Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q1 2022
Institutional positions in Prospect Capital Corp as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 215
- −9 vs. Q4 2021
- Shares held
- 28.1M
- −2.11M (−7.0%) vs. Q4 2021
- Total value
- $232.4M
- −$21.4M (−8.4%) vs. Q4 2021
- New holders
- 29
- 78 more added
- Sold out
- 38
- 55 more reduced
4 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| First Republic Investment Management, Inc. | 537,632 | $4.45M | 0.01% | +68,235+14.5% | Added |
| Advisor Group Holdings, Inc. | 543,954 | $4.49M | 0.01% | +17,622+3.3% | Added |
| McKinley Capital Management LLC /Delaware | 557,932 | $4.62M | 0.46% | +1,280+0.2% | Added |
| LPL Financial LLC | 716,992 | $5.94M | 0.01% | +67,794+10.4% | Added |
| UBS Group AG | 802,623 | $6.64M | 0.00% | −24,107−2.9% | Reduced |
| Commonwealth Equity Services, LLC | 834,596 | $6.91M | 0.02% | +5,404+0.7% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 906,095 | $7.50M | 0.00% | −22,662−2.4% | Reduced |
| Muzinich & Co., Inc. | 906,095 | $7.50M | 5.22% | −22,662−2.4% | Reduced |
| Two Sigma Advisers, LP | 1,346,900 | $11.2M | 0.03% | −130,200−8.8% | Reduced |
| Morgan Stanley | 1,403,042 | $11.6M | 0.00% | −15,911−1.1% | Reduced |
| BlackRock Inc. | 1,835,826 | $15.2M | 0.00% | −742,264−28.8% | Reduced |
| LSV Asset Management | 1,847,902 | $15.3M | 0.03% | −94,000−4.8% | Reduced |
| Legal & General Group Plc | 2,154,209 | $17.8M | 0.01% | −87,629−3.9% | Reduced |
| Van Eck Associates Corp | 3,933,957 | $32.6M | 0.07% | +741,781+23.2% | Added |
| Sofos Investments, Inc. | 16 | – | – | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −618,052−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −411,940−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −358,357−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −151,375−100.0% | Sold out |
| Independent Advisor Alliance | 0 | $0 | 0.00% | −81,660−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −55,439−100.0% | Sold out |
| Roman Butler Fullerton & Co | 0 | $0 | 0.00% | −53,254−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −44,800−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −24,406−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −21,928−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −21,364−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −15,185−100.0% | Sold out |
| Gitterman Wealth Management, LLC | 0 | $0 | 0.00% | −15,167−100.0% | Sold out |
| Gerber Kawasaki Wealth & Investment Management | 0 | $0 | 0.00% | −13,059−100.0% | Sold out |
| Callahan Advisors, LLC | 0 | $0 | 0.00% | −12,000−100.0% | Sold out |
| Detalus Advisors, LLC | 0 | $0 | 0.00% | −11,790−100.0% | Sold out |
| IHT Wealth Management, LLC | 0 | $0 | 0.00% | −10,750−100.0% | Sold out |
| Mitchell McLeod Pugh & Williams Inc | 0 | $0 | 0.00% | −10,628−100.0% | Sold out |
| KCM Investment Advisors LLC | 0 | $0 | 0.00% | −10,386−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −10,314−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −10,114−100.0% | Sold out |
| Karp Capital Management Corp | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −9,838−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −3,944−100.0% | Sold out |
| Umb Bank N A | 0 | $0 | 0.00% | −3,627−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −3,683−100.0% | Sold out |
| Widmann Financial Services, Inc. | 0 | $0 | 0.00% | −2,500−100.0% | Sold out |
| Clearstead Advisors, LLC | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Cullen/Frost Bankers, Inc. | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Plante Moran Financial Advisors, LLC | 0 | $0 | 0.00% | −370−100.0% | Sold out |
| JNBA Financial Advisors | 0 | $0 | 0.00% | −415−100.0% | Sold out |
| Cornerstone Advisory, LLC | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| Sound Income Strategies, LLC | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Outfitter Financial LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −80−100.0% | Sold out |
| Ford Financial Group, LLC | 0 | $0 | 0.00% | −8−100.0% | Sold out |
| Snowden Capital Advisors LLC | 0 | $0 | 0.00% | −35−100.0% | Sold out |
| Biltmore Capital Advisors LLC | – | – | – | – | Not filed |
| Harbour Investments, Inc. | – | – | – | – | Not filed |
| Reilly Financial Advisors, LLC | – | – | – | – | Not filed |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |