Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q2 2026
Institutional positions in Prospect Capital Corp as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 204
- −9 vs. Q1 2026
- Shares held
- 89.4M
- +4.07M (+4.8%) vs. Q1 2026
- Total value
- $206.6M
- −$16.2M (−7.3%) vs. Q1 2026
- New holders
- 30
- 83 more added
- Sold out
- 39
- 52 more reduced
5 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Mercer Global Advisors Inc | 25,783 | $59.6K | 0.00% | +3,963+18.2% | Added |
| Modera Wealth Management, LLC | 26,334 | $60.8K | 0.00% | 00.0% | Unchanged |
| Pensionmark Financial Group, LLC | 26,423 | $62.6K | 0.00% | −767−2.8% | Reduced |
| Arta Finance Wealth Management LLC | 27,606 | $63.8K | 0.03% | +662+2.5% | Added |
| Garner Asset Management Corp | 27,700 | $64.0K | 0.02% | −9,775−26.1% | Reduced |
| WMG Financial Advisors, LLC | 27,950 | $64.6K | 0.02% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 29,198 | $67.4K | 0.01% | −239,010−89.1% | Reduced |
| Retirement Planning Group | 29,817 | $68.9K | 0.00% | +29,817 | New |
| Cherry Creek Investment Advisors, Inc. | 31,741 | $73.3K | 0.03% | +25+0.1% | Added |
| Blair William & Co | 33,400 | $77.2K | 0.00% | −12,500−27.2% | Reduced |
| Foundations Investment Advisors, LLC | 34,070 | $78.7K | 0.00% | +13,564+66.1% | Added |
| Barrett & Company, Inc. | 34,137 | $78.9K | 0.02% | −4,184−10.9% | Reduced |
| Ameriprise Financial Inc | 34,599 | $82.8K | 0.00% | −8,879−20.4% | Reduced |
| Sigma Planning Corp | 36,685 | $84.7K | 0.00% | +117+0.3% | Added |
| Ethos Financial Group, LLC | 37,103 | $85.7K | 0.01% | −3,356−8.3% | Reduced |
| Wells Fargo & Company | 40,215 | $92.9K | 0.00% | −2,284−5.4% | Reduced |
| Strategies Wealth Advisors, LLC | 40,632 | $93.9K | 0.01% | +2,173+5.7% | Added |
| Bessemer Group Inc | 41,549 | $96.0K | 0.00% | +1,549+3.9% | Added |
| Csenge Advisory Group | 42,460 | $98.1K | 0.00% | 00.0% | Unchanged |
| RMR Wealth Builders | 44,938 | $103.8K | 0.01% | +44,938 | New |
| Harbour Investments, Inc. | 45,279 | $104.6K | 0.00% | −582−1.3% | Reduced |
| Huntington National Bank | 45,496 | $105.1K | 0.00% | +2,304+5.3% | Added |
| Creative Planning | 46,845 | $108.2K | 0.00% | −135,508−74.3% | Reduced |
| MAI Capital Management | 47,412 | $109.5K | 0.00% | +31,106+190.8% | Added |
| BNP Paribas Arbitrage, SA | 48,995 | $113.2K | 0.00% | −103,212−67.8% | Reduced |
| XML Financial, LLC | 52,149 | $120.5K | 0.01% | 00.0% | Unchanged |
| Wealthfront Advisers LLC | 52,683 | $121.7K | 0.00% | +939+1.8% | Added |
| Strategic Wealth Partners, Ltd. | 55,306 | $127.8K | 0.01% | +14,998+37.2% | Added |
| Brian Low Financial Group, LLC | 55,306 | $127.8K | 0.07% | +14,998+37.2% | Added |
| Garden State Investment Advisory Services LLC | 59,040 | $136.4K | 0.03% | +647+1.1% | Added |
| Prospera Financial Services Inc | 59,090 | $136.5K | 0.00% | +1,104+1.9% | Added |
| Headlands Technologies LLC | 61,887 | $143.0K | 0.02% | −4,201−6.4% | Reduced |
| ProShare Advisors LLC | 69,007 | $159.4K | 0.00% | −225−0.3% | Reduced |
| M&T Bank Corp | 69,179 | $159.8K | 0.00% | 00.0% | Unchanged |
| Kathmere Capital Management, LLC | 69,462 | $160.5K | 0.01% | 00.0% | Unchanged |
| J. Safra Sarasin Holding AG | 72,939 | $168.5K | 0.00% | +72,939 | New |
| Cresset Asset Management, LLC | 71,937 | $168.7K | 0.00% | +3,847+5.6% | Added |
| Summit Global Investments | 75,000 | $173.0K | 0.01% | 00.0% | Unchanged |
| Denali Advisors LLC | 77,540 | $179.1K | 0.02% | −7,011−8.3% | Reduced |
| Arkadios Wealth Advisors | 78,425 | $181.2K | 0.00% | +42,291+117.0% | Added |
| Wealth Enhancement Advisory Services, LLC | 84,292 | $190.5K | 0.00% | −2,611−3.0% | Reduced |
| Simplex Trading, LLC | 87,612 | $202.4K | 0.01% | +87,612 | New |
| Brinker Capital Investments, LLC | 89,180 | $206.0K | 0.00% | +89,180 | New |
| Lido Advisors, LLC | 89,077 | $208.5K | 0.00% | +25,987+41.2% | Added |
| IMC-Chicago, LLC | 90,476 | $209.0K | 0.00% | −10,766−10.6% | Reduced |
| DRW Securities, LLC | 90,809 | $209.8K | 0.01% | −2,530−2.7% | Reduced |
| Westwood Holdings Group Inc. | 93,246 | $215.4K | 0.00% | 00.0% | Unchanged |
| Generali Investments CEE, investicni spolecnost, a.s. | 101,234 | $233.9K | 0.01% | 00.0% | Unchanged |
| Group One Trading, L.P. | 102,510 | $236.8K | 0.01% | −11,949−10.4% | Reduced |
| Spire Wealth Management | 104,196 | $240.7K | 0.01% | +1,588+1.5% | Added |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 105,900 | $244.6K | 0.00% | 00.0% | Unchanged |
| BI Asset Management Fondsmaeglerselskab A/S | 108,722 | $251.0K | 0.00% | −411,870−79.1% | Reduced |
| Balyasny Asset Management LLC | 109,969 | $254.0K | 0.00% | +109,969 | New |
| Mariner, LLC | 111,237 | $257.0K | 0.00% | +75,665+212.7% | Added |
| BFSG, LLC | 117,381 | $271.2K | 0.02% | +44,537+61.1% | Added |
| Tower Research Capital LLC (TRC) | 122,601 | $283.2K | 0.01% | +85,780+233.0% | Added |
| Truist Financial Corp | 153,940 | $355.6K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 156,345 | $362.7K | 0.02% | +31,321+25.1% | Added |
| Kestra Advisory Services, LLC | 163,473 | $377.6K | 0.00% | +85,300+109.1% | Added |
| Stifel Financial Corp | 188,788 | $436.1K | 0.00% | +960+0.5% | Added |
| Squarepoint Ops LLC | 190,138 | $439.2K | 0.00% | −196,557−50.8% | Reduced |
| Claro Advisors LLC | 192,700 | $445.1K | 0.05% | −4,705−2.4% | Reduced |
| Kestra Private Wealth Services, LLC | 194,761 | $449.9K | 0.00% | −5,629−2.8% | Reduced |
| Royal Bank of Canada | 199,998 | $462.0K | 0.00% | +118,982+146.9% | Added |
| Bank of America Corp | 201,228 | $464.8K | 0.00% | −41,910−17.2% | Reduced |
| Guggenheim Capital LLC | 220,616 | $509.6K | 0.00% | +19,839+9.9% | Added |
| Kingswood Wealth Advisors, LLC | 228,091 | $526.9K | 0.02% | +228,091 | New |
| Buckingham Strategic Partners | 229,694 | $530.6K | 0.00% | +23,841+11.6% | Added |
| LeClair Wealth Partners LLC | 239,061 | $552.2K | 0.29% | +239,061 | New |
| Family Wealth Partners, LLC | 241,586 | $558.1K | 0.17% | +28,769+13.5% | Added |
| Cetera Investment Advisers | 248,996 | $575.2K | 0.00% | −67,708−21.4% | Reduced |
| LSV Asset Management | 253,535 | $586.0K | 0.00% | −282,300−52.7% | Reduced |
| Advisor Group Holdings, Inc. | 262,607 | $606.6K | 0.00% | +78,396+42.6% | Added |
| Engineers Gate Manager LP | 282,483 | $652.5K | 0.01% | −21,260−7.0% | Reduced |
| DnB Asset Management AS | 285,456 | $659.4K | 0.00% | −116,203−28.9% | Reduced |
| Clear Harbor Asset Management, LLC | 325,525 | $752.0K | 0.05% | +260,025+397.0% | Added |
| TCFG Investment Advisors, LLC | 330,236 | $762.8K | 0.26% | +52,322+18.8% | Added |
| Brevan Howard Capital Management LP | 356,327 | $823.1K | 0.01% | +110,240+44.8% | Added |
| Concorde Asset Management, LLC | 357,400 | $838.0K | 0.48% | −2,560−0.7% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 366,298 | $846.0K | 0.00% | −58,835−13.8% | Reduced |
| Virtus Investment Advisers, Inc. | 428,612 | $990.1K | 0.23% | +90,666+26.8% | Added |
| GatePass Capital, LLC | 434,050 | $1.00M | 0.38% | +197,150+83.2% | Added |
| Great West Life Assurance Co | 437,595 | $1.01M | 0.00% | +58,758+15.5% | Added |
| Kovack Advisors, Inc. | 491,576 | $1.14M | 0.05% | +23,035+4.9% | Added |
| Raymond James Financial Inc | 509,901 | $1.18M | 0.00% | +10,141+2.0% | Added |
| 180 Wealth Advisors, LLC | 580,986 | $1.34M | 0.13% | +180,465+45.1% | Added |
| Tactive Advisors, LLC | 585,111 | $1.35M | 0.33% | +3,117+0.5% | Added |
| Caxton Associates LLP | 592,554 | $1.37M | 0.03% | +459,031+343.8% | Added |
| Naviter Wealth, LLC | 656,528 | $1.54M | 0.14% | +85,743+15.0% | Added |
| Tudor Investment Corp Et Al | 709,303 | $1.64M | 0.01% | −747,567−51.3% | Reduced |
| Commonwealth Equity Services, LLC | 762,756 | $1.76M | 0.00% | −37,554−4.7% | Reduced |
| LPL Financial LLC | 919,558 | $2.12M | 0.00% | −32,004−3.4% | Reduced |
| GraniteShares Advisors LLC | 1,094,360 | $2.53M | 1.63% | +143,250+15.1% | Added |
| BlackRock, Inc. | 1,441,035 | $3.33M | 0.00% | −131,437−8.4% | Reduced |
| Susquehanna International Group, LLP | 2,246,915 | $5.19M | 0.00% | +545,146+32.0% | Added |
| Independent Financial Group, LLC | 2,485,356 | $5.74M | 0.11% | −974,995−28.2% | Reduced |
| Morgan Stanley | 2,686,736 | $6.21M | 0.00% | +234,820+9.6% | Added |
| Marshall Wace, LLP | 3,067,650 | $7.09M | 0.01% | −1,683,570−35.4% | Reduced |
| Gendell Jeffrey L | 4,009,902 | $9.26M | 0.08% | 00.0% | Unchanged |
| Legal & General Group Plc | 4,032,811 | $9.34M | 0.00% | +392,146+10.8% | Added |