Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q1 2026
Institutional positions in Prospect Capital Corp as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 218
- −1 vs. Q4 2025
- Shares held
- 85.7M
- +3.17M (+3.8%) vs. Q4 2025
- Total value
- $223.8M
- +$9.90M (+4.6%) vs. Q4 2025
- New holders
- 27
- 87 more added
- Sold out
- 28
- 57 more reduced
5 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Next Level Private LLC | 21,061 | $55.0K | 0.01% | +1,026+5.1% | Added |
| Mercer Global Advisors Inc | 21,820 | $57.0K | 0.00% | −5,213−19.3% | Reduced |
| IFP Advisors, Inc | 23,512 | $61.4K | 0.00% | +1,124+5.0% | Added |
| Great Valley Advisor Group, Inc. | 23,983 | $62.6K | 0.00% | +1,181+5.2% | Added |
| Allworth Financial LP | 25,245 | $65.9K | 0.00% | −977−3.7% | Reduced |
| US Bancorp | 25,408 | $66.3K | 0.00% | −34,592−57.7% | Reduced |
| Apella Capital, LLC | 24,234 | $68.1K | 0.00% | +24,234 | New |
| Modera Wealth Management, LLC | 26,334 | $68.7K | 0.00% | +26,334 | New |
| Arta Finance Wealth Management LLC | 26,944 | $70.3K | 0.03% | −35,773−57.0% | Reduced |
| Massar Capital Management, LP | 27,095 | $70.7K | 0.01% | +3,911+16.9% | Added |
| Pensionmark Financial Group, LLC | 27,190 | $71.0K | 0.00% | −10.0% | Reduced |
| WMG Financial Advisors, LLC | 27,950 | $73.0K | 0.03% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 29,344 | $76.6K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 30,578 | $79.8K | 0.00% | −2,507−7.6% | Reduced |
| Cherry Creek Investment Advisors, Inc. | 31,716 | $82.8K | 0.04% | +400+1.3% | Added |
| ExodusPoint Capital Management, LP | 34,292 | $89.5K | 0.00% | +34,292 | New |
| Mariner, LLC | 35,572 | $92.8K | 0.00% | +23,052+184.1% | Added |
| Garner Asset Management Corp | 37,475 | $93.6K | 0.04% | −3,040−7.5% | Reduced |
| Arkadios Wealth Advisors | 36,134 | $94.3K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 36,568 | $95.4K | 0.00% | −1,357−3.6% | Reduced |
| Tower Research Capital LLC (TRC) | 36,821 | $96.1K | 0.00% | −78,342−68.0% | Reduced |
| Sowell Financial Services LLC | 38,027 | $99.3K | 0.00% | −5,310−12.3% | Reduced |
| Barrett & Company, Inc. | 38,321 | $100.0K | 0.03% | +6,044+18.7% | Added |
| Strategies Wealth Advisors, LLC | 38,459 | $100.4K | 0.01% | +1,898+5.2% | Added |
| Bessemer Group Inc | 40,000 | $104.0K | 0.00% | 00.0% | Unchanged |
| Ethos Financial Group, LLC | 40,459 | $104.8K | 0.01% | 00.0% | Unchanged |
| Strategic Wealth Partners, Ltd. | 40,308 | $105.2K | 0.01% | +30,308+303.1% | Added |
| Brian Low Financial Group, LLC | 40,308 | $105.2K | 0.07% | +30,308+303.1% | Added |
| Csenge Advisory Group | 42,460 | $110.8K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 42,499 | $110.9K | 0.00% | −293−0.7% | Reduced |
| Huntington National Bank | 43,192 | $112.7K | 0.00% | +43,192 | New |
| Ameriprise Financial Inc | 43,478 | $117.2K | 0.00% | +1,123+2.7% | Added |
| Harbour Investments, Inc. | 45,861 | $119.7K | 0.00% | +6,886+17.7% | Added |
| Blair William & Co | 45,900 | $119.8K | 0.00% | +200+0.4% | Added |
| Wealthfront Advisers LLC | 51,744 | $135.1K | 0.00% | +2,652+5.4% | Added |
| XML Financial, LLC | 52,149 | $136.1K | 0.01% | −34,966−40.1% | Reduced |
| Axq Capital, LP | 56,756 | $148.1K | 0.02% | +56,756 | New |
| Prospera Financial Services Inc | 57,986 | $151.4K | 0.00% | +3,865+7.1% | Added |
| Garden State Investment Advisory Services LLC | 58,393 | $152.4K | 0.04% | −8,980−13.3% | Reduced |
| Lido Advisors, LLC | 63,090 | $167.2K | 0.00% | −25,693−28.9% | Reduced |
| AREX Capital Management, LP | 65,000 | $169.7K | 0.28% | +65,000 | New |
| Clear Harbor Asset Management, LLC | 65,500 | $171.0K | 0.01% | +65,500 | New |
| Headlands Technologies LLC | 66,088 | $172.5K | 0.02% | −8,689−11.6% | Reduced |
| Evergreen Capital Management LLC | 67,139 | $175.2K | 0.00% | +55,405+472.2% | Added |
| Permanens Capital L.P. | 66,180 | $175.7K | 0.02% | +66,180 | New |
| Vident Advisory, LLC | 68,333 | $178.3K | 0.00% | +68,333 | New |
| M&T Bank Corp | 69,179 | $180.6K | 0.00% | +69,179 | New |
| ProShare Advisors LLC | 69,232 | $180.7K | 0.00% | −8,015−10.4% | Reduced |
| Cresset Asset Management, LLC | 68,090 | $180.8K | 0.00% | +3,362+5.2% | Added |
| Kathmere Capital Management, LLC | 69,462 | $181.3K | 0.01% | 00.0% | Unchanged |
| BFSG, LLC | 72,844 | $190.1K | 0.02% | +62,334+593.1% | Added |
| Summit Global Investments | 75,000 | $196.0K | 0.01% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 78,173 | $207.6K | 0.00% | +2,391+3.2% | Added |
| Royal Bank of Canada | 81,016 | $212.0K | 0.00% | +24,188+42.6% | Added |
| Denali Advisors LLC | 84,551 | $220.7K | 0.02% | −750−0.9% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 86,903 | $226.8K | 0.00% | +59,414+216.1% | Added |
| Westwood Holdings Group Inc. | 93,246 | $243.4K | 0.00% | 00.0% | Unchanged |
| DRW Securities, LLC | 93,339 | $243.6K | 0.01% | −125,780−57.4% | Reduced |
| Generali Investments CEE, investicni spolecnost, a.s. | 101,234 | $264.2K | 0.01% | 00.0% | Unchanged |
| IMC-Chicago, LLC | 101,242 | $264.2K | 0.00% | +101,242 | New |
| Spire Wealth Management | 102,608 | $267.8K | 0.01% | +558+0.5% | Added |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 105,900 | $276.4K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 114,459 | $298.7K | 0.01% | +30,117+35.7% | Added |
| International Assets Investment Management, LLC | 125,024 | $327.6K | 0.02% | +924+0.7% | Added |
| Caxton Associates LLP | 133,523 | $348.5K | 0.01% | −576,730−81.2% | Reduced |
| Quantbot Technologies LP | 136,738 | $356.9K | 0.01% | −126,272−48.0% | Reduced |
| BNP Paribas Arbitrage, SA | 152,207 | $397.3K | 0.00% | −304,792−66.7% | Reduced |
| Truist Financial Corp | 153,940 | $401.8K | 0.00% | 00.0% | Unchanged |
| Tweedy, Browne Co LLC | 162,953 | $422.0K | 0.03% | 00.0% | Unchanged |
| Creative Planning | 182,353 | $475.9K | 0.00% | −13,714−7.0% | Reduced |
| Advisor Group Holdings, Inc. | 184,211 | $481.0K | 0.00% | −22,393−10.8% | Reduced |
| Stifel Financial Corp | 187,828 | $490.2K | 0.00% | −1,596−0.8% | Reduced |
| Claro Advisors LLC | 197,405 | $515.2K | 0.06% | +5,000+2.6% | Added |
| Kestra Private Wealth Services, LLC | 200,390 | $523.0K | 0.01% | −1,292−0.6% | Reduced |
| Catalyst Capital Advisors LLC | 200,742 | $523.9K | 0.01% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 200,777 | $524.0K | 0.00% | +43,945+28.0% | Added |
| Buckingham Strategic Partners | 205,853 | $536.1K | 0.01% | +50,531+32.5% | Added |
| Family Wealth Partners, LLC | 212,817 | $554.3K | 0.19% | +62,338+41.4% | Added |
| Millennium Management LLC | 221,708 | $578.7K | 0.00% | −2,836,722−92.8% | Reduced |
| GatePass Capital, LLC | 236,900 | $618.3K | 0.30% | −69,250−22.6% | Reduced |
| Bank of America Corp | 243,138 | $634.6K | 0.00% | −11,532−4.5% | Reduced |
| Brevan Howard Capital Management LP | 246,087 | $642.3K | 0.01% | +119,080+93.8% | Added |
| Two Sigma Securities, LLC | 268,208 | $700.0K | 0.08% | +268,208 | New |
| TCFG Wealth Management, LLC | 277,914 | $725.4K | 0.27% | +2,581+0.9% | Added |
| TCFG Investment Advisors, LLC | 277,914 | $725.4K | 0.27% | +277,914 | New |
| Engineers Gate Manager LP | 303,743 | $792.8K | 0.01% | +168,503+124.6% | Added |
| Cetera Investment Advisers | 316,704 | $826.6K | 0.00% | +61,182+23.9% | Added |
| Virtus Investment Advisers, Inc. | 337,946 | $882.0K | 0.24% | −122,843−26.7% | Reduced |
| Concorde Asset Management, LLC | 359,960 | $955.6K | 0.47% | +55,680+18.3% | Added |
| Great West Life Assurance Co | 378,837 | $994.0K | 0.00% | −30,390−7.4% | Reduced |
| Squarepoint Ops LLC | 386,695 | $1.01M | 0.00% | +101,800+35.7% | Added |
| 180 Wealth Advisors, LLC | 400,521 | $1.05M | 0.12% | +54,424+15.7% | Added |
| DnB Asset Management AS | 401,659 | $1.05M | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 425,133 | $1.11M | 0.00% | +67,063+18.7% | Added |
| SMH Capital Advisors Inc | 426,418 | $1.11M | 3.15% | −550.0% | Reduced |
| Kovack Advisors, Inc. | 468,541 | $1.23M | 0.07% | +65,451+16.2% | Added |
| Raymond James Financial Inc | 499,760 | $1.30M | 0.00% | +27,174+5.8% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 520,592 | $1.36M | 0.01% | 00.0% | Unchanged |
| LSV Asset Management | 535,835 | $1.40M | 0.00% | 00.0% | Unchanged |
| Naviter Wealth, LLC | 570,785 | $1.52M | 0.19% | +186,566+48.6% | Added |