Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q1 2025
Institutional positions in Hercules Capital, Inc. as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 326
- −3 vs. Q4 2024
- Shares held
- 40.4M
- +2.62M (+6.9%) vs. Q4 2024
- Total value
- $774.9M
- +$16.6M (+2.2%) vs. Q4 2024
- New holders
- 37
- 146 more added
- Sold out
- 40
- 79 more reduced
5 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| HB Wealth Management, LLC | 12,089 | $232.2K | 0.00% | +1,413+13.2% | Added |
| AXA S.A. | 12,110 | $232.6K | 0.00% | +218+1.8% | Added |
| Keystone Financial Group | 12,198 | $234.3K | 0.02% | 00.0% | Unchanged |
| Stephens Inc | 12,453 | $239.2K | 0.00% | +403+3.3% | Added |
| Fulton Bank, N.A. | 12,817 | $246.2K | 0.01% | −500−3.8% | Reduced |
| Stratos Wealth Partners, LTD. | 12,817 | $246.2K | 0.00% | −4,443−25.7% | Reduced |
| Wall Street Access Asset Management, LLC | 12,850 | $246.8K | 0.10% | +1,905+17.4% | Added |
| Allspring Global Investments Holdings, LLC | 13,100 | $251.7K | 0.00% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 13,130 | $252.2K | 0.00% | +935+7.7% | Added |
| Sand Hill Global Advisors, LLC | 13,155 | $252.7K | 0.01% | −14,262−52.0% | Reduced |
| Triumph Capital Management | 13,158 | $252.8K | 0.08% | −1,311−9.1% | Reduced |
| Catalina Capital Group, LLC | 13,271 | $254.9K | 0.17% | +13,271 | New |
| Sunbelt Securities, Inc. | 13,548 | $260.3K | 0.02% | +10+0.1% | Added |
| Federation des caisses Desjardins du Quebec | 13,775 | $264.6K | 0.00% | −28,237−67.2% | Reduced |
| Wedbush Securities Inc | 13,813 | $265.0K | 0.01% | −100−0.7% | Reduced |
| Change Path, LLC | 13,952 | $268.0K | 0.01% | +20.0% | Added |
| Chicago Partners Investment Group LLC | 15,530 | $268.4K | 0.01% | −281−1.8% | Reduced |
| Beacon Pointe Advisors, LLC | 14,049 | $269.9K | 0.00% | −3,062−17.9% | Reduced |
| Strategic Financial Concepts, LLC | 14,150 | $271.8K | 0.05% | −2,150−13.2% | Reduced |
| CAPROCK Group, Inc. | 14,200 | $272.8K | 0.01% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 14,312 | $274.9K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 14,461 | $277.8K | 0.00% | −569−3.8% | Reduced |
| Founders Financial Alliance, LLC | 14,516 | $278.9K | 0.07% | +14,516 | New |
| Modern Wealth Management, LLC | 14,545 | $279.4K | 0.01% | +531+3.8% | Added |
| FourThought Financial Partners, LLC | 14,694 | $282.3K | 0.03% | −496−3.3% | Reduced |
| Anfield Capital Management, LLC | 14,748 | $283.3K | 0.10% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 14,759 | $283.5K | 0.01% | −644−4.2% | Reduced |
| Allie Family Office LLC | 15,000 | $288.1K | 0.16% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 15,175 | $291.5K | 0.00% | −1,213−7.4% | Reduced |
| Chung Wu Investment Group, LLC | 15,178 | $291.6K | 0.35% | 00.0% | Unchanged |
| Cascade Financial Partners, LLC | 15,293 | $293.8K | 0.04% | +1,100+7.8% | Added |
| Register Financial Advisors LLC | 15,295 | $293.8K | 0.15% | −80−0.5% | Reduced |
| Colony Group, LLC | 15,747 | $302.5K | 0.00% | +3,250+26.0% | Added |
| Sowell Financial Services LLC | 16,313 | $313.4K | 0.01% | −12,445−43.3% | Reduced |
| Monument Capital Management | 16,421 | $315.4K | 0.10% | −740−4.3% | Reduced |
| Clearstead Advisors, LLC | 16,519 | $317.3K | 0.00% | +8,669+110.4% | Added |
| Quantbot Technologies LP | 16,765 | $322.1K | 0.01% | −93,026−84.7% | Reduced |
| Brown Advisory Inc | 16,919 | $325.0K | 0.00% | 00.0% | Unchanged |
| Colonial River Wealth Management, LLC | 17,177 | $330.0K | 0.18% | 00.0% | Unchanged |
| Axxcess Wealth Management, LLC | 17,177 | $330.0K | 0.01% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 17,241 | $331.2K | 0.00% | +959+5.9% | Added |
| Mercer Global Advisors Inc | 17,267 | $331.7K | 0.00% | +3,868+28.9% | Added |
| Prossimo Advisors, LLC | 17,459 | $335.0K | 0.25% | +155+0.9% | Added |
| Sit Investment Associates Inc | 18,050 | $347.0K | 0.01% | 00.0% | Unchanged |
| Pasadena Private Wealth, LLC | 18,240 | $350.4K | 0.07% | +18,240 | New |
| Jump Financial, LLC | 18,713 | $359.5K | 0.01% | −80,539−81.1% | Reduced |
| Centiva Capital, LP | 18,767 | $360.5K | 0.02% | +18,767 | New |
| Lansforsakringar Fondforvaltning AB (publ) | 18,837 | $361.9K | 0.00% | +18,837 | New |
| Pathstone Holdings, LLC | 18,878 | $362.6K | 0.00% | +1,233+7.0% | Added |
| Fieldview Capital Management, LLC | 19,025 | $365.5K | 0.05% | +19,025 | New |
| RMR Wealth Builders | 19,232 | $369.5K | 0.04% | +148+0.8% | Added |
| Principle Wealth Partners LLC | 19,385 | $372.4K | 0.03% | 00.0% | Unchanged |
| First National Trust Co | 19,634 | $377.2K | 0.02% | 00.0% | Unchanged |
| Global Endowment Management, LP | 20,000 | $384.2K | 0.05% | 00.0% | Unchanged |
| Madison Park Capital Advisors, LLC | 20,000 | $384.2K | 0.34% | 00.0% | Unchanged |
| Apollon Wealth Management, LLC | 20,073 | $385.6K | 0.01% | +4,451+28.5% | Added |
| Oppenheimer & Co Inc | 20,218 | $388.4K | 0.01% | +4,352+27.4% | Added |
| MAS Advisors LLC | 20,264 | $389.3K | 0.60% | +1,343+7.1% | Added |
| Accel Wealth Management | 20,841 | $400.4K | 0.14% | +3,838+22.6% | Added |
| MML Investors Services, LLC | 20,897 | $401.0K | 0.00% | −1,081−4.9% | Reduced |
| Inspire Advisors, LLC | 20,930 | $402.1K | 0.05% | −141−0.7% | Reduced |
| International Assets Investment Management, LLC | 21,032 | $404.0K | 0.04% | +290+1.4% | Added |
| CWM Advisors, LLC | 21,185 | $407.0K | 0.05% | −1,192−5.3% | Reduced |
| Harbour Investments, Inc. | 21,227 | $407.8K | 0.01% | +18,753+758.0% | Added |
| Point72 Asset Management, L.P. | 21,651 | $415.9K | 0.00% | +21,651 | New |
| Captrust Financial Advisors | 21,912 | $420.9K | 0.00% | −1,501−6.4% | Reduced |
| Campbell & CO Investment Adviser LLC | 22,014 | $422.9K | 0.03% | +1,123+5.4% | Added |
| Mackenzie Financial Corp | 22,284 | $428.1K | 0.00% | −11,005−33.1% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 22,405 | $431.5K | 0.00% | +4,688+26.5% | Added |
| Susquehanna International Group, LLP | 22,580 | $433.8K | 0.00% | −25,940−53.5% | Reduced |
| Empowered Funds, LLC | 22,854 | $439.0K | 0.01% | +10,559+85.9% | Added |
| Accredited Investors Inc. | 23,000 | $441.8K | 0.03% | 00.0% | Unchanged |
| Equitable Holdings, Inc. | 23,458 | $450.6K | 0.00% | +437+1.9% | Added |
| Cornerstone Wealth Management, LLC | 23,470 | $450.9K | 0.03% | +2,029+9.5% | Added |
| Core Wealth Partners LLC | 24,153 | $464.0K | 0.27% | 00.0% | Unchanged |
| Summit Global Investments | 24,200 | $465.0K | 0.03% | +24,200 | New |
| Diligent Investors, LLC | 24,483 | $470.3K | 0.11% | +20+0.1% | Added |
| Penbrook Management LLC | 24,982 | $479.9K | 0.36% | +380+1.5% | Added |
| CI Private Wealth, LLC | 25,953 | $498.6K | 0.00% | +6,059+30.5% | Added |
| AE Wealth Management LLC | 26,108 | $501.5K | 0.00% | −816−3.0% | Reduced |
| Virtu Financial LLC | 26,339 | $506.0K | 0.03% | +26,339 | New |
| Brookstone Capital Management | 26,951 | $517.7K | 0.01% | +6,722+33.2% | Added |
| Kovitz Investment Group Partners, LLC | 28,348 | $544.6K | 0.00% | −11,978−29.7% | Reduced |
| Balboa Wealth Partners | 28,449 | $546.5K | 0.13% | 00.0% | Unchanged |
| Cerity Partners LLC | 28,557 | $548.6K | 0.00% | +7,649+36.6% | Added |
| Concurrent Investment Advisors, LLC | 28,597 | $549.4K | 0.01% | −1,018−3.4% | Reduced |
| Marshall Wace, LLP | 28,615 | $549.7K | 0.00% | −711,595−96.1% | Reduced |
| Autumn Glory Partners, LLC | 29,000 | $557.1K | 0.28% | +8,500+41.5% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 29,246 | $561.8K | 0.14% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 29,702 | $570.6K | 0.01% | −429−1.4% | Reduced |
| ProShare Advisors LLC | 29,938 | $575.1K | 0.00% | +2,972+11.0% | Added |
| Wiley Bros.-Aintree Capital, LLC | 30,635 | $578.3K | 0.01% | −3,214−9.5% | Reduced |
| Future Financial Wealth Managment LLC | 30,550 | $586.9K | 0.43% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 30,753 | $590.8K | 0.03% | +11,291+58.0% | Added |
| Prime Capital Investment Advisors, LLC | 31,285 | $601.0K | 0.01% | +18,950+153.6% | Added |
| Y-Intercept (Hong Kong) Ltd | 31,396 | $603.1K | 0.04% | +31,396 | New |
| 1620 Investment Advisors, Inc. | 31,473 | $604.6K | 0.46% | −217−0.7% | Reduced |
| Truist Financial Corp | 32,236 | $619.3K | 0.00% | −886−2.7% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 32,832 | $630.7K | 0.00% | +628+2.0% | Added |
| Kestra Advisory Services, LLC | 32,994 | $633.8K | 0.00% | +2,518+8.3% | Added |