Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q4 2022
Institutional positions in Prospect Capital Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 246
- +23 vs. Q3 2022
- Shares held
- 31.0M
- +3.20M (+11.5%) vs. Q3 2022
- Total value
- $206.9M
- +$34.3M (+19.9%) vs. Q3 2022
- New holders
- 44
- 92 more added
- Sold out
- 21
- 55 more reduced
6 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| MAI Capital Management | 13,105 | $91.6K | 0.00% | +13,105 | New |
| Oppenheimer & Co Inc | 13,222 | $92.4K | 0.00% | 00.0% | Unchanged |
| Capital Advisors Wealth Management, LLC | 13,500 | $94.4K | 0.03% | 00.0% | Unchanged |
| Rhumbline Advisers | 13,880 | $97.0K | 0.00% | +18+0.1% | Added |
| NinePointTwo Capital | 14,410 | $100.0K | 0.04% | 00.0% | Unchanged |
| MML Investors Services, LLC | 14,503 | $101.0K | 0.00% | −251−1.7% | Reduced |
| Steward Partners Investment Advisory, LLC | 14,504 | $101.4K | 0.00% | 00.0% | Unchanged |
| PFG Advisors | 14,617 | $102.2K | 0.01% | +12+0.1% | Added |
| Captrust Financial Advisors | 14,703 | $102.8K | 0.00% | +1,200+8.9% | Added |
| Girard Partners Ltd. | 15,063 | $105.3K | 0.01% | +15,063 | New |
| Cherry Creek Investment Advisors, Inc. | 15,111 | $105.6K | 0.08% | 00.0% | Unchanged |
| Wedbush Securities Inc | 15,365 | $107.0K | 0.01% | −6,500−29.7% | Reduced |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $107.0K | 0.04% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 15,593 | $109.0K | 0.00% | +15,593 | New |
| Janney Montgomery Scott LLC | 15,842 | $111.0K | 0.00% | −62,682−79.8% | Reduced |
| Traynor Capital Management, Inc. | 16,117 | $112.7K | 0.02% | −1,306−7.5% | Reduced |
| EMC Capital Management | 16,677 | $117.0K | 0.11% | +2,251+15.6% | Added |
| Integrated Advisors Network LLC | 16,990 | $118.8K | 0.01% | +1,084+6.8% | Added |
| Zimmermann Investment Management & Planning LLC | 17,145 | $119.8K | 0.07% | +263+1.6% | Added |
| Walleye Trading LLC | 17,258 | $120.6K | 0.00% | +17,258 | New |
| Inspire Advisors, LLC | 17,684 | $123.6K | 0.03% | +1,753+11.0% | Added |
| Kingsview Wealth Management, LLC | 17,804 | $124.5K | 0.01% | −6,056−25.4% | Reduced |
| The PNC Financial Services Group, Inc. | 18,792 | $131.4K | 0.00% | +356+1.9% | Added |
| IFG Advisory, LLC | 19,045 | $133.0K | 0.01% | +7,000+58.1% | Added |
| Threadgill Financial, LLC | 19,500 | $136.3K | 0.14% | 00.0% | Unchanged |
| Ausdal Financial Partners, Inc. | 19,732 | $137.9K | 0.02% | +2,632+15.4% | Added |
| WMG Financial Advisors, LLC | 19,900 | $139.1K | 0.12% | −1,200−5.7% | Reduced |
| Koshinski Asset Management, Inc. | 20,235 | $141.4K | 0.01% | −7,722−27.6% | Reduced |
| United Capital Financial Advisers, LLC | 20,527 | $143.5K | 0.00% | 00.0% | Unchanged |
| Regal Investment Advisors LLC | 20,881 | $146.0K | 0.01% | +477+2.3% | Added |
| Stephens Inc | 20,917 | $146.2K | 0.00% | +1,000+5.0% | Added |
| J.W. Cole Advisors, Inc. | 21,227 | $148.4K | 0.01% | +463+2.2% | Added |
| Goldman Sachs Group Inc | 23,786 | $166.3K | 0.00% | +2,292+10.7% | Added |
| Independent Financial Group, LLC | 23,870 | $166.9K | 0.01% | 00.0% | Unchanged |
| Heritage Trust Co | 24,585 | $171.8K | 0.03% | −33,790−57.9% | Reduced |
| Johnson Midwest Financial, LLC | 25,495 | $178.0K | 0.65% | +34+0.1% | Added |
| Strategies Wealth Advisors, LLC | 25,652 | $179.3K | 0.04% | +25,652 | New |
| Mercer Global Advisors Inc | 25,880 | $181.0K | 0.00% | +5,674+28.1% | Added |
| Atria Wealth Solutions, Inc. | 27,177 | $190.0K | 0.00% | −1,145−4.0% | Reduced |
| BancorpSouth Bank | 27,578 | $192.8K | 0.02% | +714+2.7% | Added |
| Harbour Investments, Inc. | 28,654 | $200.3K | 0.01% | −962−3.2% | Reduced |
| Acrisure Capital Management, LLC | 28,956 | $202.4K | 0.22% | +28,956 | New |
| Qube Research & Technologies Ltd | 29,009 | $202.8K | 0.00% | −101,610−77.8% | Reduced |
| Measured Wealth Private Client Group, LLC | 31,168 | $217.9K | 0.09% | +3,862+14.1% | Added |
| Victory Capital Management Inc | 32,044 | $224.0K | 0.00% | −150.0% | Reduced |
| Dudley Capital Management, LLC | 33,300 | $232.8K | 0.17% | +33,300 | New |
| Cetera Advisors LLC | 33,829 | $236.5K | 0.00% | −12,489−27.0% | Reduced |
| Spire Wealth Management | 35,102 | $245.0K | 0.01% | +29,434+519.3% | Added |
| Davenport & Co LLC | 36,006 | $252.0K | 0.00% | −12,000−25.0% | Reduced |
| Bank of New York Mellon Corp | 36,428 | $254.6K | 0.00% | −2,307−6.0% | Reduced |
| Belpointe Asset Management LLC | 37,296 | $260.7K | 0.02% | +15,548+71.5% | Added |
| Sunbelt Securities, Inc. | 38,081 | $266.2K | 0.05% | +19,244+102.2% | Added |
| Citigroup Inc | 38,464 | $268.9K | 0.00% | +38,454+384,540.0% | Added |
| Parallel Advisors, LLC | 39,711 | $277.6K | 0.01% | +36,123+1,006.8% | Added |
| Cetera Investment Advisers | 39,733 | $277.7K | 0.00% | +2,522+6.8% | Added |
| Creative Financial Designs Inc | 41,908 | $292.9K | 0.04% | +2,766+7.1% | Added |
| Claro Advisors LLC | 42,390 | $296.3K | 0.10% | +42,390 | New |
| Next Level Private LLC | 42,562 | $301.8K | 0.22% | +42,562 | New |
| Creative Planning | 43,728 | $305.7K | 0.00% | +8,747+25.0% | Added |
| Vanguard Capital Wealth Advisors | 44,628 | $311.9K | 0.36% | +1,149+2.6% | Added |
| Clear Creek Financial Management, LLC | 44,681 | $312.3K | 0.07% | +8,897+24.9% | Added |
| Avantax Advisory Services, Inc. | 46,485 | $324.9K | 0.00% | +74+0.2% | Added |
| Jane Street Group, LLC | 46,862 | $327.6K | 0.00% | +29,922+176.6% | Added |
| Kathmere Capital Management, LLC | 47,267 | $330.4K | 0.06% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 47,348 | $331.0K | 0.17% | −10,592−18.3% | Reduced |
| Guggenheim Capital LLC | 48,240 | $337.2K | 0.00% | +6,177+14.7% | Added |
| Natixis | 49,176 | $343.7K | 0.00% | +4,733+10.6% | Added |
| Lodestar Private Asset Management LLC | 50,000 | $349.5K | 0.07% | +50,000 | New |
| Berkeley Capital Partners, LLC | 50,243 | $351.2K | 0.14% | 00.0% | Unchanged |
| Bank of Montreal | 50,000 | $358.0K | 0.00% | −7,000−12.3% | Reduced |
| Thrive Wealth Management, LLC | 51,543 | $360.3K | 0.10% | +94+0.2% | Added |
| Cetera Advisor Networks LLC | 51,723 | $361.5K | 0.00% | +1,600+3.2% | Added |
| Teamwork Financial Advisors, LLC | 51,724 | $361.6K | 0.07% | +3,191+6.6% | Added |
| JPMorgan Chase & Co | 53,398 | $373.0K | 0.00% | +21,535+67.6% | Added |
| Wealth Management Solutions, LLC | 53,926 | $377.0K | 0.20% | +1,397+2.7% | Added |
| Blair William & Co | 54,300 | $379.6K | 0.00% | 00.0% | Unchanged |
| Roman Butler Fullerton & Co | 51,778 | $384.2K | 0.20% | −1,214−2.3% | Reduced |
| Centaurus Financial, Inc. | 64,086 | $448.0K | 0.04% | −2,000−3.0% | Reduced |
| Garden State Investment Advisory Services LLC | 64,974 | $454.2K | 0.27% | +64,974 | New |
| Barrett & Company, Inc. | 68,104 | $476.0K | 0.31% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 69,702 | $487.2K | 0.00% | +2,116+3.1% | Added |
| Mackenzie Financial Corp | 71,961 | $503.0K | 0.00% | −1,197−1.6% | Reduced |
| Summit Global Investments | 75,000 | $524.0K | 0.04% | 00.0% | Unchanged |
| Eagle Global Advisors LLC | 76,350 | $533.7K | 0.04% | −100−0.1% | Reduced |
| Stifel Financial Corp | 77,822 | $544.0K | 0.00% | +29,044+59.5% | Added |
| Sheaff Brock Investment Advisors, LLC | 78,713 | $550.2K | 0.06% | +5,611+7.7% | Added |
| Prospera Financial Services Inc | 80,847 | $565.1K | 0.03% | +80,847 | New |
| Caxton Associates LP | 84,709 | $592.1K | 0.04% | +84,709 | New |
| GraniteShares Advisors LLC | 86,535 | $604.9K | 0.50% | −6,079−6.6% | Reduced |
| Royal Bank of Canada | 87,185 | $609.0K | 0.00% | +1,318+1.5% | Added |
| Kovack Advisors, Inc. | 90,625 | $633.5K | 0.09% | +24,989+38.1% | Added |
| Westwood Holdings Group Inc. | 93,501 | $654.0K | 0.01% | 00.0% | Unchanged |
| SMH Capital Advisors Inc | 100,442 | $702.1K | 1.02% | −14,668−12.7% | Reduced |
| Sigma Planning Corp | 108,128 | $755.8K | 0.03% | +2,768+2.6% | Added |
| Bank of America Corp | 109,025 | $762.1K | 0.00% | +43,251+65.8% | Added |
| Merit Financial Group, LLC | 109,074 | $762.4K | 0.03% | +8,001+7.9% | Added |
| AE Wealth Management LLC | 109,261 | $763.7K | 0.01% | +2,922+2.7% | Added |
| Ameriprise Financial Inc | 113,838 | $796.0K | 0.00% | +20,068+21.4% | Added |
| Wells Fargo & Company | 116,069 | $811.3K | 0.00% | −8,624−6.9% | Reduced |
| Alberta Investment Management Corp | 124,900 | $873.1K | 0.01% | 00.0% | Unchanged |