Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q1 2025
Institutional positions in Prospect Capital Corp as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 224
- −12 vs. Q4 2024
- Shares held
- 58.5M
- +13.7M (+30.6%) vs. Q4 2024
- Total value
- $239.8M
- +$46.4M (+24.0%) vs. Q4 2024
- New holders
- 28
- 98 more added
- Sold out
- 40
- 56 more reduced
3 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Claro Advisors LLC | 27,168 | $111.4K | 0.01% | +30.0% | Added |
| Group One Trading, L.P. | 27,827 | $114.1K | 0.00% | −231,026−89.2% | Reduced |
| Dudley Capital Management, LLC | 27,900 | $114.4K | 0.06% | 00.0% | Unchanged |
| WMG Financial Advisors, LLC | 27,950 | $114.6K | 0.05% | 00.0% | Unchanged |
| Ieq Capital, LLC | 28,998 | $118.9K | 0.00% | +28,998 | New |
| Two Sigma Securities, LLC | 29,180 | $119.6K | 0.02% | −7,160−19.7% | Reduced |
| Sunbelt Securities, Inc. | 29,584 | $121.3K | 0.01% | +4,500+17.9% | Added |
| Sculati Wealth Management, LLC | 30,510 | $125.1K | 0.05% | −2,645−8.0% | Reduced |
| Tweedy, Browne Co LLC | 30,562 | $125.3K | 0.01% | +30,562 | New |
| Teamwork Financial Advisors, LLC | 31,237 | $128.1K | 0.02% | −4,247−12.0% | Reduced |
| Next Level Private LLC | 31,656 | $129.8K | 0.05% | +545+1.8% | Added |
| Mercer Global Advisors Inc | 31,672 | $129.9K | 0.00% | +10,214+47.6% | Added |
| Modern Wealth Management, LLC | 32,566 | $133.5K | 0.00% | +17+0.1% | Added |
| IFG Advisory, LLC | 33,195 | $136.1K | 0.01% | +33,195 | New |
| Oxford Asset Management LLP | 35,052 | $143.7K | 0.07% | +15,491+79.2% | Added |
| BancorpSouth Bank | 36,030 | $147.7K | 0.01% | +1,094+3.1% | Added |
| Strategies Wealth Advisors, LLC | 36,387 | $149.2K | 0.02% | +779+2.2% | Added |
| Wealth Enhancement Advisory Services, LLC | 37,283 | $152.9K | 0.00% | +11,345+43.7% | Added |
| Arkadios Wealth Advisors | 37,335 | $153.1K | 0.01% | +25,434+213.7% | Added |
| Harbour Investments, Inc. | 37,817 | $155.1K | 0.00% | −1,360−3.5% | Reduced |
| Csenge Advisory Group | 43,923 | $156.4K | 0.01% | +10.0% | Added |
| Bessemer Group Inc | 40,000 | $164.0K | 0.00% | 00.0% | Unchanged |
| Lido Advisors, LLC | 41,853 | $173.4K | 0.00% | −35,076−45.6% | Reduced |
| Family Wealth Partners, LLC | 42,333 | $173.6K | 0.08% | +21,118+99.5% | Added |
| Navis Wealth Advisors, LLC | 42,837 | $175.6K | 0.17% | −18,275−29.9% | Reduced |
| Ethos Financial Group, LLC | 43,520 | $178.4K | 0.02% | +43,520 | New |
| Sigma Planning Corp | 43,745 | $179.4K | 0.01% | −25,443−36.8% | Reduced |
| Blair William & Co | 45,600 | $187.0K | 0.00% | −9,000−16.5% | Reduced |
| Buckingham Strategic Partners | 47,878 | $196.3K | 0.00% | +22,649+89.8% | Added |
| Cherry Creek Investment Advisors, Inc. | 48,355 | $198.3K | 0.10% | +517+1.1% | Added |
| Barrett & Company, Inc. | 48,649 | $199.5K | 0.09% | +417+0.9% | Added |
| Aigen Investment Management, LP | 50,127 | $205.5K | 0.03% | +50,127 | New |
| Comerica Bank | 50,883 | $208.6K | 0.00% | +25,000+96.6% | Added |
| JPMorgan Chase & Co | 53,582 | $219.7K | 0.00% | +55+0.1% | Added |
| GWN Securities Inc. | 60,831 | $222.1K | 0.01% | +60,831 | New |
| Stratos Wealth Partners, LTD. | 54,186 | $222.2K | 0.00% | −469−0.9% | Reduced |
| Garner Asset Management Corp | 54,917 | $225.2K | 0.10% | −42,666−43.7% | Reduced |
| LeClair Wealth Partners LLC | 60,131 | $246.5K | 0.18% | +60,131 | New |
| Avantax Advisory Services, Inc. | 60,352 | $247.4K | 0.00% | +17,546+41.0% | Added |
| Mariner, LLC | 62,493 | $256.2K | 0.00% | +1,096+1.8% | Added |
| Headlands Technologies LLC | 63,025 | $258.4K | 0.03% | +62,086+6,611.9% | Added |
| Royal Bank of Canada | 63,146 | $259.0K | 0.00% | −27,725−30.5% | Reduced |
| Tower Research Capital LLC (TRC) | 63,407 | $260.0K | 0.01% | +48,847+335.5% | Added |
| Philadelphia Trust Co | 65,700 | $269.0K | 0.02% | −6,000−8.4% | Reduced |
| Concorde Asset Management, LLC | 72,900 | $271.2K | 0.15% | +43,650+149.2% | Added |
| Kestra Advisory Services, LLC | 69,071 | $283.2K | 0.00% | +549+0.8% | Added |
| Kathmere Capital Management, LLC | 69,462 | $284.8K | 0.02% | 00.0% | Unchanged |
| Garden State Investment Advisory Services LLC | 71,910 | $294.8K | 0.09% | −5,538−7.2% | Reduced |
| ProShare Advisors LLC | 75,078 | $307.8K | 0.00% | +5,090+7.3% | Added |
| Summit Global Investments | 75,000 | $308.0K | 0.02% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 75,942 | $311.4K | 0.01% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 76,027 | $311.7K | 0.00% | +5,178+7.3% | Added |
| CWM Advisors, LLC | 83,864 | $343.8K | 0.04% | −9,335−10.0% | Reduced |
| Empowered Funds, LLC | 88,397 | $362.4K | 0.01% | +51,562+140.0% | Added |
| Glenview Trust Co | 90,719 | $371.9K | 0.01% | 00.0% | Unchanged |
| Westwood Holdings Group Inc. | 93,246 | $382.3K | 0.00% | 00.0% | Unchanged |
| Ridgeline Wealth, LLC | 94,334 | $386.8K | 0.33% | 00.0% | Unchanged |
| Catalyst Capital Advisors LLC | 95,140 | $390.1K | 0.01% | 00.0% | Unchanged |
| Northern Trust Corp | 98,466 | $403.7K | 0.00% | −500,382−83.6% | Reduced |
| Guggenheim Capital LLC | 99,565 | $408.2K | 0.00% | +10,735+12.1% | Added |
| Jane Street Group, LLC | 102,283 | $419.4K | 0.00% | −436,949−81.0% | Reduced |
| The PNC Financial Services Group, Inc. | 104,338 | $427.8K | 0.00% | +68,034+187.4% | Added |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 105,900 | $434.2K | 0.00% | +105,900 | New |
| Generali Investments CEE, investicni spolecnost, a.s. | 109,962 | $450.8K | 0.04% | +109,962 | New |
| Spire Wealth Management | 112,389 | $460.8K | 0.01% | +20,245+22.0% | Added |
| Squarepoint Ops LLC | 114,210 | $468.3K | 0.00% | −23,078−16.8% | Reduced |
| Millennium Management LLC | 119,402 | $489.5K | 0.00% | −151,131−55.9% | Reduced |
| Alberta Investment Management Corp | 124,900 | $512.1K | 0.00% | 00.0% | Unchanged |
| Denali Advisors LLC | 128,237 | $525.8K | 0.06% | +18,099+16.4% | Added |
| US Bancorp | 132,617 | $543.7K | 0.00% | +2,617+2.0% | Added |
| Brevan Howard Capital Management LP | 135,507 | $555.6K | 0.02% | −112,151−45.3% | Reduced |
| International Assets Investment Management, LLC | 139,252 | $570.9K | 0.05% | −34,662−19.9% | Reduced |
| Kovack Advisors, Inc. | 139,972 | $573.9K | 0.06% | −5,123−3.5% | Reduced |
| SMH Capital Advisors Inc | 146,335 | $600.0K | 1.39% | +1,683+1.2% | Added |
| Tudor Investment Corp Et Al | 150,395 | $616.6K | 0.01% | +150,395 | New |
| Creative Planning | 163,925 | $672.1K | 0.00% | −5,781−3.4% | Reduced |
| Bank of America Corp | 168,916 | $692.6K | 0.00% | +100.0% | Added |
| Aquatic Capital Management LLC | 174,383 | $715.0K | 0.02% | +101,359+138.8% | Added |
| Advisors Asset Management, Inc. | 182,346 | $747.6K | 0.01% | −840.0% | Reduced |
| Wells Fargo & Company | 185,528 | $760.7K | 0.00% | +18,012+10.8% | Added |
| Truist Financial Corp | 189,538 | $777.1K | 0.00% | −750−0.4% | Reduced |
| Kestra Private Wealth Services, LLC | 198,072 | $812.1K | 0.01% | −11,183−5.3% | Reduced |
| Stifel Financial Corp | 200,025 | $820.1K | 0.00% | +24,808+14.2% | Added |
| Advisor Group Holdings, Inc. | 205,745 | $843.6K | 0.00% | −17,637−7.9% | Reduced |
| Cetera Investment Advisers | 257,741 | $1.06M | 0.00% | +33,715+15.0% | Added |
| TCFG Wealth Management, LLC | 274,657 | $1.13M | 0.57% | +5,077+1.9% | Added |
| DnB Asset Management AS | 301,970 | $1.24M | 0.01% | −81,972−21.4% | Reduced |
| Great West Life Assurance Co | 303,636 | $1.25M | 0.00% | +55,335+22.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 308,331 | $1.26M | 0.00% | −34,742−10.1% | Reduced |
| Cubist Systematic Strategies, LLC | 308,764 | $1.27M | 0.02% | +147,882+91.9% | Added |
| RSM US Wealth Management LLC | 308,801 | $1.28M | 0.02% | +56,064+22.2% | Added |
| Dark Forest Capital Management LP | 334,240 | $1.37M | 0.06% | +268,193+406.1% | Added |
| Schonfeld Strategic Advisors LLC | 336,171 | $1.38M | 0.01% | +336,171 | New |
| D.A. Davidson & Co. | 346,881 | $1.42M | 0.01% | +4,050+1.2% | Added |
| HRT Financial LP | 359,593 | $1.47M | 0.01% | −155,292−30.2% | Reduced |
| Palogic Value Management, L.P. | 365,066 | $1.50M | 0.66% | +13,772+3.9% | Added |
| Caxton Associates LLP | 370,075 | $1.52M | 0.05% | +370,075 | New |
| Virtus Investment Advisers, Inc. | 376,696 | $1.54M | 0.42% | +376,696 | New |
| Goldman Sachs Group Inc | 393,034 | $1.61M | 0.00% | +121,139+44.6% | Added |
| BNP Paribas Arbitrage, SA | 431,307 | $1.77M | 0.00% | +171,858+66.2% | Added |