Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Royce Small-Cap Trust, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 168
- +4 vs. Q1 2021
- Shares held
- 31.9M
- +42.1K (+0.1%) vs. Q1 2021
- Total value
- $618.6M
- +$42.3M (+7.3%) vs. Q1 2021
- New holders
- 19
- 64 more added
- Sold out
- 15
- 52 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| First Republic Investment Management, Inc. | 34,827 | $661.0K | 0.00% | −7,374−17.5% | Reduced |
| Stolper Co | 35,494 | $673.0K | 0.32% | +45+0.1% | Added |
| ProVise Management Group, LLC | 36,593 | $694.0K | 0.07% | +1,100+3.1% | Added |
| First Trust Advisors LP | 38,507 | $730.0K | 0.00% | +1,370+3.7% | Added |
| 1776 Wealth LLC | 39,253 | $745.0K | 0.42% | +1,723+4.6% | Added |
| Envestnet Asset Management Inc | 41,779 | $793.0K | 0.00% | −3,490−7.7% | Reduced |
| Stratos Wealth Partners, LTD. | 42,580 | $808.0K | 0.02% | −1,375−3.1% | Reduced |
| Walleye Capital LLC | 45,818 | $869.0K | 0.03% | +5,904+14.8% | Added |
| CSS LLC | 47,767 | $906.0K | 0.05% | −3,000−5.9% | Reduced |
| Wolverine Asset Management LLC | 48,652 | $922.0K | 0.01% | −48,220−49.8% | Reduced |
| Raymond James Trust N.A. | 49,051 | $930.0K | 0.03% | −917−1.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 49,474 | $939.0K | 0.00% | +4,097+9.0% | Added |
| Wedbush Securities Inc | 50,167 | $952.0K | 0.04% | +1,226+2.5% | Added |
| 9258 Wealth Management, LLC | 50,943 | $966.0K | 0.26% | +1,934+3.9% | Added |
| Lokken Investment Group LLC | 51,417 | $975.0K | 0.79% | −566−1.1% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 56,182 | $1.07M | 0.05% | −1,181−2.1% | Reduced |
| Invesco Ltd. | 56,314 | $1.07M | 0.00% | +14,260+33.9% | Added |
| Polar Asset Management Partners Inc. | 59,028 | $1.12M | 0.01% | 00.0% | Unchanged |
| Brinker Capital Investments, LLC | 73,766 | $1.40M | 0.02% | −3,766−4.9% | Reduced |
| Miracle Mile Advisors, LLC | 78,849 | $1.50M | 0.08% | 00.0% | Unchanged |
| Thrivent Financial for Lutherans | 80,834 | $1.53M | 0.00% | −52,690−39.5% | Reduced |
| Atlas Private Wealth Advisors | 82,735 | $1.57M | 0.85% | −415−0.5% | Reduced |
| Boenning & Scattergood, Inc. | 83,317 | $1.58M | 0.28% | +909+1.1% | Added |
| Mraz, Amerine & Associates, Inc. | 83,603 | $1.59M | 0.43% | −1,490−1.8% | Reduced |
| City of London Investment Management Co Ltd | 99,265 | $1.88M | 0.10% | 00.0% | Unchanged |
| Matisse Capital | 114,207 | $2.17M | 0.69% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 118,342 | $2.25M | 0.01% | +531+0.5% | Added |
| Private Advisor Group, LLC | 122,639 | $2.33M | 0.02% | +2,527+2.1% | Added |
| Gabelli Funds LLC | 126,700 | $2.40M | 0.02% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 126,988 | $2.41M | 1.15% | −57,700−31.2% | Reduced |
| Financial Advocates Investment Management | 127,065 | $2.41M | 0.17% | −22,985−15.3% | Reduced |
| Advisor Group Holdings, Inc. | 131,470 | $2.50M | 0.01% | +17,568+15.4% | Added |
| Bank of Montreal | 125,294 | $2.64M | 0.00% | −21,350−14.6% | Reduced |
| RB Capital Management, LLC | 141,588 | $2.69M | 1.04% | +3,561+2.6% | Added |
| Cadence Wealth Management LLC | 173,572 | $3.29M | 2.78% | +2,915+1.7% | Added |
| Commonwealth Equity Services, LLC | 174,196 | $3.30M | 0.01% | +12,193+7.5% | Added |
| Oppenheimer & Co Inc | 175,540 | $3.33M | 0.06% | −8,397−4.6% | Reduced |
| Rockefeller Capital Management L.P. | 177,313 | $3.36M | 0.02% | +8,088+4.8% | Added |
| Menlo Advisors LLC | 193,189 | $3.66M | 1.98% | −3,609−1.8% | Reduced |
| Centaurus Financial, Inc. | 195,614 | $3.71M | 0.31% | −4,519−2.3% | Reduced |
| General American Investors Co Inc | 197,358 | $3.74M | 0.31% | 00.0% | Unchanged |
| Atlantic Union Bankshares Corp | 207,900 | $3.94M | 0.38% | +3,770+1.8% | Added |
| Guggenheim Capital LLC | 221,274 | $4.20M | 0.02% | −1,994−0.9% | Reduced |
| D.A. Davidson & Co. | 223,034 | $4.23M | 0.05% | +6,267+2.9% | Added |
| Shaker Financial Services, LLC | 237,260 | $4.50M | 1.67% | +9,913+4.4% | Added |
| Northwestern Mutual Wealth Management Co | 244,973 | $4.65M | 0.01% | −77,358−24.0% | Reduced |
| Frontier Wealth Management LLC | 248,587 | $4.72M | 0.33% | +12,792+5.4% | Added |
| Rothschild Investment Corp | 269,760 | $5.12M | 0.41% | +9,594+3.7% | Added |
| Waterfront Wealth Inc. | 283,871 | $5.38M | 2.55% | +34,781+14.0% | Added |
| 1607 Capital Partners, LLC | 307,780 | $5.84M | 0.28% | −2,000−0.6% | Reduced |
| Lazard Asset Management LLC | 318,210 | $6.04M | 0.01% | 00.0% | Unchanged |
| Punch & Associates Investment Management, Inc. | 345,202 | $6.55M | 0.37% | −62,937−15.4% | Reduced |
| LPL Financial LLC | 348,940 | $6.62M | 0.01% | +18,795+5.7% | Added |
| Janney Montgomery Scott LLC | 376,369 | $7.14M | 0.03% | −5,743−1.5% | Reduced |
| 1832 Asset Management L.P. | 429,297 | $8.11M | 0.02% | +48,371+12.7% | Added |
| Blue Bell Private Wealth Management, LLC | 460,938 | $8.74M | 2.55% | −30,225−6.2% | Reduced |
| Stifel Financial Corp | 584,681 | $11.1M | 0.02% | +51,642+9.7% | Added |
| Royal Bank of Canada | 613,356 | $11.6M | 0.00% | −3,640−0.6% | Reduced |
| Cohen & Steers, Inc. | 645,774 | $12.3M | 0.02% | −88,816−12.1% | Reduced |
| Cornerstone Advisors, LLC | 1,244,506 | $23.6M | 1.39% | +551,038+79.5% | Added |
| UBS Group AG | 1,274,336 | $24.2M | 0.01% | +69,672+5.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 1,286,435 | $24.4M | 0.05% | −41,985−3.2% | Reduced |
| Advisors Asset Management, Inc. | 778,111 | $28.7M | 0.42% | +49,449+6.8% | Added |
| Raymond James & Associates | 1,536,036 | $29.1M | 0.03% | +10,493+0.7% | Added |
| Wells Fargo & Company | 2,170,694 | $41.2M | 0.01% | +51,382+2.4% | Added |
| Parametric Portfolio Associates LLC | 2,575,848 | $48.9M | 0.03% | +85,920+3.5% | Added |
| Bank of America Corp | 3,930,474 | $74.6M | 0.01% | +252,504+6.9% | Added |
| Morgan Stanley | 5,692,295 | $108.0M | 0.01% | −469,398−7.6% | Reduced |
| Jones Road Capital Management, L.P. | 0 | $0 | 0.00% | −125,190−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −70,758−100.0% | Sold out |
| CNH Partners LLC | 0 | $0 | 0.00% | −32,285−100.0% | Sold out |
| Advisory Alpha, LLC | 0 | $0 | 0.00% | −12,646−100.0% | Sold out |
| Great Valley Advisor Group, Inc. | 0 | $0 | 0.00% | −11,847−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −11,954−100.0% | Sold out |
| Wintrust Investments LLC | 0 | $0 | 0.00% | −10,091−100.0% | Sold out |
| Eudaimonia Partners, LLC | 0 | $0 | 0.00% | −8,038−100.0% | Sold out |
| Wealthcare Advisory Partners LLC | 0 | $0 | 0.00% | −7,911−100.0% | Sold out |
| Federation des caisses Desjardins du Quebec | 0 | $0 | 0.00% | −3,934−100.0% | Sold out |
| Grandview Asset Management LLC | 0 | $0 | 0.00% | −1,663−100.0% | Sold out |
| Archer Investment Corp | 0 | $0 | 0.00% | −916−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −495−100.0% | Sold out |
| Ameritas Investment Company, LLC | 0 | $0 | 0.00% | −149−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |