Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q4 2021
Institutional positions in Prospect Capital Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 228
- +35 vs. Q3 2021
- Shares held
- 30.3M
- −3.27M (−9.7%) vs. Q3 2021
- Total value
- $254.5M
- −$3.74M (−1.4%) vs. Q3 2021
- New holders
- 49
- 75 more added
- Sold out
- 14
- 55 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Gitterman Wealth Management, LLC | 15,167 | $128.0K | 0.09% | +15,167 | New |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $129.0K | 0.04% | 00.0% | Unchanged |
| Traynor Capital Management, Inc. | 16,024 | $134.0K | 0.02% | −1,863−10.4% | Reduced |
| Gotham Asset Management, LLC | 16,041 | $135.0K | 0.00% | +2,960+22.6% | Added |
| Zimmermann Investment Management & Planning LLC | 16,185 | $136.0K | 0.08% | +16,185 | New |
| Susquehanna Fundamental Investments, LLC | 18,321 | $154.0K | 0.00% | −20,623−53.0% | Reduced |
| KG&L Capital Management,LLC | 18,721 | $157.0K | 0.06% | +111+0.6% | Added |
| Threadgill Financial, LLC | 19,500 | $163.0K | 0.10% | 00.0% | Unchanged |
| NinePointTwo Capital | 19,462 | $163.0K | 0.05% | 00.0% | Unchanged |
| J.W. Cole Advisors, Inc. | 19,908 | $167.0K | 0.01% | +19,908 | New |
| CIBC Asset Management Inc | 20,194 | $170.0K | 0.00% | +409+2.1% | Added |
| Clear Creek Financial Management, LLC | 20,405 | $172.0K | 0.03% | +2,047+11.2% | Added |
| MML Investors Services, LLC | 20,758 | $175.0K | 0.00% | +3,993+23.8% | Added |
| WMG Financial Advisors, LLC | 21,100 | $178.0K | 0.14% | +21,100 | New |
| ExodusPoint Capital Management, LP | 21,364 | $180.0K | 0.00% | +21,364 | New |
| Goldman Sachs Group Inc | 21,836 | $184.0K | 0.00% | −34,713−61.4% | Reduced |
| Jump Financial, LLC | 21,928 | $184.0K | 0.01% | +21,928 | New |
| Qube Research & Technologies Ltd | 22,502 | $189.0K | 0.00% | +9,772+76.8% | Added |
| Geneos Wealth Management Inc. | 23,063 | $193.0K | 0.01% | −532−2.3% | Reduced |
| Strategies Wealth Advisors, LLC | 23,253 | $195.6K | 0.05% | +23,253 | New |
| Squarepoint Ops LLC | 24,406 | $205.0K | 0.00% | +8,741+55.8% | Added |
| Cadence Bank NA | 25,000 | $210.0K | 0.06% | 00.0% | Unchanged |
| Camelot Portfolios, LLC | 27,107 | $228.0K | 0.09% | +6,066+28.8% | Added |
| Wedbush Securities Inc | 27,765 | $234.0K | 0.01% | +10.0% | Added |
| Stifel Financial Corp | 27,792 | $234.0K | 0.00% | +4,921+21.5% | Added |
| Koshinski Asset Management, Inc. | 27,892 | $234.6K | 0.02% | +440+1.6% | Added |
| Cetera Advisor Networks LLC | 29,185 | $245.0K | 0.00% | +550+1.9% | Added |
| Spire Wealth Management | 29,908 | $252.0K | 0.01% | −287−1.0% | Reduced |
| Cubist Systematic Strategies, LLC | 29,974 | $252.0K | 0.00% | +29,974 | New |
| Creative Planning | 30,027 | $253.0K | 0.00% | +7,692+34.4% | Added |
| Harbour Investments, Inc. | 30,313 | $255.0K | 0.02% | −26,006−46.2% | Reduced |
| Independent Financial Group, LLC | 30,361 | $255.3K | 0.02% | +5,626+22.7% | Added |
| United Capital Financial Advisers, LLC | 31,033 | $261.0K | 0.00% | −4,810−13.4% | Reduced |
| Tower Research Capital LLC (TRC) | 32,839 | $276.0K | 0.00% | +23,113+237.6% | Added |
| Cetera Investment Advisers | 32,935 | $277.0K | 0.00% | −3,217−8.9% | Reduced |
| Belpointe Asset Management LLC | 33,061 | $278.0K | 0.02% | −3,600−9.8% | Reduced |
| Creative Financial Designs Inc | 33,220 | $279.0K | 0.04% | +598+1.8% | Added |
| Avantax Advisory Services, Inc. | 33,524 | $282.0K | 0.00% | −983−2.8% | Reduced |
| Guggenheim Capital LLC | 36,387 | $306.0K | 0.00% | −67,109−64.8% | Reduced |
| Kathmere Capital Management, LLC | 36,339 | $306.0K | 0.05% | 00.0% | Unchanged |
| Cetera Advisors LLC | 38,402 | $323.0K | 0.01% | −1,215−3.1% | Reduced |
| Biltmore Capital Advisors LLC | 39,000 | $328.0K | 0.05% | +9,000+30.0% | Added |
| JPMorgan Chase & Co | 39,576 | $333.0K | 0.00% | +1,907+5.1% | Added |
| Greytown Advisors Inc. | 39,600 | $335.0K | 0.14% | +39,600 | New |
| Victory Capital Management Inc | 41,401 | $348.0K | 0.00% | −1,207−2.8% | Reduced |
| Wealth Management Solutions, LLC | 42,028 | $353.0K | 0.18% | +42,028 | New |
| Bank of New York Mellon Corp | 42,649 | $359.0K | 0.00% | +8,376+24.4% | Added |
| Schonfeld Strategic Advisors LLC | 44,800 | $377.0K | 0.00% | −28,800−39.1% | Reduced |
| Apollon Wealth Management, LLC | 46,900 | $394.0K | 0.03% | 00.0% | Unchanged |
| Berkeley Capital Partners, LLC | 50,243 | $423.0K | 0.17% | 00.0% | Unchanged |
| Thrive Wealth Management, LLC | 51,204 | $431.0K | 0.15% | +51,204 | New |
| Roman Butler Fullerton & Co | 53,254 | $448.0K | 0.20% | +889+1.7% | Added |
| Teamwork Financial Advisors, LLC | 54,086 | $455.0K | 0.08% | +841+1.6% | Added |
| Blair William & Co | 54,400 | $458.0K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 54,776 | $460.0K | 0.00% | +35,663+186.6% | Added |
| Quadrature Capital Ltd | 55,439 | $466.0K | 0.02% | +55,439 | New |
| Millennium Management LLC | 56,225 | $473.0K | 0.00% | +56,225 | New |
| Kestra Advisory Services, LLC | 57,503 | $484.0K | 0.00% | −5,049−8.1% | Reduced |
| American Portfolios Advisors | 58,926 | $495.6K | 0.02% | +211+0.4% | Added |
| Virtus ETF Advisers LLC | 59,590 | $501.0K | 0.19% | −19,142−24.3% | Reduced |
| Bank of Montreal | 60,000 | $503.0K | 0.00% | +4,400+7.9% | Added |
| Corsicana & Co. | 60,000 | $505.0K | 0.31% | +10,000+20.0% | Added |
| KBC Group NV | 61,005 | $513.0K | 0.00% | +61,005 | New |
| Jefferies Group LLC | 61,000 | $513.0K | 0.01% | +38,000+165.2% | Added |
| Bank of America Corp | 62,022 | $521.0K | 0.00% | −24,892−28.6% | Reduced |
| Centaurus Financial, Inc. | 68,086 | $573.0K | 0.04% | −1,300−1.9% | Reduced |
| Arkadios Wealth Advisors | 69,245 | $582.0K | 0.08% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 70,131 | $590.0K | 0.00% | −1,742−2.4% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 70,928 | $596.0K | 0.05% | −11,260−13.7% | Reduced |
| Summit Global Investments | 75,000 | $631.0K | 0.04% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 77,000 | $648.0K | 0.03% | 00.0% | Unchanged |
| Vanguard Capital Wealth Advisors | 78,055 | $656.0K | 0.47% | −8,204−9.5% | Reduced |
| Eagle Global Advisors LLC | 78,490 | $660.0K | 0.04% | +31,050+65.5% | Added |
| Independent Advisor Alliance | 81,660 | $687.0K | 0.03% | +20,120+32.7% | Added |
| GraniteShares Advisors LLC | 82,945 | $697.0K | 0.32% | +82,945 | New |
| Susquehanna International Group, LLP | 82,961 | $698.0K | 0.00% | −818,262−90.8% | Reduced |
| Westwood Holdings Group Inc. | 92,667 | $779.0K | 0.01% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 94,034 | $791.0K | 0.00% | +2,236+2.4% | Added |
| AE Wealth Management LLC | 98,277 | $827.0K | 0.01% | +21,295+27.7% | Added |
| Wells Fargo & Company | 98,969 | $832.0K | 0.00% | +5,233+5.6% | Added |
| Sigma Planning Corp | 105,004 | $883.0K | 0.02% | −7,084−6.3% | Reduced |
| Catalyst Capital Advisors LLC | 109,809 | $923.0K | 0.04% | −17,091−13.5% | Reduced |
| Great West Life Assurance Co | 110,340 | $924.0K | 0.00% | −3,376−3.0% | Reduced |
| Janney Montgomery Scott LLC | 110,301 | $928.0K | 0.00% | +93,190+544.6% | Added |
| Advisory Services Network, LLC | 110,681 | $931.0K | 0.03% | −5,301−4.6% | Reduced |
| Group One Trading, L.P. | 111,289 | $936.0K | 0.02% | +24,183+27.8% | Added |
| SMH Capital Advisors Inc | 115,107 | $968.0K | 1.92% | −17,090−12.9% | Reduced |
| Alberta Investment Management Corp | 124,900 | $1.05M | 0.01% | −8,700−6.5% | Reduced |
| HighTower Advisors, LLC | 127,099 | $1.07M | 0.00% | +99,456+359.8% | Added |
| Davenport & Co LLC | 138,581 | $1.17M | 0.01% | +43,560+45.8% | Added |
| Northern Trust Corp | 149,783 | $1.26M | 0.00% | +6,818+4.8% | Added |
| Two Sigma Investments, LP | 151,375 | $1.27M | 0.00% | −280,648−65.0% | Reduced |
| Truist Financial Corp | 160,038 | $1.35M | 0.00% | +3,759+2.4% | Added |
| Mackenzie Financial Corp | 160,271 | $1.35M | 0.00% | +352+0.2% | Added |
| Invesco Ltd. | 162,325 | $1.36M | 0.00% | −2,198,746−93.1% | Reduced |
| Royal Bank of Canada | 165,861 | $1.40M | 0.00% | +1,339+0.8% | Added |
| Nissay Asset Management Corp | 180,270 | $1.52M | 0.01% | 00.0% | Unchanged |
| Philadelphia Trust Co | 183,600 | $1.54M | 0.11% | 00.0% | Unchanged |
| Garner Asset Management Corp | 185,545 | $1.56M | 0.65% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 215,870 | $1.81M | 0.09% | +4,482+2.1% | Added |