−2,771−100.0%Sold out
Lazard Asset Management LLC0$00.00%−1,515−100.0%Sold out
Tower Research Capital LLC (TRC)0$00.00%−82−100.0%Sold out