Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q2 2024
Institutional positions in Royce Small-Cap Trust, Inc. as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 176
- +6 vs. Q1 2024
- Shares held
- 30.7M
- +652.4K (+2.2%) vs. Q1 2024
- Total value
- $443.5M
- −$11.3M (−2.5%) vs. Q1 2024
- New holders
- 25
- 64 more added
- Sold out
- 19
- 52 more reduced
1 institution that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ameriprise Financial Inc | 34,357 | $497.1K | 0.00% | +34,357 | New |
| 1776 Wealth LLC | 37,369 | $540.7K | 0.24% | +1,302+3.6% | Added |
| Daymark Wealth Partners, LLC | 37,631 | $544.5K | 0.02% | −7,789−17.1% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 37,636 | $544.6K | 0.03% | +3,166+9.2% | Added |
| Bank of Montreal | 35,860 | $586.7K | 0.00% | 00.0% | Unchanged |
| All Season Financial Advisors, Inc. | 40,779 | $590.1K | 0.53% | −2,618−6.0% | Reduced |
| First Trust Advisors LP | 41,330 | $598.0K | 0.00% | +5,072+14.0% | Added |
| Triumph Capital Management | 41,770 | $604.4K | 0.24% | +41,770 | New |
| Raymond James Trust N.A. | 43,769 | $633.3K | 0.01% | −3,163−6.7% | Reduced |
| Whitener Capital Management, Inc. | 44,375 | $642.1K | 0.19% | +6,443+17.0% | Added |
| Coastal Investment Advisors, Inc. | 44,715 | $647.0K | 0.13% | +865+2.0% | Added |
| Northwestern Mutual Wealth Management Co | 44,990 | $651.0K | 0.00% | −1,220−2.6% | Reduced |
| Heritage Wealth Management, Inc. | 46,191 | $661.9K | 0.22% | +46,191 | New |
| Walleye Capital LLC | 45,893 | $664.1K | 0.01% | +2,668+6.2% | Added |
| Stolper Co | 46,475 | $672.0K | 0.24% | +707+1.5% | Added |
| Prospera Financial Services Inc | 47,747 | $690.9K | 0.02% | +47,747 | New |
| Punch & Associates Investment Management, Inc. | 48,680 | $704.4K | 0.04% | −20,394−29.5% | Reduced |
| GWM Advisors LLC | 48,772 | $705.7K | 0.01% | −6,744−12.1% | Reduced |
| Focused Wealth Management, Inc | 52,847 | $764.7K | 0.11% | +2,808+5.6% | Added |
| 9258 Wealth Management, LLC | 53,052 | $767.7K | 0.12% | +729+1.4% | Added |
| SOL Capital Management CO | 58,481 | $846.0K | 0.10% | +895+1.6% | Added |
| Mariner, LLC | 60,936 | $881.7K | 0.00% | 00.0% | Unchanged |
| Mraz, Amerine & Associates, Inc. | 61,025 | $883.0K | 0.18% | −3,305−5.1% | Reduced |
| Steward Partners Investment Advisory, LLC | 64,998 | $940.5K | 0.01% | −811−1.2% | Reduced |
| Miracle Mile Advisors, LLC | 65,464 | $947.3K | 0.02% | 00.0% | Unchanged |
| Samalin Investment Counsel, LLC | 67,548 | $977.4K | 0.46% | +1,107+1.7% | Added |
| Wolverine Asset Management LLC | 68,335 | $988.8K | 0.02% | +68,335 | New |
| NWF Advisory Services Inc. | 69,443 | $1.00M | 0.16% | −627−0.9% | Reduced |
| Wedbush Securities Inc | 69,491 | $1.01M | 0.04% | −239−0.3% | Reduced |
| Financial Advocates Investment Management | 71,007 | $1.03M | 0.06% | −20,965−22.8% | Reduced |
| Kennedy Investment Group | 84,949 | $1.23M | 0.62% | +2,695+3.3% | Added |
| Benjamin F. Edwards & Company, Inc. | 85,477 | $1.24M | 0.02% | −1,629−1.9% | Reduced |
| Atria Investments LLC | 93,354 | $1.35M | 0.02% | +7,725+9.0% | Added |
| Comerica Bank | 94,524 | $1.37M | 0.01% | +313+0.3% | Added |
| Quantedge Capital Pte Ltd | 98,800 | $1.43M | 0.52% | +64,900+191.4% | Added |
| Atlantic Union Bankshares Corp | 102,707 | $1.49M | 0.09% | −419−0.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 104,263 | $1.51M | 0.01% | +7,976+8.3% | Added |
| 1607 Capital Partners, LLC | 111,288 | $1.61M | 0.14% | −18,579−14.3% | Reduced |
| Accel Wealth Management | 121,778 | $1.76M | 0.71% | +930+0.8% | Added |
| Gabelli Funds LLC | 124,158 | $1.80M | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 128,957 | $1.87M | 0.01% | +15,654+13.8% | Added |
| Commonwealth Equity Services, LLC | 129,496 | $1.87M | 0.00% | −5,699−4.2% | Reduced |
| SeaCrest Wealth Management, LLC | 129,552 | $1.87M | 0.21% | −7,245−5.3% | Reduced |
| Advisor Group Holdings, Inc. | 131,318 | $1.90M | 0.00% | −28,938−18.1% | Reduced |
| HighTower Advisors, LLC | 134,788 | $1.95M | 0.00% | −15,296−10.2% | Reduced |
| General American Investors Co Inc | 150,877 | $2.18M | 0.16% | 00.0% | Unchanged |
| Cohen & Steers, Inc. | 153,821 | $2.23M | 0.00% | −58,000−27.4% | Reduced |
| RB Capital Management, LLC | 156,068 | $2.26M | 0.58% | +3,143+2.1% | Added |
| Oppenheimer & Co Inc | 157,242 | $2.28M | 0.04% | −311−0.2% | Reduced |
| Rothschild Investment LLC | 175,761 | $2.54M | 0.18% | +1,191+0.7% | Added |
| Shaker Financial Services, LLC | 188,256 | $2.72M | 1.10% | +93,131+97.9% | Added |
| Karpus Management, Inc. | 197,120 | $2.85M | 0.08% | −2,335−1.2% | Reduced |
| Menlo Advisors LLC | 201,044 | $2.91M | 1.61% | −700.0% | Reduced |
| Sanctuary Advisors, LLC | 208,071 | $2.97M | 0.02% | +208,071 | New |
| D.A. Davidson & Co. | 219,730 | $3.18M | 0.03% | −1,989−0.9% | Reduced |
| Landscape Capital Management, L.L.C. | 264,932 | $3.83M | 0.32% | +55,661+26.6% | Added |
| Waterfront Wealth Inc. | 275,349 | $3.98M | 1.08% | +7,613+2.8% | Added |
| Cetera Investment Advisers | 299,470 | $4.33M | 0.01% | +9,255+3.2% | Added |
| Captrust Financial Advisors | 304,040 | $4.40M | 0.01% | −4,801−1.6% | Reduced |
| Allspring Global Investments Holdings, LLC | 337,799 | $4.89M | 0.01% | −28,263−7.7% | Reduced |
| Lazard Asset Management LLC | 384,792 | $5.57M | 0.01% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 421,922 | $6.11M | 0.04% | −9,173−2.1% | Reduced |
| Janney Montgomery Scott LLC | 435,761 | $6.30M | 0.02% | +4,206+1.0% | Added |
| Blue Bell Private Wealth Management, LLC | 460,923 | $6.67M | 1.38% | +54,097+13.3% | Added |
| CNH Partners LLC | 596,883 | $8.64M | 0.22% | +75,297+14.4% | Added |
| Stifel Financial Corp | 705,397 | $10.2M | 0.01% | −33,665−4.6% | Reduced |
| Cornerstone Advisors, LLC | 734,489 | $10.6M | 0.43% | +281,199+62.0% | Added |
| Advisors Asset Management, Inc. | 776,683 | $11.2M | 0.22% | +108,189+16.2% | Added |
| LPL Financial LLC | 901,096 | $13.0M | 0.01% | −790−0.1% | Reduced |
| UBS Group AG | 931,786 | $13.5M | 0.00% | −1,169−0.1% | Reduced |
| Royal Bank of Canada | 1,137,245 | $16.5M | 0.00% | +2,206+0.2% | Added |
| Wells Fargo & Company | 1,297,029 | $18.8M | 0.00% | +10,732+0.8% | Added |
| Raymond James & Associates | 1,424,148 | $20.6M | 0.01% | −286,174−16.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 1,497,865 | $21.7M | 0.03% | −27,705−1.8% | Reduced |
| Bank of America Corp | 5,624,792 | $81.4M | 0.01% | −47,092−0.8% | Reduced |
| Morgan Stanley | 5,772,073 | $83.5M | 0.01% | +338,000+6.2% | Added |
| Bulldog Investors, LLP | 0 | $0 | 0.00% | −83,173−100.0% | Sold out |
| 1832 Asset Management L.P. | 0 | $0 | 0.00% | −52,816−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −50,362−100.0% | Sold out |
| Prevail Innovative Wealth Advisors, LLC | 0 | $0 | 0.00% | −46,964−100.0% | Sold out |
| Atlanta Consulting Group Advisors, LLC | 0 | $0 | 0.00% | −42,968−100.0% | Sold out |
| Centaurus Financial, Inc. | 0 | $0 | 0.00% | −23,744−100.0% | Sold out |
| Fisher Asset Management, LLC | 0 | $0 | 0.00% | −15,081−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −15,027−100.0% | Sold out |
| Truist Financial Corp | 0 | $0 | 0.00% | −14,907−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −13,451−100.0% | Sold out |
| Verus Capital Partners, LLC | 0 | $0 | 0.00% | −10,832−100.0% | Sold out |
| Inscription Capital, LLC | 0 | $0 | 0.00% | −10,271−100.0% | Sold out |
| Future Financial Wealth Managment LLC | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| CGC Financial Services, LLC | 0 | $0 | 0.00% | −2,424−100.0% | Sold out |
| TD Capital Management LLC | 0 | $0 | 0.00% | −1,404−100.0% | Sold out |
| Eagle Bay Advisors LLC | 0 | $0 | 0.00% | −1,088−100.0% | Sold out |
| Massmutual Trust Co FSB | 0 | $0 | 0.00% | −170−100.0% | Sold out |
| Rise Advisors, LLC | 0 | $0 | 0.00% | −8−100.0% | Sold out |
| Washington Trust Co | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Centurion Wealth Management LLC | – | – | – | – | Not filed |