Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q1 2025
Institutional positions in Prospect Capital Corp as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 224
- −12 vs. Q4 2024
- Shares held
- 58.5M
- +13.7M (+30.6%) vs. Q4 2024
- Total value
- $239.8M
- +$46.4M (+24.0%) vs. Q4 2024
- New holders
- 28
- 98 more added
- Sold out
- 40
- 56 more reduced
3 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Smithfield Trust Co | 47 | $0 | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 1 | $4 | 0.00% | −864−99.9% | Reduced |
| CIBC Private Wealth Group, LLC | 1 | $4 | 0.00% | +1 | New |
| Point72 Asia (Singapore) Pte. Ltd. | 5 | $20 | 0.00% | +5 | New |
| Danske Bank A/S | 5 | $21 | 0.00% | −3−37.5% | Reduced |
| ORG Partners LLC | 5 | $23 | 0.00% | 00.0% | Unchanged |
| Graney & King, LLC | 8 | $33 | 0.00% | +8 | New |
| Millstone Evans Group, LLC | 14 | $57 | 0.00% | +1+7.7% | Added |
| Frazier Financial Advisors, LLC | 16 | $67 | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 19 | $80 | 0.00% | −640−97.1% | Reduced |
| GPS Wealth Strategies Group, LLC | 25 | $103 | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 60 | $246 | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 100 | $410 | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 151 | $651 | 0.00% | 00.0% | Unchanged |
| Caitong International Asset Management Co., Ltd | 162 | $664 | 0.00% | +158+3,950.0% | Added |
| EverSource Wealth Advisors, LLC | 222 | $910 | 0.00% | −183−45.2% | Reduced |
| Sound Income Strategies, LLC | 400 | $1.64K | 0.00% | +400 | New |
| Lindbrook Capital, LLC | 430 | $1.76K | 0.00% | +364+551.5% | Added |
| West Branch Capital LLC | 500 | $2.05K | 0.00% | 00.0% | Unchanged |
| West Financial Advisors, LLC | 519 | $2.13K | 0.00% | +263+102.7% | Added |
| Quantbot Technologies LP | 527 | $2.16K | 0.00% | +527 | New |
| Cape Investment Advisory, Inc. | 559 | $2.29K | 0.00% | 00.0% | Unchanged |
| LRI Investments, LLC | 638 | $2.62K | 0.00% | 00.0% | Unchanged |
| Legacy Wealth Managment, LLC | 639 | $2.62K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 694 | $3.00K | 0.00% | +123+21.5% | Added |
| IFP Advisors, Inc | 750 | $3.08K | 0.00% | −157−17.3% | Reduced |
| Natixis | 815 | $3.31K | 0.00% | +24+3.0% | Added |
| Northwestern Mutual Wealth Management Co | 817 | $3.35K | 0.00% | +4+0.5% | Added |
| Crewe Advisors LLC | 979 | $4.01K | 0.00% | +979 | New |
| Gables Capital Management Inc. | 1,000 | $4.10K | 0.00% | 00.0% | Unchanged |
| Semmax Financial Advisors Inc. | 1,480 | $5.31K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 1,455 | $5.91K | 0.00% | −10,065−87.4% | Reduced |
| Huntington National Bank | 1,500 | $6.15K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,788 | $6.56K | 0.00% | +1,001+127.2% | Added |
| Cypress Capital Management LLC (WY) | 2,093 | $8.58K | 0.01% | +64+3.2% | Added |
| Geneos Wealth Management Inc. | 2,300 | $9.43K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 3,244 | $13.3K | 0.00% | −6,977−68.3% | Reduced |
| Activest Wealth Management | 3,300 | $13.5K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 3,681 | $15.1K | 0.00% | +112+3.1% | Added |
| Founders Capital Management | 4,000 | $16.4K | 0.01% | 00.0% | Unchanged |
| Avion Wealth | 4,125 | $17.0K | 0.00% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 5,372 | $22.0K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 5,880 | $24.1K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 6,011 | $24.6K | 0.00% | 00.0% | Unchanged |
| VSM Wealth Advisory, LLC | 6,162 | $25.3K | 0.01% | +6,162 | New |
| Parallel Advisors, LLC | 6,473 | $26.5K | 0.00% | −3,295−33.7% | Reduced |
| Steward Partners Investment Advisory, LLC | 7,000 | $28.7K | 0.00% | −36−0.5% | Reduced |
| CNB Bank | 7,500 | $30.8K | 0.02% | 00.0% | Unchanged |
| Private Trust Co NA | 8,401 | $34.4K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 9,026 | $37.0K | 0.00% | −13,251−59.5% | Reduced |
| Aventura Private Wealth, LLC | 9,412 | $38.6K | 0.02% | 00.0% | Unchanged |
| AGH Wealth Advisors, LLC | 10,000 | $41.0K | 0.04% | 00.0% | Unchanged |
| KG&L Capital Management,LLC | 10,097 | $41.4K | 0.01% | +10,097 | New |
| Janney Montgomery Scott LLC | 10,129 | $42.0K | 0.00% | +11+0.1% | Added |
| Wealthcare Advisory Partners LLC | 10,414 | $42.7K | 0.00% | −3,669−26.1% | Reduced |
| Equitable Holdings, Inc. | 11,168 | $45.8K | 0.00% | +11,168 | New |
| Traynor Capital Management, Inc. | 12,152 | $49.8K | 0.00% | +23+0.2% | Added |
| Moneta Group Investment Advisors LLC | 12,352 | $50.6K | 0.00% | +100+0.8% | Added |
| HighTower Advisors, LLC | 12,538 | $51.4K | 0.00% | −356−2.8% | Reduced |
| Carnegie Lake Advisors LLC | 12,800 | $52.0K | 0.02% | −5,315−29.3% | Reduced |
| Shufro Rose & Co LLC | 12,700 | $52.1K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 12,780 | $52.4K | 0.00% | +130+1.0% | Added |
| Ameriflex Group, Inc. | 13,086 | $53.7K | 0.02% | −1,400−9.7% | Reduced |
| MAI Capital Management | 13,255 | $54.3K | 0.00% | 00.0% | Unchanged |
| MML Investors Services, LLC | 13,326 | $55.0K | 0.00% | +607+4.8% | Added |
| Ellevest, Inc. | 13,479 | $55.3K | 0.00% | +13,479 | New |
| Silverlake Wealth Management LLC | 14,314 | $58.7K | 0.02% | +176+1.2% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $62.7K | 0.02% | 00.0% | Unchanged |
| Cerity Partners LLC | 15,400 | $63.1K | 0.00% | −55,104−78.2% | Reduced |
| Cutter & CO Brokerage, Inc. | 16,465 | $67.5K | 0.02% | +525+3.3% | Added |
| Jones Financial Companies LLLP | 16,659 | $68.6K | 0.00% | +9,534+133.8% | Added |
| Wealthfront Advisers LLC | 16,889 | $69.2K | 0.00% | +496+3.0% | Added |
| Oppenheimer & Co Inc | 17,078 | $70.0K | 0.00% | +17,078 | New |
| AE Wealth Management LLC | 17,113 | $70.2K | 0.00% | −206−1.2% | Reduced |
| Comprehensive Money Management Services LLC | 17,550 | $72.0K | 0.06% | +750+4.5% | Added |
| 180 Wealth Advisors, LLC | 17,887 | $73.3K | 0.01% | +17,887 | New |
| Wolverine Trading, LLC | 18,066 | $74.3K | 0.00% | −9,309−34.0% | Reduced |
| Kingsview Wealth Management, LLC | 18,508 | $75.9K | 0.00% | +1,922+11.6% | Added |
| Engineers Gate Manager LP | 18,849 | $77.3K | 0.00% | +18,849 | New |
| Manufacturers Life Insurance Company, The | 19,221 | $78.8K | 0.00% | +4,212+28.1% | Added |
| Great Valley Advisor Group, Inc. | 19,899 | $81.6K | 0.00% | +338+1.7% | Added |
| Cravens & Co Advisors, LLC | 20,000 | $82.0K | 0.06% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 20,005 | $82.0K | 0.00% | +1,739+9.5% | Added |
| EMC Capital Management | 20,762 | $85.0K | 0.05% | 00.0% | Unchanged |
| Stephens Inc | 20,921 | $85.8K | 0.00% | +204+1.0% | Added |
| Sowell Financial Services LLC | 20,989 | $86.1K | 0.00% | +20,989 | New |
| Advisory Services Network, LLC | 21,088 | $86.5K | 0.00% | +2,800+15.3% | Added |
| Level Four Advisory Services, LLC | 21,142 | $86.7K | 0.00% | −248−1.2% | Reduced |
| Virtu Financial LLC | 21,966 | $90.0K | 0.00% | −183,075−89.3% | Reduced |
| Citigroup Inc | 22,489 | $92.2K | 0.00% | +22,479+224,790.0% | Added |
| Regal Investment Advisors LLC | 22,602 | $92.7K | 0.01% | −679−2.9% | Reduced |
| Inspire Advisors, LLC | 23,417 | $96.0K | 0.01% | +7,460+46.8% | Added |
| Global Assets Advisory, LLC | 24,995 | $96.1K | 0.02% | +8,997+56.2% | Added |
| J.W. Cole Advisors, Inc. | 23,566 | $96.6K | 0.00% | +407+1.8% | Added |
| Samalin Investment Counsel, LLC | 24,276 | $99.5K | 0.04% | +9,776+67.4% | Added |
| Moloney Securities Asset Management, LLC | 24,592 | $100.8K | 0.01% | −2,169−8.1% | Reduced |
| Exchange Traded Concepts, LLC | 24,711 | $101.3K | 0.00% | +22,960+1,311.3% | Added |
| M&T Bank Corp | 25,000 | $102.5K | 0.00% | +25,000 | New |
| Sheaff Brock Investment Advisors, LLC | 26,535 | $108.8K | 0.01% | −1,973−6.9% | Reduced |
| Ausdal Financial Partners, Inc. | 26,716 | $109.5K | 0.01% | +1,225+4.8% | Added |