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Hercules Capital, Inc.

HTGC
Exchange
NYSE
SEC CIK
0001280784

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

13F holders, Q2 2022

Institutional positions in Hercules Capital, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
249
+11 vs. Q1 2022
Shares held
30.3M
+823.4K (+2.8%) vs. Q1 2022
Total value
$410.2M
−$122.6M (−23.0%) vs. Q1 2022
New holders
44
85 more added
Sold out
33
68 more reduced

3 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q1 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ2 2022: 249 institutions
Q1 2021: 213 institutionsQ2 2021: 214 institutionsQ3 2021: 219 institutionsQ4 2021: 246 institutionsQ1 2022: 241 institutionsQ2 2022: 249 institutionsQ3 2022: 237 institutionsQ4 2022: 263 institutionsQ1 2023: 257 institutionsQ2 2023: 249 institutionsQ3 2023: 266 institutionsQ4 2023: 290 institutionsQ1 2024: 294 institutionsQ2 2024: 288 institutionsQ3 2024: 299 institutionsQ4 2024: 334 institutionsQ1 2025: 326 institutionsQ2 2025: 326 institutionsQ3 2025: 343 institutionsQ4 2025: 354 institutionsQ1 2026: 349 institutionsQ2 2026: 332 institutions
Value heldQ2 2022: $410.2M
Q1 2021: $509.7MQ2 2021: $537.2MQ3 2021: $511.5MQ4 2021: $515.4MQ1 2022: $537.2MQ2 2022: $410.2MQ3 2022: $364.1MQ4 2022: $434.2MQ1 2023: $403.7MQ2 2023: $418.2MQ3 2023: $482.0MQ4 2023: $535.2MQ1 2024: $618.4MQ2 2024: $671.2MQ3 2024: $640.1MQ4 2024: $760.4MQ1 2025: $774.9MQ2 2025: $843.8MQ3 2025: $882.3MQ4 2025: $937.8MQ1 2026: $744.0MQ2 2026: $815.0M
Institutions holding HTGC and their total value by quarter
QuarterHoldersValue
Q2 2026332$815.0M
Q1 2026349$744.0M
Q4 2025354$937.8M
Q3 2025343$882.3M
Q2 2025326$843.8M
Q1 2025326$774.9M
Q4 2024334$760.4M
Q3 2024299$640.1M
Q2 2024288$671.2M
Q1 2024294$618.4M
Q4 2023290$535.2M
Q3 2023266$482.0M
Q2 2023249$418.2M
Q1 2023257$403.7M
Q4 2022263$434.2M
Q3 2022237$364.1M
Q2 2022249$410.2M
Q1 2022241$537.2M
Q4 2021246$515.4M
Q3 2021219$511.5M
Q2 2021214$537.2M
Q1 2021213$509.7M

Institutions, Q2 2022

Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q1 2022.

Institutions holding HTGC in Q2 2022
InstitutionSharesValue% of portfolioChange in sharesAction
CAPROCK Group, Inc.16,000$216.0K0.02%00.0%Unchanged
Vestmark Advisory Solutions, Inc.16,514$223.0K0.01%+765+4.9%Added
Pathstone Family Office, LLC17,000$229.3K0.01%00.0%Unchanged
IHT Wealth Management, LLC17,260$233.0K0.02%+5,224+43.4%Added
MQS Management LLC17,256$233.0K0.16%+17,256New
Mariner, LLC17,371$234.0K0.00%+1,370+8.6%Added
Victory Capital Management Inc17,403$235.0K0.00%+463+2.7%Added
Cedar Wealth Management, LLC18,134$245.0K0.11%00.0%Unchanged
Kestra Advisory Services, LLC18,477$249.0K0.00%−3,269−15.0%Reduced
Guggenheim Capital LLC18,497$250.0K0.00%+260+1.4%Added
Quantedge Capital Pte Ltd18,800$254.0K0.05%+18,800New
Good Life Advisors, LLC18,837$254.0K0.04%+18,837New
Principle Wealth Partners LLC19,190$259.0K0.03%00.0%Unchanged
First National Trust Co19,634$265.0K0.01%00.0%Unchanged
Stratos Wealth Partners, LTD.19,920$269.0K0.01%−2,419−10.8%Reduced
Dodge & Cox20,000$270.0K0.00%+20,000New
Continuum Advisory, LLC20,215$273.0K0.05%−1,499−6.9%Reduced
Allspring Global Investments Holdings, LLC21,200$285.0K0.00%00.0%Unchanged
First Republic Investment Management, Inc.21,225$286.0K0.00%−38,562−64.5%Reduced
Founders Financial Alliance, LLC21,268$287.0K0.15%+711+3.5%Added
Sowell Financial Services LLC22,839$308.0K0.03%+22,839New
Fox Run Management, L.L.C.23,031$311.0K0.16%+23,031New
Ancora Advisors, LLC24,250$327.0K0.01%00.0%Unchanged
Stephens Inc24,452$330.0K0.01%+867+3.7%Added
Accredited Investors Inc.25,000$337.0K0.04%+25,000New
Arkadios Wealth Advisors25,880$349.0K0.05%−9,114−26.0%Reduced
Wealthsource Partners, LLC25,945$350.0K0.03%00.0%Unchanged
Allianz Asset Management GmbH26,320$355.0K0.00%−6,940−20.9%Reduced
Wetherby Asset Management Inc26,400$356.0K0.02%+13,200+100.0%Added
Jane Street Group, LLC26,861$362.0K0.00%+26,861New
Prelude Capital Management, LLC27,084$365.0K0.02%+2,451+10.0%Added
Heritage Trust Co28,000$378.0K0.06%+28,000New
Geneos Wealth Management Inc.27,135$380.0K0.02%+1,203+4.6%Added
Essex Financial Services, Inc.28,305$382.0K0.04%+8,145+40.4%Added
First National Bank of Mount Dora, Trust Investment Services29,246$395.0K0.14%00.0%Unchanged
Greenwich Investment Management, Inc.29,520$398.0K0.29%−125−0.4%Reduced
Mirae Asset Global Investments Co., Ltd.29,759$401.0K0.00%−4,391−12.9%Reduced
Kovack Advisors, Inc.30,021$405.0K0.05%+2,598+9.5%Added
Bristlecone Advisors, LLC31,159$420.0K0.05%+6,299+25.3%Added
Gyon Technologies Capital Management, LP31,104$420.0K0.12%+31,104New
Lindbrook Capital, LLC31,272$422.0K0.07%00.0%Unchanged
Balyasny Asset Management LLC31,521$426.0K0.00%+31,521New
Creative Planning32,164$434.0K0.00%+4,439+16.0%Added
FourThought Financial, LLC32,230$435.0K0.06%−9,147−22.1%Reduced
Sit Investment Associates Inc32,500$438.0K0.01%00.0%Unchanged
Claybrook Capital, LLC32,620$440.0K0.26%00.0%Unchanged
Advisory Services Network, LLC33,343$450.0K0.02%+1,175+3.7%Added
Cetera Investment Advisers34,347$463.0K0.01%+34,347New
Archer Investment Corp35,400$477.5K0.19%00.0%Unchanged
1620 Investment Advisors, Inc.36,429$491.0K0.68%−16,358−31.0%Reduced
Abundance Wealth Counselors36,723$495.0K0.13%+2,775+8.2%Added
Tudor Investment Corp Et Al36,961$499.0K0.01%+14,285+63.0%Added
Cetera Advisors LLC37,831$510.0K0.01%−312−0.8%Reduced
US Bancorp40,044$540.0K0.00%+347+0.9%Added
Jag Capital Management, LLC40,344$544.0K0.07%−10,140−20.1%Reduced
Steward Partners Investment Advisory, LLC40,349$544.0K0.01%−2,532−5.9%Reduced
Qube Research & Technologies Ltd40,297$544.0K0.00%+40,297New
North Star Investment Management Corp.41,942$566.0K0.05%+10,497+33.4%Added
Virtus ETF Advisers LLC42,018$567.0K0.21%+12,548+42.6%Added
Raymond James Financial Services Advisors, Inc.43,296$584.0K0.00%−14,685−25.3%Reduced
Toroso Investments, LLC43,651$589.0K0.02%+1,746+4.2%Added
HighTower Advisors, LLC45,122$607.0K0.00%−7,254−13.8%Reduced
Quantbot Technologies LP47,619$642.0K0.06%+42,419+815.8%Added
GraniteShares Advisors LLC47,882$645.0K0.47%+1,381+3.0%Added
Future Financial Wealth Managment LLC36,300$656.0K0.64%00.0%Unchanged
Cubist Systematic Strategies, LLC48,708$657.0K0.00%+19,422+66.3%Added
Magnetar Financial LLC48,930$660.0K0.01%+48,930New
Truist Financial Corp53,792$726.0K0.00%+643+1.2%Added
Neuberger Berman Group LLC55,549$749.0K0.00%−107,832−66.0%Reduced
Natixis58,696$787.0K0.00%+33,746+135.3%Added
Sterling Investment Advisors, Ltd.61,000$823.0K0.28%+5,700+10.3%Added
Legacy Capital Wealth Partners, LLC62,392$842.0K0.42%+1,326+2.2%Added
Mackenzie Financial Corp62,519$843.0K0.00%−21,307−25.4%Reduced
Naples Global Advisors, LLC62,833$848.0K0.11%+2,071+3.4%Added
Triad Investment Management64,381$868.0K1.29%−36,089−35.9%Reduced
Boston Private Wealth LLC66,573$898.0K0.01%−14,380−17.8%Reduced
Baird Financial Group, Inc.70,324$949.0K0.00%+2,146+3.1%Added
AE Wealth Management LLC70,948$957.0K0.01%−3,834−5.1%Reduced
Private Advisor Group, LLC72,790$982.0K0.01%−2,608−3.5%Reduced
Deutsche Bank AG77,726$1.05M0.00%+2,400+3.2%Added
Advisory Research Inc78,800$1.06M0.10%−8,463−9.7%Reduced
Taylor Frigon Capital Management LLC79,854$1.08M0.56%−489−0.6%Reduced
Bank of America Corp80,379$1.08M0.00%−16,976−17.4%Reduced
Envestnet Asset Management Inc82,010$1.11M0.00%+29,301+55.6%Added
Creegan & Nassoura Financial Group, LLC83,820$1.13M0.95%−300−0.4%Reduced
Cambridge Investment Research Advisors, Inc.85,857$1.16M0.01%−20,478−19.3%Reduced
Invesco Ltd.86,027$1.16M0.00%+41,933+95.1%Added
Baker Avenue Asset Management, LP86,375$1.17M0.08%+22,877+36.0%Added
Independent Financial Group, LLC91,396$1.23M0.13%+91,396New
Polaris Capital Management, LLC97,098$1.31M0.05%+12,600+14.9%Added
CIBC Private Wealth Group, LLC98,010$1.32M0.00%00.0%Unchanged
Northern Trust Corp98,013$1.32M0.00%+16,686+20.5%Added
International Assets Investment Management, LLC100,713$1.36M0.27%+2,243+2.3%Added
Foresight Capital Management Advisors, Inc.104,088$1.40M2.15%+104,088New
DnB Asset Management AS104,762$1.41M0.01%−10,501−9.1%Reduced
Advisor Group Holdings, Inc.111,960$1.51M0.00%+11,663+11.6%Added
Rockefeller Capital Management L.P.113,913$1.54M0.01%−1,489−1.3%Reduced
Tectonic Advisors LLC116,762$1.57M0.29%+32,542+38.6%Added
Ameriprise Financial Inc121,946$1.65M0.00%+14,301+13.3%Added
Millennium Management LLC122,180$1.65M0.00%+3,619+3.1%Added