Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Guggenheim Strategic Opportunities Fund as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 174
- +24 vs. Q3 2024
- Shares held
- 24.0M
- +742.1K (+3.2%) vs. Q3 2024
- Total value
- $365.9M
- +$6.44M (+1.8%) vs. Q3 2024
- New holders
- 36
- 64 more added
- Sold out
- 12
- 41 more reduced
4 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Patriot Financial Group Insurance Agency, LLC | 33,106 | $505.2K | 0.07% | +679+2.1% | Added |
| Lakeview Capital Partners, LLC | 35,090 | $535.5K | 0.12% | +295+0.8% | Added |
| Mercer Global Advisors Inc | 35,474 | $541.3K | 0.00% | −46,345−56.6% | Reduced |
| Western Wealth Management, LLC | 35,817 | $546.6K | 0.03% | −1,888−5.0% | Reduced |
| Capital Market Strategies LLC | 36,950 | $563.9K | 0.32% | 00.0% | Unchanged |
| Sanctuary Advisors, LLC | 37,853 | $575.0K | 0.00% | −1,793−4.5% | Reduced |
| Equitable Holdings, Inc. | 41,515 | $633.5K | 0.01% | +1,876+4.7% | Added |
| Focus Financial Network, Inc. | 41,867 | $638.9K | 0.03% | +5,317+14.5% | Added |
| Stifel Financial Corp | 43,246 | $659.9K | 0.00% | +19,738+84.0% | Added |
| Davenport & Co LLC | 44,624 | $681.0K | 0.00% | −20,999−32.0% | Reduced |
| National Asset Management, Inc. | 45,376 | $692.4K | 0.02% | −4,263−8.6% | Reduced |
| Oppenheimer & Co Inc | 45,883 | $700.2K | 0.01% | +9,861+27.4% | Added |
| CoreCap Advisors, LLC | 46,294 | $706.4K | 0.03% | +3,757+8.8% | Added |
| Walkner Condon Financial Advisors LLC | 47,200 | $720.3K | 0.15% | +47,200 | New |
| Stratos Wealth Partners, LTD. | 48,250 | $736.3K | 0.01% | +16,106+50.1% | Added |
| Retirement Planning Group | 48,499 | $740.1K | 0.04% | +16,224+50.3% | Added |
| David J Yvars Group | 49,780 | $757.1K | 0.46% | −6,361−11.3% | Reduced |
| Ausdal Financial Partners, Inc. | 49,939 | $762.1K | 0.07% | +191+0.4% | Added |
| Pension & Wealth Management Advisors, Inc. | 50,827 | $775.6K | 0.31% | +2,361+4.9% | Added |
| Garden State Investment Advisory Services LLC | 51,799 | $790.5K | 0.24% | +3,475+7.2% | Added |
| Parisi Gray Wealth Management | 56,181 | $857.3K | 0.27% | 00.0% | Unchanged |
| RSM US Wealth Management LLC | 57,033 | $870.3K | 0.01% | +1,725+3.1% | Added |
| Thrivent Financial for Lutherans | 60,115 | $962.0K | 0.00% | +2,187+3.8% | Added |
| Brookstone Capital Management | 65,002 | $991.9K | 0.01% | −3,527−5.1% | Reduced |
| Kestra Advisory Services, LLC | 68,886 | $1.05M | 0.01% | +45,080+189.4% | Added |
| Umb Bank N A | 69,122 | $1.05M | 0.02% | +69,122 | New |
| Dynamic Advisor Solutions LLC | 70,979 | $1.08M | 0.05% | +8,250+13.2% | Added |
| PFG Investments, LLC | 71,966 | $1.10M | 0.07% | −2,064−2.8% | Reduced |
| Ameriprise Financial Inc | 72,996 | $1.11M | 0.00% | −2,367−3.1% | Reduced |
| Avantax Advisory Services, Inc. | 77,306 | $1.18M | 0.01% | +2,374+3.2% | Added |
| Sigma Planning Corp | 77,368 | $1.18M | 0.04% | +519+0.7% | Added |
| Tennessee Valley Asset Management Partners | 79,639 | $1.22M | 0.20% | +4,477+6.0% | Added |
| Almanack Investment Partners, LLC. | 80,676 | $1.23M | 0.19% | −13,568−14.4% | Reduced |
| The PNC Financial Services Group, Inc. | 87,195 | $1.33M | 0.00% | +53,039+155.3% | Added |
| Steward Partners Investment Advisory, LLC | 100,589 | $1.53M | 0.01% | +17,867+21.6% | Added |
| Atria Wealth Solutions, Inc. | 104,944 | $1.60M | 0.02% | +3,468+3.4% | Added |
| Private Advisor Group, LLC | 105,723 | $1.61M | 0.01% | −3,163−2.9% | Reduced |
| GWM Advisors LLC | 106,201 | $1.62M | 0.01% | +6,559+6.6% | Added |
| Founders Financial Alliance, LLC | 106,201 | $1.62M | 0.45% | −6,186−5.5% | Reduced |
| Mutual Advisors, LLC | 106,290 | $1.63M | 0.05% | +10,958+11.5% | Added |
| Sovran Advisors, LLC | 107,771 | $1.64M | 0.23% | +107,771 | New |
| Principal Securities, Inc. | 132,765 | $2.03M | 0.05% | +6,879+5.5% | Added |
| IFP Advisors, Inc | 139,713 | $2.13M | 0.07% | +13,986+11.1% | Added |
| Truist Financial Corp | 161,392 | $2.46M | 0.00% | +12,507+8.4% | Added |
| Integrated Wealth Concepts LLC | 161,646 | $2.47M | 0.03% | +15,384+10.5% | Added |
| TrueMark Investments, LLC | 167,173 | $2.55M | 0.81% | −128,412−43.4% | Reduced |
| Baird Financial Group, Inc. | 168,974 | $2.58M | 0.00% | −45,529−21.2% | Reduced |
| Illumine Investment Management, LLC | 173,467 | $2.65M | 2.18% | +173,467 | New |
| Captrust Financial Advisors | 177,692 | $2.71M | 0.01% | 00.0% | Unchanged |
| Wedbush Securities Inc | 179,695 | $2.74M | 0.10% | −3,655−2.0% | Reduced |
| Marks Group Wealth Management, Inc | 196,262 | $2.99M | 0.29% | 00.0% | Unchanged |
| Mosaic Family Wealth Partners, LLC | 218,974 | $3.34M | 0.48% | +4,093+1.9% | Added |
| Richmond Brothers, Inc. | 238,338 | $3.64M | 2.33% | −46,372−16.3% | Reduced |
| Janney Montgomery Scott LLC | 257,513 | $3.93M | 0.01% | −3,048−1.2% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 266,616 | $4.07M | 0.60% | −21,080−7.3% | Reduced |
| MML Investors Services, LLC | 325,867 | $4.97M | 0.02% | +32,789+11.2% | Added |
| Secure Asset Management, LLC | 346,971 | $5.29M | 0.80% | +12,983+3.9% | Added |
| Envestnet Asset Management Inc | 351,837 | $5.37M | 0.00% | +31,490+9.8% | Added |
| Petra Financial Advisors Inc | 372,465 | $5.68M | 3.87% | +34,379+10.2% | Added |
| Cohen & Steers, Inc. | 386,789 | $5.90M | 0.01% | −113,175−22.6% | Reduced |
| Cetera Investment Advisers | 416,116 | $6.35M | 0.01% | +47,872+13.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 448,362 | $6.84M | 0.02% | −17,139−3.7% | Reduced |
| Commonwealth Equity Services, LLC | 464,771 | $7.09M | 0.01% | +8,476+1.9% | Added |
| Bank of America Corp | 576,317 | $8.79M | 0.00% | +127,181+28.3% | Added |
| Change Path, LLC | 596,836 | $9.11M | 0.28% | +37,458+6.7% | Added |
| Royal Bank of Canada | 600,554 | $9.16M | 0.00% | −206,118−25.6% | Reduced |
| Advisor Group Holdings, Inc. | 602,694 | $9.20M | 0.02% | +71,804+13.5% | Added |
| Raymond James Financial Inc | 636,965 | $9.72M | 0.00% | +636,965 | New |
| Prime Capital Investment Advisors, LLC | 668,889 | $10.2M | 0.15% | −17,430−2.5% | Reduced |
| Verus Capital Partners, LLC | 1,104,801 | $16.9M | 1.61% | +384,257+53.3% | Added |
| UBS Group AG | 1,225,456 | $18.7M | 0.00% | +15,342+1.3% | Added |
| LPL Financial LLC | 1,712,240 | $26.1M | 0.01% | +119,927+7.5% | Added |
| Morgan Stanley | 6,746,422 | $103.0M | 0.01% | −562,320−7.7% | Reduced |
| Strategic Wealth Designers | 51,927 | – | – | +51,927 | New |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −92,510−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −18,767−100.0% | Sold out |
| Cresset Asset Management, LLC | 0 | $0 | 0.00% | −14,407−100.0% | Sold out |
| Covenant Partners, LLC | 0 | $0 | 0.00% | −11,777−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −11,608−100.0% | Sold out |
| Sheaff Brock Investment Advisors, LLC | 0 | $0 | 0.00% | −10,188−100.0% | Sold out |
| Adirondack Trust Co | 0 | $0 | 0.00% | −1,902−100.0% | Sold out |
| Laurel Wealth Advisors LLC | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Gilliland Jeter Wealth Management LLC | 0 | $0 | 0.00% | −1,159−100.0% | Sold out |
| Householder Group Estate & Retirement Specialist, LLC | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Semmax Financial Advisors Inc. | 0 | $0 | 0.00% | −101−100.0% | Sold out |
| Danske Bank A/S | 0 | $0 | 0.00% | −3−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | – | – | – | – | Not filed |
| Raymond James & Associates | – | – | – | – | Not filed |
| Raymond James Trust N.A. | – | – | – | – | Not filed |
| 9258 Wealth Management, LLC | – | – | – | – | Not filed |