Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in Royce Small-Cap Trust, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 158
- −7 vs. Q1 2023
- Shares held
- 27.7M
- +358.9K (+1.3%) vs. Q1 2023
- Total value
- $381.9M
- +$11.2M (+3.0%) vs. Q1 2023
- New holders
- 16
- 69 more added
- Sold out
- 23
- 38 more reduced
2 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Steward Partners Investment Advisory, LLC | 55,650 | $768.0K | 0.01% | +296+0.5% | Added |
| Rockefeller Capital Management L.P. | 56,135 | $774.7K | 0.00% | +42,190+302.5% | Added |
| NWF Advisory Services Inc. | 57,847 | $798.3K | 0.18% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 58,300 | $804.5K | 0.36% | +58,300 | New |
| Punch & Associates Investment Management, Inc. | 58,937 | $813.3K | 0.05% | +58,937 | New |
| Daymark Wealth Partners, LLC | 63,181 | $871.9K | 0.06% | +40,018+172.8% | Added |
| Mraz, Amerine & Associates, Inc. | 64,838 | $894.8K | 0.21% | −4,114−6.0% | Reduced |
| Northwestern Mutual Wealth Management Co | 65,064 | $897.9K | 0.00% | −503−0.8% | Reduced |
| Miracle Mile Advisors, LLC | 65,464 | $903.4K | 0.03% | 00.0% | Unchanged |
| Wedbush Securities Inc | 67,101 | $926.0K | 0.04% | +575+0.9% | Added |
| Lokken Investment Group LLC | 68,146 | $940.4K | 0.61% | +5,322+8.5% | Added |
| 1607 Capital Partners, LLC | 76,854 | $1.06M | 0.08% | +76,854 | New |
| Benjamin F. Edwards & Company, Inc. | 79,789 | $1.10M | 0.04% | +4,900+6.5% | Added |
| Kennedy Investment Group | 82,539 | $1.14M | 0.67% | +2,650+3.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 82,838 | $1.14M | 0.01% | +1,697+2.1% | Added |
| Atria Investments LLC | 86,142 | $1.19M | 0.02% | +585+0.7% | Added |
| Financial Advocates Investment Management | 98,926 | $1.37M | 0.10% | +1,548+1.6% | Added |
| Private Advisor Group, LLC | 103,315 | $1.43M | 0.01% | +5,387+5.5% | Added |
| Atlas Private Wealth Advisors | 110,330 | $1.52M | 0.31% | +50,365+84.0% | Added |
| Accel Wealth Management | 119,061 | $1.64M | 0.90% | +6,876+6.1% | Added |
| Gabelli Funds LLC | 124,158 | $1.71M | 0.01% | −1,000−0.8% | Reduced |
| Centaurus Financial, Inc. | 136,950 | $1.89M | 0.17% | −31,430−18.7% | Reduced |
| HighTower Advisors, LLC | 139,893 | $1.93M | 0.00% | −8,451−5.7% | Reduced |
| Atlantic Union Bankshares Corp | 143,298 | $1.98M | 0.20% | −18,013−11.2% | Reduced |
| SeaCrest Wealth Management, LLC | 143,529 | $1.98M | 0.25% | −277−0.2% | Reduced |
| Rothschild Investment Corp | 146,088 | $2.02M | 0.17% | +2,813+2.0% | Added |
| Oppenheimer & Co Inc | 148,130 | $2.04M | 0.04% | +1,261+0.9% | Added |
| General American Investors Co Inc | 150,877 | $2.08M | 0.18% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 152,003 | $2.10M | 0.28% | +32,403+27.1% | Added |
| RB Capital Management, LLC | 158,926 | $2.19M | 0.68% | +1,863+1.2% | Added |
| Advisor Group Holdings, Inc. | 166,736 | $2.30M | 0.00% | +1,789+1.1% | Added |
| CNH Partners LLC | 172,167 | $2.38M | 0.10% | +146,231+563.8% | Added |
| Cetera Investment Advisers | 185,275 | $2.56M | 0.02% | +27,935+17.8% | Added |
| Rpo LLC | 188,503 | $2.60M | 2.65% | +188,503 | New |
| Commonwealth Equity Services, LLC | 195,702 | $2.70M | 0.01% | +4,900+2.6% | Added |
| Cohen & Steers, Inc. | 196,035 | $2.71M | 0.01% | −13,636−6.5% | Reduced |
| Menlo Advisors LLC | 201,516 | $2.78M | 1.75% | +22,506+12.6% | Added |
| D.A. Davidson & Co. | 208,772 | $2.88M | 0.03% | +660+0.3% | Added |
| Allspring Global Investments Holdings, LLC | 234,306 | $3.23M | 0.01% | +64,772+38.2% | Added |
| Lazard Asset Management LLC | 238,575 | $3.29M | 0.00% | 00.0% | Unchanged |
| Waterfront Wealth Inc. | 258,503 | $3.66M | 1.09% | +31,890+14.1% | Added |
| Blue Bell Private Wealth Management, LLC | 327,884 | $4.52M | 1.20% | +54,102+19.8% | Added |
| Captrust Financial Advisors | 329,615 | $4.55M | 0.02% | +15,311+4.9% | Added |
| Shaker Financial Services, LLC | 333,244 | $4.60M | 2.01% | −196,613−37.1% | Reduced |
| Cornerstone Advisors, LLC | 337,315 | $4.65M | 0.22% | +337,315 | New |
| Wolverine Asset Management LLC | 340,661 | $4.70M | 0.09% | +2,945+0.9% | Added |
| Guggenheim Capital LLC | 390,441 | $5.39M | 0.04% | −4,269−1.1% | Reduced |
| Janney Montgomery Scott LLC | 411,693 | $5.68M | 0.02% | +12,807+3.2% | Added |
| Stifel Financial Corp | 622,541 | $8.59M | 0.01% | +29,803+5.0% | Added |
| Advisors Asset Management, Inc. | 680,404 | $9.39M | 0.19% | −5,559−0.8% | Reduced |
| UBS Group AG | 814,729 | $11.2M | 0.00% | −54,034−6.2% | Reduced |
| LPL Financial LLC | 889,135 | $12.3M | 0.01% | −4,110−0.5% | Reduced |
| Royal Bank of Canada | 1,013,193 | $14.0M | 0.00% | −40,272−3.8% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 1,572,788 | $21.7M | 0.04% | +6,858+0.4% | Added |
| Raymond James & Associates | 1,658,860 | $22.9M | 0.02% | −154,053−8.5% | Reduced |
| Wells Fargo & Company | 1,666,933 | $23.0M | 0.01% | −290,857−14.9% | Reduced |
| Morgan Stanley | 4,645,893 | $64.1M | 0.01% | −107,868−2.3% | Reduced |
| Bank of America Corp | 4,703,721 | $64.9M | 0.01% | +308,978+7.0% | Added |
| Elequin Capital LP | 0 | $0 | 0.00% | −75,442−100.0% | Sold out |
| All Season Financial Advisors, Inc. | 0 | $0 | 0.00% | −59,306−100.0% | Sold out |
| OTA Financial Group L.P. | 0 | $0 | 0.00% | −54,450−100.0% | Sold out |
| Cascade Investment Group, Inc. | 0 | $0 | 0.00% | −33,253−100.0% | Sold out |
| ProVise Management Group, LLC | 0 | $0 | 0.00% | −21,672−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −17,669−100.0% | Sold out |
| Tiedemann Advisors, LLC | 0 | $0 | 0.00% | −17,402−100.0% | Sold out |
| Bluefin Capital Management, LLC | 0 | $0 | 0.00% | – | Sold out |
| Colony Group LLC | 0 | $0 | 0.00% | −11,300−100.0% | Sold out |
| Stratos Wealth Partners, LTD. | 0 | $0 | 0.00% | −11,085−100.0% | Sold out |
| Great Valley Advisor Group, Inc. | 0 | $0 | 0.00% | −11,052−100.0% | Sold out |
| Parisi Gray Wealth Management | 0 | $0 | 0.00% | −10,288−100.0% | Sold out |
| MBA Advisors LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| World Equity Group, Inc. | 0 | $0 | 0.00% | −12,063−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −6,200−100.0% | Sold out |
| Chilton Capital Management LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| New Hampshire Trust | 0 | $0 | 0.00% | −1,890−100.0% | Sold out |
| HM Payson & Co | 0 | $0 | 0.00% | −1,320−100.0% | Sold out |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −1,238−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −666−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −89−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −8−100.0% | Sold out |
| Pathway Financial Advisers, LLC | – | – | – | – | Not filed |
| Ahrens Investment Partners LLC | – | – | – | – | Not filed |