Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
Q2 2021 vs. Q1 2021
How the institutions holding Saratoga Investment Corp. changed between Q1 2021 and Q2 2021.
All holders in Q2 2021All holders in Q1 2021
| Measure | Q1 2021 | Q2 2021 | Change |
|---|---|---|---|
| Holders | 47 | 47 | 0 |
| Shares | 1.27M | 1.17M | −94.2K (−7.4%) |
| Value | $32.1M | $31.6M | −$554.9K (−1.7%) |
New holders (10)
Institutions that held Saratoga Investment Corp. at the end of Q2 2021 but not at the end of Q1 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Two Sigma Advisers, LP | 34,100 | $916.0K | 0.00% |
| National Asset Management, Inc. | 13,348 | $359.0K | 0.01% |
| Northern Trust Corp | 11,517 | $310.0K | 0.00% |
| Bard Associates Inc | 8,610 | $231.0K | 0.08% |
| TAP Consulting, LLC | 7,867 | $211.0K | 0.06% |
| Mark Sheptoff Financial Planning, LLC | 1,100 | $30.0K | 0.02% |
| Advisory Services Network, LLC | 217 | $6.00K | 0.00% |
| FMR LLC | 2 | $0 | 0.00% |
| Deutsche Bank AG | 7 | $0 | 0.00% |
| Center for Financial Planning, Inc. | 2 | $0 | 0.00% |
Sold out (10)
Institutions that held Saratoga Investment Corp. at the end of Q1 2021 and filed for Q2 2021 without it.
| Institution | Shares, Q1 2021 | Value, Q1 2021 |
|---|---|---|
| Callodine Capital Management, LP | 106,473 | $2.70M |
| Truist Financial Corp | 65,249 | $1.65M |
| Ahrens Investment Partners LLC | 42,100 | $1.07M |
| Marshall Wace, LLP | 23,832 | $603.0K |
| California Public Employees Retirement System | 18,700 | $473.0K |
| WNY Asset Management, LLC | 9,350 | $236.0K |
| International Assets Investment Management, LLC | 8,735 | $217.0K |
| FNY Investment Advisers, LLC | 2,771 | $70.0K |
| Lazard Asset Management LLC | 1,515 | $38.0K |
| Tower Research Capital LLC (TRC) | 82 | $2.00K |